Who can file a Request for Investigation? There is no standing requirement, therefore anyone can file a grievance.
What do I say in the Request for Investigation? You must provide sufficient facts, including approximate dates and locations, to support your allegations of misconduct. It is suggested that you provide copies of any and all documentation in your possession which supports or explains your factual assertions.
Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.