It's going to be hilarious I think.
3360. Short-Interest Reporting
(a) Each member shall maintain a record of total "short" positions in all customer and proprietary firm
accounts in OTC Equity Securities, securities included in The Nasdaq Stock Market, and in each other security listed
on a registered national securities exchange and not otherwise reported to another self-regulatory organization and
shall regularly report such information to NASD in such a manner as may be prescribed by NASD. [For the purposes
of this rule, the term "customer" includes a broker/dealer.] Reports shall be made as of the close of the settlement
date designated by NASD. Reports shall be received by NASD no later than the second business day after the
reporting settlement date designated by NASD.
(b) For purposes of this Rule[,]:
(1) "short" positions to be reported are those resulting from "short sales" as that term is defined in
SEC Rule 200 of Regulation SHO, with the exception of positions that meet the requirements of Subsections
(e)(1), (6), (7), (8), and (10) of SEC Rule 10a-1 adopted under the Act[.];
(2) the term "customer" includes a broker-dealer; and
(3) the term "OTC Equity Securities" shall mean any equity security that is not listed on The Nasdaq
Stock Market or a national securities exchange.
