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It wasn't about the overall market conditions,it was about that moment,let's get that straight, LOL.
Not disagreeing with that at all,the market has broken its pump trend,and the down trend has taken hold, just pointing out how the machines will manipulate the market on head line news,and takeoff their sell programs for a moment to take Advantage off it,so they could sell at a higher levels,which they probably did.
The machines will probably use the speaker news for some pump action,how long it last will depend if pumps want to jump in,with many pumps going through more than a few pairs of depends in the past few days, many mostlikely won't want to ruin the ones their wearing right now.
The only reason why the market had been holding up, is because it's controlled by Wall Streets machines bent on manipulation corruption,and painting the market in their favor to maximize profits,they can no longer get away with their criminal tactics,with all of the outside of their control pressures, now being put on the market,so their pump support of the market pumps is now off the table, and switched to dump and short mode.
Pumps getting trashed,thinking they would get pumped out of a ditch on $MSFT fantasies off pumping the market, instead the market turned into one big Mr softy.
Perhaps at some point the brainless sellers will remove their heads from their azzes, and see $ASPA up 200% today.
Just shorts getting chewed up and spit out onto the ground.
Wonder how many millions of naked short shares are at risk of getting squeezed when the news hits, will they end up covering over $0.40,or will it be higher, a large amount covering after hours,and buyers loading shares, someone must know something.
Insider information after hours, looks like warrants related.
FORM 4
? Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
? Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.        Â
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIESÂ Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â
OMB APPROVAL
OMB Number:Â 3235-0287
Estimated average burden
hours per response... 0.5                     Â
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â
1. Name and Address of Reporting Person *
AULT MILTON C III2. Issuer Name and Ticker or Trading Symbol
Ault Alliance, Inc. [ AULT ]5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)Â Â Â Â _____ Other (specify below)
Executive Chairman(Last)Â Â Â Â Â Â Â Â Â Â (First)Â Â Â Â Â Â Â Â Â Â (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 2403. Date of Earliest Transaction (MM/DD/YYYY)
10/20/2023(Street)
LAS VEGAS, NV 891414. If Amendment, Date Original Filed (MM/DD/YYYY)
 6. Individual or Joint/Group Filing (Check Applicable Line)
_XÂ _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person(City)Â Â Â Â Â Â Â Â (State)Â Â Â Â Â Â Â Â (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned1.Title of Security
(Instr. 3)2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)7. Nature of Indirect Beneficial Ownership (Instr. 4)CodeVAmount(A) or (D)Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivate Security
(Instr. 3)2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)8. Price of Derivative Security
(Instr. 5)9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares10% Senior Secured Convertible Promissory Note  (1)10/13/2023  P   $17,519,832    10/20/2023 10/12/2028 Common Stock  (1)(2)$17,519,832 $17,519,832 I By Ault & Company, Inc. (3)Warrant to Purchase Common Stock $0.1837 10/13/2023  P   47,685,988    4/15/2024 10/13/2028 Common Stock 47,685,988 (2) (4)47,685,988 I By Ault & Company, Inc. (3)
Explanation of Responses:(1)Â On October 13, 2023 (the "Closing Date"), the Issuer issued a 10% Senior Secured Convertible Promissory Note (the "Note") to Ault & Company, Inc. ("Ault & Co."), with a principal face amount of $17,519,832. The Note bears interest at the rate of 10% per annum and matures on October 12, 2028. Interest is payable, at Ault & Co.'s option, in cash or shares of common stock at the applicable Conversion Price (as defined below). The Note is convertible, at Ault & Co.'s option, into shares of common stock ("Conversion Shares") at a conversion price that is the greater of (i) $0.10 per share (the "Floor Price"), which such Floor Price shall not be adjusted for stock dividends, stock splits, stock combinations and other similar transactions and (ii) the lesser of (A) $0.2952 or (B) 105% of the closing sale price of the Common Stock on the trading day immediately prior to the date of conversion (the "Conversion Price").(2)Â The Company may not issue Conversion Shares and/or shares of common stock issuable upon exercise of the warrants issued in connection with the purchase of the Note to the extent such issuances would result in an aggregate number of shares of common stock exceeding, 5,724,888, which represented 19.99% of the total shares of common stock issued and outstanding as of the Closing Date, in accordance with the rules and regulations of the NYSE American, LLC unless the Issuer first obtains stockholder approval.(3)Â Milton C. Ault, III, is the Chief Executive Officer of Ault & Co. and is deemed to beneficially own the shares held by Ault & Co.(4)Â The warrants were received as additional consideration for the purchase of the Note.
Reporting Owners
Reporting Owner Name / AddressRelationshipsDirector10% OwnerOfficerOtherAULT MILTON C III
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS, NV 89141XXExecutive Chairman
Signatures
/s/ Milton C. Ault, III10/24/2023**Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.*If the form is filed by more than one reporting person, see Instruction 4(b)(v).**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Pump gains created by the algo machines, designed to ramp up buyside volume,once certain zones are reached, the pump machines switch the switch to the dump mode,and unload more onto to the market chasers, programed to rake in profits and be gone,and then be short, and market gets faded on every pump,and mostlikely be the same case today, if Microsoft and GOOG earnings are the slightest off in some kind of way in today's after hours,the machines of manipulation corruption will mostlikely be set to full dump mode,and tomorrow will be one real ugly red bag fest, the pros most likely be very cautious going into the close,unless info was leaked to them,which would not be shocking, just typical of Wall Streets ability to be mostly on the right side of the trade day after day.
The $ADD starting going into the bad breath zone around 11:00 am,I guess the BS pump money ran out of steam.
Wow really surprising the usual big pumps on CNBC halftime fast pump money,all some what negative on the current market,and conditions that their not so positive on, like upcoming earnings and other factors that could put more pressure on the market, now isn't the pump bounce based on upcoming earnings, well that might not hold up too much longer, a smart pump,is one who already sold this mornings highs.
That's what happens when you have a worthless usless SEC that let's the corrupt criminal acting low level naked shorting hedge funds, run a muck all over the place, and get away with what's supposed to be considered illegal market activity,allowing them to control direction of price,that's usually to the down side, every day of the week just about every small caps stocks that run up,the next day mysteriously their all tanking, gee I wonder why.
Today will be nicknamed the Bill Actman fake bounce pump, that was probably schemed up over the weekend by corrupt Wall Street, to try and save their pumps,and be able to sell them in a pumped up tape,instead of all out tank,like it was until that punk put out a statement about closing his bond short trade, all planned to manipulate the market, the punks always working together under the table at key times, to save their corrupt azzsz.
Shorts better load warrants before they get more hammered on their short positions.
Sundays clueless foolish pump pajama traders, wiped out and left in standing in their soiled pajamas.
Typically fake little bounces right now, that only a fool would be chasing right now,going into a weekend these days.
I've done the same kind of trades over the years, the environment has to be just right, this current market situation give it a better chance of working out, I did one on the S&P futures options contracts a few months ago that worked out well, had not have good results a few times when done on the day before a company's earnings reports, if the price movement is not large enough,they suck all of the volatility out of it after the open.
In a whipsawing market a strangle is not a bad game plan, in a big swing in one direction or the other,your back is covered, like you did selling one leg of it, and walked away with profits, always have to close one leg of it, when that big swing happens, and not get greedy, if things bounce and then go flat, that's when the options MM criminals bleed you dry.
$SPY hit its 200 EMA today, like I said over a week ago that it most likely was heading to, back in the first few days of Oct it fell below it,and came close to testing the 200 SMA, but bounced before it did, on the usual BS from the Wall Street pumps claimed that it was the end of the seasonal selloff, well that claim is now looking like not the case, with all that's going on in the world right now,putting pressure on the markets lately, if it was to test the 200 SMA around $422 and not hold it, that would put any chances of a year end rally more less likely,or one that's a lot smaller.
I personally over the years prefer to swing trade, but these curreb market conditions since early Sept has made it much more harder, anyone who gets into a trade and has real decent profits,and doesn't take it before the close, most likely will lose it the next day,especially with mid and small cap stocks, the corrupt hedge funds are running all out short attacks on many of them that run up,and start running short programs before the close,and the scm bags just keep hitting and grinding them down the next day,no matter how many buyers come in. Just about 80% of the swing trades I've done in the past many months had higher profits if they were closed on the day they were bought, back in the day I used to be a pretty active day trader, and would do up to 30 trades in a day, and average up to and some times over 100 in a week, that was ten to twenty five years ago,my best week around 25k,and on average days make anywhere from $200.00 to $1,200, and also worked for a period of a few years at two different day trading firms,one of them had a few hundred traders at three locations,and were well known back then,both firms were run by professional Wall Street floor traders who spents years on the floor.that was before Wall Street went on a mission to attack day traders as a major priority of theirs,making it much harder,and why many these days rather day trade market index options like on $SPY, I day trade nowadays mostly S&P futures and the options on them, did three daytrades on them today.
Their running pump and dump programs,right before the S&P was dump from $4360 to $4315 I bought the S&P futures options contract strike of $4170 that exp tomorrow at $0.40 and sold it at $0.65,right when it was looking like a rounding bottom, in this wide swing market and with those kind of contracts you have to be super fast gunslinger.
Big daddy JP fake spike,the corrupt SOB's couldn't find enough suckers to buy into it,and started shorting anything that moved.
Big daddy fake pump for J Powell speaking, that highly most likely wont weather the shorting storm,that most likely will hit it,once the BS stops from the machines using it to pump hot fluff air into it,only so the scm bag machines can short at higher levels to the dumb money pump chasers, and them leaving them in their wake,as they sink from the heavy red bags they bought.
It's always a possibility,if it was to be up,most likely low life Wall Street will probably be still running their fake rally programs,to sucker in suckers right into their short setups, and run a rug pull program on a drop of a dime, too much going on right now,and the criminals know that not too many smart money traders are willing to hold anything that's up for too long, with the scm bag hedge funds running short programs on everything that gaps up.
The Wall Street pumps and their corrupt machines, keep trying to throw curve balls intraday, to try and screw up short and put positions, but they are trailing on the score board by a big point spread, the corrupt punks are losing today's game no mater what pumped up players they put on at the plate.
CNBC halftime fastmoney pumping jumping Joe, enjoyed watching him and the other pumps squirming in their chair's today,after running their pumping mouths yesterday, about how resilient the market was on the rising bond yields yesterday, well that was a foolish way of thinking,as it what proven today.
I'm not endorsing either one of them,their both disasters at this point, and BOTH have dirty hands, one gets more of a free ride by the media most of the time,it would be best if they both retire to the funny farm before the next election,where they can debate each other there and not waist everyone else's time, it's also highly recommended not to consume alcohol while trading and posting rants,
Just like I said once sleepy was done talking, the pump BS would reverse,congratulations red bag pumps,on a dumbass pump chase.
The pump machines set to pump mode on that many aren't paying attention right, on that prez sleepy is speaking once the talk stops, the BS pump stops, and goes make to the sell down trend most likely,anyone buying into will probably end up with bright red bags.
Let's pump the morning lows because sleepy Joe is speaking,we'll that won't last too long, once he takes his day nap, the machines are just playing their corrupt manipulation games.
I hope there are razor blades attached to that device,and gets twisted a half dozen times,leaving them on the ground to bleed out.
There is a group of low life hege funds that are bent on keeping it from moving higher,most likely the A holes got smoked not that long ago when it spiked up over $3.00,and are bent on how bad the got squeezed and blown out and burned on that big gap up day, sooner or later more positive news could hit that blows up their corrupted game of manipulation.
Hopefully it never gets anywhere near to that point, that's why the US has two aircraft carriers parked right off shore right now,to make the other ones in the area to not do something that stupid, that would end up being really bad for them.
CNBC and all of the market related broadcast networks all reporting that after today's numbers that the Fed having to do another hike is now a stronger outcome for it, if it wasn't for what's going on in the middle east right now,they would most likely would have done it Nov, now all of well know Fed watchers like Steve Liesman are say that Jan is most definitely on the table for Jan,anyway way you want to look at it some many of the well known market experts all say there is no way is this market currently priced for anymore hikes, not even one of them,that puts the market pumps on high alert to dump all of their over priced pumps,that can't be priced at current valuations with another hike coming in the near future,anyone sitting in a pumped stock right now with profits,is nuts if they don't run away
Look at that ten year yield keeps on trucking higher, how this market is green at all,even that it's barely green, is pretty surprising, last week on today's yield up to these levels it would of been tanking big time, the machines of manipulation must be working will all hands on deck, smoke pouring out of all of its vents, and probably won't be able to do it too much longer.
CNBC talking head blonde makes dumb comment,oh today is giving back some of yesterday's gains, how about more than half, they always have to try and sugar coat that it's looking like a shtt show, this market has no follow through, up one day,down the next day,down then up, a whipsaw market,usually a sign of an unstable market, that won't be able maintain its current levels.
S&P futures tumbles 28 points on more inflationary numbers out at 8:30am,and also on rising ten year yields,and on top of other market overhead concerns,yesterday pump was just that,an excuse to get over the weekend shorts to cover, by using their machines of corruption manipulation.
It's really belongs to both, and needs to be separated into two separate states, that should of been done a long time ago, but with all of the constant uprisings over the years, it got pushed to the sidelines,after this really bad situation,it probably won't be possible for a long time, especially not until the group responsible for the current situation,is put down like really sick animal.
The hedge funds that have been most likely illegally naked shorting it since then, use their corrupted ability to manipulate price, using their machines to trade back and forth with their own machines to manipulate the direction, to prevent them from getting squeezed,there could come a point when these criminals are forced to close the positions, but who knows for sure,if some news was to hit like a license deal,that would freak them out,and motivate many to cover, probably have a better chance of winning the lottery, then the useless SEC to actually enforce the laws and rules on the books, and only pretend that they have the backs of retail,which is total BS, they let's these criminals get away with murder every day of the week.