![](http://investorshub.advfn.com/images/default_ih_profile2_4848.jpg?cb=0)
Sunday, April 27, 2014 3:16:52 PM
SEC. 27A. APPLICATION OF SAFE HARBOR FOR FORWARD-LOOKING
STATEMENTS.
(a) APPLICABILITY.—This section shall apply only to a forwardlooking statement made by—
(1) an issuer that, at the time that the statement is made,
is subject to the reporting requirements of section 13(a) or section 15(d) of the Securities Exchange Act of 1934;
(2) a person acting on behalf of such issuer;
(3) an outside reviewer retained by such issuer making a
statement on behalf of such issuer; or
(4) an underwriter, with respect to information provided by
such issuer or information derived from information provided
by the issuer.
(b) EXCLUSIONS.—Except to the extent otherwise specifically
provided by rule, regulation, or order of the Commission, this section shall not apply to a forward-looking statement—
(1) that is made with respect to the business or operations
of the issuer, if the issuer—
(A) during the 3-year period preceding the date on
which the statement was first made—
(i) was convicted of any felony or misdemeanor described
in clauses (i) through (iv) of section 15(b)(4)(B)
of the Securities Exchange Act of 1934; or
(ii) has been made the subject of a judicial or administrative
decree or order arising out of a governmental
action that—
(I) prohibits future violations of the antifraud
provisions of the securities laws;
(II) requires that the issuer cease and desist
from violating the antifraud provisions of the securities
laws; or
(III) determines that the issuer violated the
antifraud provisions of the securities laws;
(B) makes the forward-looking statement in connection
with an offering of securities by a blank check company;
(C) issues penny stock;
(D) makes the forward-looking statement in connection
with a rollup transaction; or
(E) makes the forward-looking statement in connection
with a going private transaction; or
(2) that is—
(A) included in a financial statement prepared in accordance
with generally accepted accounting principles;
(B) contained in a registration statement of, or otherwise
issued by, an investment company;
(C) made in connection with a tender offer;
(D) made in connection with an initial public offering;
(E) made in connection with an offering by, or relating
to the operations of, a partnership, limited liability company,
or a direct participation investment program; or
(F) made in a disclosure of beneficial ownership in a
report required to be filed with the Commission pursuant
to section 13(d) of the Securities Exchange Act of 1934.
In case I forgot to mention it above, Always Just My Very Humble Opinion
Recent MIKP News
- Form DEF 14C - Other definitive information statements • Edgar (US Regulatory) • 11/28/2023 10:00:20 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 11/22/2023 06:06:28 PM
- Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB • Edgar (US Regulatory) • 11/14/2023 07:00:35 PM
- Form PREM14C - Preliminary information statements relating to merger or acquisition • Edgar (US Regulatory) • 11/02/2023 04:01:43 PM
- Form PRE 14C - Other preliminary information statements • Edgar (US Regulatory) • 10/04/2023 04:01:33 PM
- Form 10-12G/A - Registration of securities [Section 12(g)]: [Amend] • Edgar (US Regulatory) • 08/23/2023 08:54:45 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 08/22/2023 06:10:15 PM
- Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB • Edgar (US Regulatory) • 08/14/2023 01:07:41 PM
Glidelogic Corp. Becomes TikTok Shop Partner, Opening a New Chapter in E-commerce Services • GDLG • Jul 5, 2024 7:09 AM
Freedom Holdings Corporate Update; Announces Management Has Signed Letter of Intent • FHLD • Jul 3, 2024 9:00 AM
EWRC's 21 Moves Gaming Studios Moves to SONY Pictures Studios and Green Lights Development of a Third Upcoming Game • EWRC • Jul 2, 2024 8:00 AM
BNCM and DELEX Healthcare Group Announce Strategic Merger to Drive Expansion and Growth • BNCM • Jul 2, 2024 7:19 AM
NUBURU Announces Upcoming TV Interview Featuring CEO Brian Knaley on Fox Business, Bloomberg TV, and Newsmax TV as Sponsored Programming • BURU • Jul 1, 2024 1:57 PM
Mass Megawatts Announces $220,500 Debt Cancellation Agreement to Improve Financing and Sales of a New Product to be Announced on July 11 • MMMW • Jun 28, 2024 7:30 AM