Bioelectronics Corp (BIEL)

[seven-up]

Look at the companies that go thru ADMINISTRATIVE PROCEEDING
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 9961 / October 13, 2015
ADMINISTRATIVE PROCEEDING
File No. 3-16891
_____________________________________
In the Matter of
UBS AG
Respondent
:
ORDER INSTITUTING CEASE AND
DESIST PROCEEDINGS PURSUANT TO
SECTION 8A OF THE SECURITIES
ACT OF 1933, MAKING FINDINGS AND
IMPOSING REMEDIAL SANCTIONS
AND A CEASE AND DESIST ORDER
I.
The Securities and Exchange Commission (“Commission”) deems it appropriate and in
the public interest that cease-and-desist proceedings be, and hereby are, instituted pursuant to
Section 8A of the Securities Act of 1933 (“Securities Act”) against UBS AG (“UBS” or
“Respondent”).