globalworker: That was a different compliance issue back then. The new non-compliance issues are (from Rocky's board):
Section 401(e) "(e) Unwarranted Promotional Disclosure—A listed company should refrain from promotional disclosure activity which exceeds that necessary to enable the public to make informed investment decisions. Such activity includes inappropriately worded news releases, public announcements not justified by actual developments in a company's affairs, exaggerated reports or predictions, flamboyant wording and other forms of overstated or over-zealous disclosure activity which may mislead investors and cause unwarranted price movements and activity in a company's securities."
Section 132(E)
Sec. 132. LISTING AGREEMENTS In addition to meeting the foregoing criteria, companies applying for listing enter into agreements with the Exchange and become subject to its rules, regulations and policies applicable to listed companies.
(e) Additional Information—upon request, furnish to the Exchange such information concerning the Company as the Exchange may reasonably require.
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