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Friday, November 13, 2015 10:41:07 PM
If the investor does not agree to the release of info the shares are purchased in the name of the broker and the investor never appears on a NOBO list. If the investor can't trust their broker then they need to get a new broker. It is never a good idea to release personal information when trading penny stocks. Many are scams and will rip a person off one way or another.
Etrade WILL NOT distribute shares in a private company. They will simply cancel the common shares. When there's talk of a company going private it is always a good practice to take a snapshot of your common shares when there's talk of going private or moving to a non US market.
NO ONE has asked for any personal information.
NON-OBJECTING BENEFICIAL OWNER - NOBO
http://www.investopedia.com/terms/n/nobo.asp
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