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Post# of 222594
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Just1MoreUpTick

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Just1MoreUpTick

Re: lucky, mydog post# 77839

Tuesday, 10/07/2014 1:46:01 PM

Tuesday, October 07, 2014 1:46:01 PM

Post# of 222594
Thanks lucky! Exactly what I thought. Mark has told some that FINRA told Mark that MIKP goes pink after the form 10 & audited fins are submitted. He further states he recorded this conversation with FINRA.

I call total BS but couldn't find reinforcement of my thoughts.

A call to FINRA in a round-about-way stated MIKP would still need the 211 approved but without discussing MIKP specifically.

Do you think MIKP submitting a form 10 along with audited fins helps the 211 or is moot?

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