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NEWL - What a mess!

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Cassandra   Tuesday, 08/19/14 11:01:29 PM
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NEWL - What a mess!

Security Notes
* Capital Change=shs decreased by 1 for 12 split. Ex-date=08/03/2010
* Capital Change=shs decreased by 1 for 15 split Ex-date=10/17/2013.
* Capital Change=shs decreased by 1 for 3 split Ex-date=12/06/2013.
* Capital Change=shs decreased by 1 for 10 split Ex-date=03/06/2014.
* Capital Change=shs decreased by 1 for 50 split Ex-date=05/15/2014.
* Note = Delisted from NASDAQ on 7-22-2014
* Capital Change=shs decreased by 1 for 50 split. Ex-date=07/15/2014

504s from Hannover Holdings, Magna Group, MG Partners LTD, Magna Gibraltar Investments:

All four liquidated: http://www.sec.gov/Archives/edgar/data/1322587/000114420414005824/v367199_sc13ga.htm

Hannover Holdings Settlement: http://www.sec.gov/Archives/edgar/data/1322587/000114420413020403/v340648_ex99-1.htm

There were additional tranches in addition to the above.




NEWL was delisted from NASDAQ and is now a grey market stock.

On July 17, 2014, the common shares of NewLead Holdings Ltd. (the “Company”) were halted from trading on The NASDAQ Stock Market system as a result of a NASDAQ inquiry regarding the Company’s efforts to switch transfer agents. Consequently, as a result of the halt, which would have continued through a determination pursuant to the upcoming delisting hearing before a NASDAQ Listing Qualifications Panel, and discussions with the NASDAQ Staff about the likelihood of success at such upcoming hearing, the Company determined to voluntarily delist from NASDAQ and transfer to the over-the-counter market. As a result of its recent trading halts, the Company will be required to have a market maker file an application on Form 15c2-11 with FINRA in order to have its common shares trade on an OTC market other than the Grey Market on which it is currently trading. Once the Form 15c-211 is cleared, the Company hopes to have its shares trade on the OTCQB market. The Company has engaged a market maker to file the necessary application with FINRA. The Company intends to make a further announcement regarding its trading market once the application is cleared

. http://ih.advfn.com/p.php?pid=nmona&article=63037733

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