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Eng62

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Re: ScottAllen post# 45631

Sunday, 01/31/2016 5:21:51 PM

Sunday, January 31, 2016 5:21:51 PM

Post# of 84336
A confidential process also protects the reputations of companies and individuals where the SEC finds no wrongdoing by the firm or the individuals that were the subject of the investigation. As a result, the SEC generally will not confirm or deny the existence of an investigation unless and until it becomes a matter of public record.

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