Hmmm... What would teacher say?
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WINT - $5.19 - Worth watching... Recent R/S and starting to get some attention... 445K in the float...
CRKN - $.053 - Volume on news...
https://finance.yahoo.com/news/crown-electrokinetics-announces-fiber-construction-131500203.html
GWAV - The FORM D is reporting an exempt sale of securities, in this case, warrants, to 18 individual investors for that amount... Some folks see a future in this little company over the long term...
Of course this means upcoming dilution pollution, but not until they are able to raise their A/S, which currently sits at 1.2 billion shares...
The AGM is on May 20th, where they are voting on a R/S as well as another 35 million shares of dilution...
https://www.sec.gov/Archives/edgar/data/1589149/000149315224014341/formdef14a.htm
I am playing it as a short term swing but my crystal ball blew up in 2022, so I can't predict what the potential upside could be... 😉
GWAV - $.065 - On watch... An interesting FORM D filing from yesterday...
https://www.sec.gov/Archives/edgar/data/1589149/000149315224017164/xslFormDX01/primary_doc.xml
12. Sales Compensation
Recipient
Recipient CRD Number 000130645
Dawson James Securities, Inc.
(Associated) Broker or Dealer X
(Associated) Broker or Dealer CRD Number X
Street Address 1 Street Address 2
101 NORTH FEDERAL HIGHWAY SUITE 600
City State/Province/Country ZIP/Postal Code
BOCA RATON FLORIDA 33432
13. Offering and Sales Amounts
Total Offering Amount $1,493,424,998 USD
Total Amount Sold $1,493,424,998 USD
Total Remaining to be Sold $0 USD
NVVE - $.81 - Unusual volume... Average 10-day is only 56K... Had news out earlier this morning... Roughly 5.5 million in the float...
https://finance.yahoo.com/news/nuvve-great-power-announce-strategic-133000515.html
IBRX - $10.53 HOD - Continuation from Friday...
IBRX - $7.74 - nHOD - AH may get interesting... Need some more retail warriors...
IBRX - $6.82 - nHOD...
GWAV - The current O/S is just under 151 million shares... They did a promissory note exchange the day before the offering, for 61,853,899 shares...
https://www.sec.gov/ix?doc=/Archives/edgar/data/1589149/000149315224015587/form8-k.htm
IBRX - $5.62 - Is the squeeze play finally on? Conference call has just wrapped up on the FDA approval of ANKTIVA...
https://fintel.io/ss/us/IBRX
SFWL - $2.01 - Unusal volume... 10x average 10-day... Roughly 7.5 million in the float...
RXRX - $8.69 - AH close... Tomorrow should be interesting...
RXRX - $8.20 - Grabbed a starter on this presentation that came out earlier....
https://www.sec.gov/Archives/edgar/data/1601830/000160183024000043/rxrxannualreport.pdf
Short interest is 21% or almost 40 million shares of the float...
https://fintel.io/ss/us/RXRX
NCI - $8.89 - nHOD...
NCI - $6.34 - Halted up...
NCI - $5.36 - Halted up... Break on through.
VLCN - $.32 nHOD - Pump up the volume...
NCI - $4.00 - IPO for today... Grabbed a starter at $4.00...
https://www.iposcoop.com/ipo/neo-concept-international-group-holdings-limited/
VLCN - $.265 - On watch... Volume starting to come in... 10-day average is 1.95 million...
NIVF - $2.10 - Nice continuation from yesterday...
SERV - $3.52 - Getting found as volume is picking up...
NIVF - $1.55 - Halted up for the second time...
Just a FYI - The reason for the filing of a SC-13G or SC-13D, is to register beneficial ownership of greater than 5% of an equity, which is required by the Securities and Exchange Act of 1934. A SC-13D must be filed within 10 days of the event and a SC-13G has different deadlines depending on the type of filer.
The difference between whether it should be a 13D or a 13G depends on the intent of the ownership; "with control" or "without control".
An investor that wants to exert a controlling influence on the day-to-day decisions made by the company, must file a SC-13D. An investor who just wants to be a "passive" owner of stock and doesn't care to be involved in the day-to-day decision making, only needs to file a SC-13G.
IMHO, the only time that a 13G filing would relate to dilution, is if an investor or institution, aquired more than 5% ownership by participating in an offering or private placement...
In the case of GDHG SC-13D filing, those 10 million class B shares just changed hands for $.30 a share. The amount of ownership of the company didn't change at all...
https://www.sec.gov/Archives/edgar/data/1928340/000121390024034512/ea0204192-6k_golden.htm
Entry Into a Material Agreement
On April 12, 2024, JINZHENG INVESTMENT CO PTE. LTD. (“JINZHENG”), a Singapore company that had held 5,000,000 class A ordinary shares and 10,000,000 Class B ordinary shares of Golden Heaven Group Holdings Ltd. (the “Company”) and is 100% owned by Qiong Jin, entered into a share purchase agreement (the “Agreement”) with YITONG ASIA INVESTMENT PTE. LTD. (“YITONG”), an exempt private company limited by shares incorporated in Singapore that is 100% owned by Cuizhang Gong, pursuant to which JINZHENG has agreed to sell to YITONG, and YITONG has agreed to purchase from JINZHENG, all of JINZHENG’s right, title and interest in and pertaining to 10,000,000 Class B ordinary shares of the Company (the “Shares”) at a purchase price of $0.30 per share. The Shares were transferred to YITONG on April 17, 2024. In connection with the Agreement, YITONG’s obligations are secured by a personal guarantee executed by Cuizhang Gong, YITONG’s director and sole shareholder.
WINT - Understood but those 608,272 shares will be divided by 18 after the reverse split to become 33,793 shares... Also, they can not be sold until the SEC has deemed the S3 registration statement "effective"...
SERV - $3.11 - Volume into the close and back to even on the day... Bounced off an intra-day low of $2.33...
VHAI - $.224 - Late day volume...
WINT - On watch for next week... 1 for 18 R/S on Monday morning... O/S will be 500,000 shares and the float will be roughly 445,000 shares...
CRKN - $.0565 - On watch... May join the Friday afternoon penny Slot-O-Mania... Make sure to find a machine closest to the exit...
CSLR - $.54 - Halted up... This came out yesterday just before the close...
https://finance.yahoo.com/news/apparent-cslr-short-attack-just-195700069.html
BSFC - $.085 - Volume spike but will it continue?
VHAI - Sure... Why not... I grabbed a small 15,000 share starter at $.22... This was trashed after their IPO due to the following subsequent events:
https://www.sec.gov/ix?doc=/Archives/edgar/data/1880431/000121390024033415/ea0203535-10k_vocodia.htm
VHAI - $.22 - Getting some volume in AH...
BPTH - This is the third offering since March 25th when the O/S was only 678,795 shares... They have a $110,000,000 shelf registration that they will continue to dilute with, after engaging H.C. Wainwright & Co., LLC on March 22, 2024 as their placement agent... See for yourself...
https://www.sec.gov/Archives/edgar/data/1133818/000110465924043660/tm2411049-1_424b5.htm
https://www.sec.gov/Archives/edgar/data/1133818/000110465924039394/tm249906-1_424b5.htm
https://www.sec.gov/ix?doc=/Archives/edgar/data/1133818/000110465924038742/tm249787d1_8k.htm
https://www.sec.gov/Archives/edgar/data/1133818/000110465922065895/tm2216906d1_s3.htm
BPTH - Announced an offering...
https://finance.yahoo.com/news/bio-path-holdings-inc-announces-175700875.html
IBTA - $106 - Opened at $117...
SERV - $3.09 after opening at $4.75... Several brokers are not allowing folks to trade it today... POS!!
NIVF - $.81 - Moving on light volume...
IBTA - IPO worth watching today... Ibotta Inc. (IBTA) priced 6.56 million shares at $88.00 – $4.00 above the top of its $76.00-to-$84.00 range... IBTA is backed by Wal-Mart...
SERV - Official P/R on the offering and uplisting to the NASDAQ today... 10 million shares at $4.00...
https://www.otcmarkets.com/stock/SBOT/news/Serve-Robotics-Inc-Announces-Pricing-of-40-Million-Public-Offering-and-Uplisting-to-the-Nasdaq-Capital-Market-Under-New-?id=437220