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That means someone authorized by the company has updated and/or verified the company description, contact info, officer info, etc. that’s all.
I’m not sure either. They have added and omitted some of the other level officers a couple times since the new CEO was added to replace Lazar.
$TRDX...3/16/2020, Personnel (again), Industry Sector and Float (still with an old date...so I'm confused with that) updated on OTCMkts...
https://www.otcmarkets.com/stock/TRDX/profile
https://www.otcmarkets.com/stock/TRDX/security
$TRDX...3/16/2020, Personnel (again), Industry Sector and Float (still with an old date...so confused with that) updated on OTCMkts...
https://www.otcmarkets.com/stock/TRDX/profile
https://www.otcmarkets.com/stock/TRDX/security
$TRDX...3/16/2020, Personnel (again), Industry Sector and Float updated on OTCMkts...
https://www.otcmarkets.com/stock/TRDX/profile
https://www.otcmarkets.com/stock/TRDX/security
Here's the link to my shared Lazar ticker spreadsheet...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
All four of them (I missed one earlier...$NHLI) already had SEC FM15's on file. The SEC did a large batch of old long delinquent FM15 filers last summer also. FM15 filings don't make a company 100% untouchable. Even though they are SEC reporting exempt, they are still expected to file with OTCMkts as an Alternate Reporting Filer. Last year the SEC started cracking down on the FM15 filers as well as the delinquent SEC Reporting filers.
The CE was added to most of them today at time of suspension.
They did the same thing last year...Suspended a large batch of older Delinquent FM15 filers. Just shows even the FM15 filer tickers are not 100% safe.
$NHLI also SEC Suspended today.
https://www.sec.gov/litigation/suspensions/2020/34-88381-o.pdf
$NHLI also SEC Suspended today.
https://www.sec.gov/litigation/suspensions/2020/34-88381-o.pdf
All three of them just had their custodian hearing last week. Bummer! Feel bad for those who lost money! Fortunately, these three didn't seem to be too popular with traders.
The SEC suspended 57 tickers this morning. 3 were Lazar plays: $XYNH $TGCM and $AIGI. Only happened one other time a couple years ago. Unfortunately, one of the risks involved! A reminder not to put everything on one ticker!
https://www.sec.gov/litigation/suspensions/2020/34-88381-o.pdf
The SEC suspended 57 tickers this morning. 3 were Lazar plays: $XYNH $TGCM and $AIGI. Only happened one other time a couple years ago. Unfortunately, one of the risks involved! A reminder not to put everything on one ticker!
https://www.sec.gov/litigation/suspensions/2020/34-88381-o.pdf
It varies from one ticker to the other. SoS update/reinstatement is next. Usually within 1-2 weeks.
$NXPC...3/11/2020, Custodianship Terminated...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$NXPC...3/11/2020, Custodianship Terminated...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$NXPC...3/11/2020, Custodianship Terminated...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
Correct, NV SoS update/reinstatement. This one is Alternative Reporting already, but I don't see a SEC Form 15 on file, so he might do one just cover all bases...he may not need to do one. This is the first one I have seen him do that was already alt rptg without a FM15. So this will be a learning curve for me.
$SBOX...3/11/2020, Custodianship granted...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$SBOX...3/11/2020, Custodianship granted...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$SBOX...3/11/2020, Custodianship granted...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$LGBI...3/11/2020, Custodianship granted...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$LGBI...3/11/2020, Custodianship granted...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$LGBI...3/11/2020, Custodianship granted...
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
I was thinking the same thing.
The assigned judge is a female...her husband has business interests in the MJ industry. The business tied to the ticker is a MJ business. Though there isn't currently a conflict of interest, she is just advising the parties involved the opportunity to object if anyone feels there could be room for bias in the judge's decision. She's just offering it up to be fair and allow everyone involved to be informed of her husband's involvement in the industry. Basically, just to cover her butt.
In case you are unable to read the screenshot I attached to my post on your mobile...This is what was stated in the Minute order...
"Minute Order (3:00 AM) (Judicial Officer Allf, Nancy)
Minute Order: Disclosure
Minutes
03/10/2020 3:00 AM
- COURT FINDS after review the matter was commenced on February 4, 2020 seeking the appointment of custodian. The parties appear to have ties to the cannabis industry. The case was assigned to the Honorable Nancy L. Allf in Department 27. This minute order is being entered pursuant to Nevada Code of Judicial Conduct 2.11(A). Judge Allf s husband, David Thomas, owns an interest and is a managing member of an entity operating within the marijuana industry. Judge Allf and her husband keep their business and professional interests separate, and she has no knowledge regarding the potential facts of this case. As such, there is nothing to preclude Judge Allf s impartiality. This disclosure of her husband s business interest is made out of abundance of caution and as a courtesy to the parties. Should any party have an objection to Judge Allf presiding over this case, such objection may be made via fax or email to Department 27 by March 13, 2020 at 5:00 p.m. Should any party object, Judge Allf will recuse herself from the case, which will then be randomly reassigned. CLERK'S NOTE: This Minute Order was electronically served by Courtroom Clerk, Nicole McDevitt, to all registered parties for Odyssey File & Serve. /nm 3/10/2020"
$VDPH...3/9/2020, Filing with NV SoS to increase A/S from 200M to 500M...3/10/2020, Designation filing with NV SoS to designate 495M as Common and 10M as Preferred. Watching for TA to update OTCMkts with new SS. I'm anticipating we will be seeing new company updates to NV SoS and OTCMkts soon as well.
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$VDPH...3/9/2020, Filing with NV SoS to increase A/S from 200M to 500M...3/10/2020, Designation filing with NV SoS to designate 495M as Common and 10M as Preferred. Watching for TA to update OTCMkts with new SS. I'm anticipating we will be seeing new company updates to NV SoS and OTCMkts soon as well.
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$VDPH...3/9/2020, Filing with NV SoS to increase A/S from 200M to 500M...3/10/2020, Designation filing with NV SoS to designate 495M as Common and 10M as Preferred. Watching for TA to update OTCMkts with new SS. I'm anticipating we will be seeing new company updates to NV SoS and OTCMkts soon as well.
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$HIGR...3/9/2020, IR updated on OTCMkts Profile page.
https://www.otcmarkets.com/stock/HIGR/profile
$HIGR...3/9/2020, IR updated on OTCMkts Profile page.
https://www.otcmarkets.com/stock/HIGR/profile
$HIGR...3/9/2020, IR updated on OTCMkts Profile page.
https://www.otcmarkets.com/stock/HIGR/profile
$FTGI...3/9/2020, Custodianship granted in part.
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$FTGI...3/9/2020, Custodianship granted in part.
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$FTGI...3/9/2020, Custodianship granted in part.
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view
$AIGI...3/9/2020, Custodianship granted in part.
https://drive.google.com/file/d/1fRBWcagaBJm0tNCa6ZC_toCmHI7r65Hm/view