http://www.otcmarkets.com/edgar/GetFilingHtml?FilingID=5499095 (pages 8-9)
SECURITY OWNERSHIP OF CERTAIN
BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth as of the Record Date the number of shares of Common Stock beneficially owned by each person who is known to the Company to be the beneficial owner of more than 5% of the outstanding shares of Common Stock. Except as noted below, each holder has sole voting and investment power with respect to all shares of Common Stock listed as beneficially owned.
Name And Address Of
Beneficial Owner
Amount And Nature
Of Beneficial Ownership (1)
Percent Of
Class (2)
JAAVBR, LP (3)
1507 Capital Avenue, Suite 101
Plano, TX 75074
7,224,871
9.87%
J 2 Family LP (4)
3900 Jefferson Circle
Plano, Texas 75023
7,215,422
9.85%
Jerod Yates
7640 CR 112
Clyde, TX 79510
7,217,832
9.86%
BHDH Family LP
836 Blue Jay Lane
Coppell, TX 75019
6,895,481
9.42%
Rea Brothers, Ltd.
P.O. Box 770
Addison, TX 75001
6,683,970
9.13%
Bryan Cauthen
1507 Capital Ave., #101
Plano, TX 75074
6,200,000
8.47%
Brandon Hawk
1507 Capital Ave., #101
Plano, TX 75074
6,200,000
8.47%
(1)
Includes all shares of our common stock with respect to which each holder directly, through any contract, arrangement, understanding, relationship or otherwise, has or shares the power to vote or direct voting of such shares or to dispose or direct the disposition of such shares.
(2)
Based upon 73,225,812 shares outstanding as of October 15, 2007.
(3)
James A. Rea, our President, Chief Operating Officer and director, is a limited partner of JAAVBR, LP. and the President of its general partner.
(4)
John E. Rea, our former Chief Executive Officer and director, is a limited partner of J 2 Family LP and the President of its general partner.
OFFICERS AND DIRECTORS
The following table sets forth as of the Record Date the number of shares of Common Stock beneficially owned by (i) each current director and executive officer of the Company and (ii) all directors and executive officers as a group. Except as noted below, each holder has sole voting and investment power with respect to all shares of Common Stock listed as beneficially owned.
Name And Address Of
Beneficial Owner
Amount And Nature
Of Beneficial Ownership (1)
Percent of
Class (2)
James A. Rea
1507 Capital Avenue, Suite 101
Plano, Texas 75074
8,063,439 (3)
11.01%
Edward P. Rea
1507 Capital Avenue, Suite 101
Plano, Texas 75074
6,933,970 (4)
9.47%
Paul S. Johnson
2122 Country Club Drive, # 280
Carrollton, Texas 75006
101,751 (5)
*
Michael A. Jenkins
2151 Fort Worth Avenue
Dallas, Texas 75211
124,722
*
All directors and executive officers as a group
(4 persons)
7,310,066
20.48%
(*)
Less than 1 percent
(1)
Includes all shares of our common stock with respect to which each holder directly, through any contract, arrangement, understanding, relationship or otherwise, has or shares the power to vote or direct voting of such shares or to dispose or direct the disposition of such shares.
(2)
Based upon 73,225,812 shares outstanding as of October 15, 2007.
(3)
Includes (i) 833,333 shares that James A. Rea has the right to acquire within 6 0 days upon the exercise of options; (ii) 1,784 shares owned by Tenax, Inc.; (iii) 3,451 shares owned by JR Holdings, Inc.; (iv) 7,224,871 shares owned by JAAVBR, LP; and (v) 250 shares owned by members of James A. Rea’s immediate family. James A. Rea is President of Tenax, Inc. and JR Holdings, Inc. and a limited partner of JAAVBR, LP.
(4)
Includes (i) 250,000 shares that Edward P. Rea has the right to acquire within 60 days upon the exercise of options; and (ii) 6,683,970 shares owned by Rea Brothers Limited. Edward P. Rea is Chairman of Rea Brothers Limited.
(5)
Includes 42 shares owned by members of Mr. Johnson’s immediate family.
9
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