InvestorsHub Logo
Followers 122
Posts 12909
Boards Moderated 0
Alias Born 12/28/2005

Re: globalworker post# 32677

Thursday, 07/20/2006 2:41:34 AM

Thursday, July 20, 2006 2:41:34 AM

Post# of 157299
globalworker: That was a different compliance issue back then.
The new non-compliance issues are (from Rocky's board):

Section 401(e)
"(e) Unwarranted Promotional Disclosure—A listed company should refrain from promotional disclosure activity which exceeds that necessary to enable the public to make informed investment decisions. Such activity includes inappropriately worded news releases, public announcements not justified by actual developments in a company's affairs, exaggerated reports or predictions, flamboyant wording and other forms of overstated or over-zealous disclosure activity which may mislead investors and cause unwarranted price movements and activity in a company's securities."

Section 132(E)

Sec. 132. LISTING AGREEMENTS
In addition to meeting the foregoing criteria, companies applying for listing enter into agreements with the Exchange and become subject to its rules, regulations and policies applicable to listed companies.

(e) Additional Information—upon request, furnish to the Exchange such information concerning the Company as the Exchange may reasonably require.

Section 1003(f)(iii)
(iii) Operations Contrary to Public Interest—If the company or its management shall engage in operations which, in the opinion of the Exchange, are contrary to the public interest.
http://wallstreet.cch.com/AMEXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F9%5F1%5F1&manu...

So we may get the .BC back again.

nilremerlin

New long-term bull market from Oct. 16, 2008 to Feb. 5, 2018
http://stariq.com/marketweek.htm

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.