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JB3729

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JB3729

Re: stealthways post# 14180

Monday, 08/17/2015 12:02:15 PM

Monday, August 17, 2015 12:02:15 PM

Post# of 463814
These are the entities involved in the debenture financing -

Auriga Global
Auriga Investors-Montserrat
Hudson Bay Master Fund
DAFNA LifeScience LP
DAFNA LifeScience Market Neutral
DAFNA LifeScience Select L.P.
Joann Mostovoy
Sabby Healthcare
Sabby Volatility Warrant Master Fund
Sphera Global Healthcare Master Fund
HFR HE Sphera Global Healthcare Master Trust

The 2013 Lincoln Park financing never really got off the ground. It was resurrected through a 6-19-15, S-1 filing.

http://www.sec.gov/Archives/edgar/data/1314052/000106299315003474/posam.htm

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