This information is a couple of days old, but I haven't seen it posted yet, so forgive me if this is redundant. Looks like Barkeloo ditched more shares in November... no surprises there. Perhaps he was also behind today's massacre. Have a good weekend...
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Microbial Robotics, LLC
(Last) (First) (Middle)
PO BOX 30085
(Street)
CINCINNATI OH 45230
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TAURIGA SCIENCES, INC. [TAUG] 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2014 P 1,000 A $ 0.0175 1,000 (1) D
Common Stock 11/21/2014 S 2,695,850 D $ 0.016 5,949,159 (2) D
Common Stock 11/24/2014 S 804,150 D $ 0.0154 5,145,009 (2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date
(Month/Day/Year) 7. Title and Amount of Underlying Securities
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Microbial Robotics, LLC
(Last) (First) (Middle)
PO BOX 30085
(Street)
CINCINNATI OH 45230
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Barkeloo Jason Eric
(Last) (First) (Middle)
PO BOX 30085
(Street)
CINCINNATI OH 45230
(City) (State) (Zip)
Explanation of Responses:
1. The shares of common stock are owned directly by Jason E. Barkeloo ("Mr. Barkeloo"), a reporting person hereunder.
2. The shares of common stock are owned directly by Microbial Robotics, LLC (f/k/a Bacterial Robotics) ("Microbial Robotics"). As managing member and Chief Executive Officer of Microbial Robotics and by virtue of the Voting Agreement, dated January 28, 2014, by and among the Company and members of Pilus Energy (the "Voting Agreement"), as disclosed in the reporting persons' Schedule 13D/A filed with the Securities and Exchange Commission on August 22, 2014, Mr. Barkeloo may be deemed to beneficially own the shares of common stock held by Microbial Robotics.
/s/ Jason E. Barkeloo, Chief Executive Officer of Microbial Robotics, LLC 12/04/2014
/s/ Jason E. Barkeloo 12/04/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
