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Thursday, April 17, 2014 8:52:37 PM
Q. If a company files a form 10 does it meet the informational requirements of SEC rule 15c-211?
A. Yes, assuming the information in the Form 10 registration statement is complete and current.
Hi Mark,
(There are 3 emails in this one email). Per the msg. below, can you find out from FINRA what they meant when (MIKP would become fully reporting) A) there is a filing verses B) when the filing is effective? If you have questions about FINRA (ask them). They aren’t going to bite. Again, where are we in the process. Today’s posting made it seem like you are just getting started on the form 10. You had us believing you were working on it 3 to 4 weeks already (and that is all the time you needed 3 to 4 weeks until you filed the form 10). Also you were going to work on the form 10 and your edgar filing concurrently beginning 3 to 4 weeks ago. (is that what is actually happening). It is very hard to digest you are just getting out of the starting blocks on the form 10 (today). If that is the situation that could be filed under total deception. If not please x that statement out and accept my apology. Just stating things as they are.
Tim
As stated by our FINRA examiner to outside counsel on a phone call in January, the Form 211 will be approved once filed. Though it was not clarified as to whether this could take place at filing per se, or once the filing is effective, my educated guess is the latter; however I’m thrilled to have a light at the end of the tunnel and our sponsoring Market Maker, BMA agrees this is good news. Once completed, we will be a fully reporting company, most likely on the OTCQB tier.
Recent MIKP News
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- Form PREM14C - Preliminary information statements relating to merger or acquisition • Edgar (US Regulatory) • 11/02/2023 04:01:43 PM
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- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 06/28/2023 01:43:32 PM
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