NorthWest Biotherapeutics Inc (NWBO): Though Flipper has already responded, I...

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NorthWest Biotherapeutics Inc (NWBO)

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Re: Steppenwolf_Speaks post# 46321

Thursday, 12/03/2015 5:32:51 PM

Thursday, December 03, 2015 5:32:51 PM

Though Flipper has already responded, I will chime in as well.

Since 2010, Dodd-Frank Law permanently exempts "Smaller Reporting Company" from having to adhere to SOX 404 compliance.

Link from a Big Law Firm:
http://www.friedfrank.com/siteFiles/Publications/58BFC97CC1C1DA5E2384832B726EBE65.pdf

Definition of a "Smaller Reporting Company" from Wikipedia:
https://en.wikipedia.org/wiki/Smaller_reporting_company

Thus since 2010, NWBO and thousands of other companies did not need to incur the extra cost of being SOX Compliant. If NWBO were SOX Compliant, I would seriously question management's use of funds over the past 5 years as SOX Compliance is not cheap.

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