Likes Subject
STLK - Filed at Colorado e-ore 04/06/17 6:43 PM
DAKP - BK filing e-ore 12/22/16 8:19 AM
COWI - Toast e-ore 10/28/16 9:28 PM
BGNN - Controlling interest sold for $1.00 to e-ore 08/24/16 4:50 PM
GDPM - Prepackaged Chapter 11 bk. Common stock e-ore 04/12/16 8:19 AM
Is auctus fund the guys at Asher like IPO$ 01/02/16 7:30 AM
RCHA - Average conversion price of these shares e-ore 12/31/15 5:56 PM
CIGW - Common cancelled as part of merger agreement e-ore 04/16/15 11:47 PM
Honest explanation of toxic financing from a company's e-ore 02/09/15 10:40 AM
LTNC - In the last 10 days O/S e-ore 01/09/15 7:59 AM
FREE $500K convert note sludgehound 01/07/15 9:31 AM
PWDY A/S increae mgland 01/06/15 4:50 PM
TGC, TNVMF issues 13.6M common on convert note sludgehound 12/30/14 3:07 PM
CALSTRS holdings mgland 12/27/14 10:51 AM
ALGI - Ceased operations. From today's 8k e-ore 12/08/14 8:22 AM
The result of toxic financing. 8k today from e-ore 12/04/14 6:39 PM
Absolute rubbish RCGP is. lemmy 11/24/14 3:06 PM
RCGP $240,000 worth of freely tradeable shares being e-ore 11/24/14 8:09 AM
VIIC - BK filing e-ore 09/25/14 4:55 PM
ENSL - Going to the grey market e-ore 05/08/14 7:52 AM
APP 61M + 9M at $0.50 sludgehound 03/26/14 8:26 AM
ACGX Supplemental Filing Doubling the Conversion Rights and RDG013 02/14/14 2:29 PM
CERP - Bankruptcy filing e-ore 02/12/14 4:01 PM
DROP will head this list after 3/14/2014 shareholders midnightsal 01/29/14 11:51 AM
MDNT. Pre14C. increase A/S from 500 million to mgland 01/23/14 3:14 PM
RBCN sale $28.2M common ? sludgehound 01/07/14 4:40 PM
WEST 8-K ah Convert 6.25M @0.02 sludgehound 12/20/13 8:17 PM
ASTM $16M left in shelf, down 12%+ sludgehound 12/02/13 10:09 AM
The SEC Just Suspended My Stock! Now What? sludgehound 11/29/13 4:34 PM
WEST $200K convert at $0.02 & $5M credit sludgehound 11/25/13 5:14 PM
Thanks Sludgehound. mgland 11/22/13 5:36 PM
Depends on structure of stock sludgehound 11/22/13 3:03 PM
Then before they did the R/S they would mgland 11/22/13 11:04 AM
My opinion is the 15-12g would have no e-ore 11/22/13 11:02 AM
E-ore. If a company files a PRE 14C mgland 11/22/13 10:59 AM
DEOP $.03 warrant swap equity sludgehound 11/19/13 9:04 AM
Why it's called "toxic financing." e-ore 11/18/13 5:40 PM
JAGGF.pk kind of a Canads Bk? sludgehound 11/01/13 7:53 PM
ANCV - .05 x .51. From today's 8k e-ore 10/23/13 2:36 PM
HYSR as per DEF 14A mgland 10/11/13 1:36 PM
WEST direct obligation against assets sludgehound 10/02/13 5:56 PM
GHSE - Bankruptcy. "WILMINGTON, Del. , Sept. e-ore 09/27/13 7:46 AM
VLNCQ - "holders of pre-petition equity interests in e-ore 09/26/13 1:56 PM
OPXA converts Converts to Common $1.91 sludgehound 09/25/13 9:29 AM
FFNT BK Chpt 11 & Notes arrangement sludgehound 09/17/13 8:50 AM
P doing secondary 14M to 16.1M shares sludgehound 09/16/13 11:38 PM
QTWW Convert note $11M sludgehound 09/16/13 9:14 AM
NSPH further share sale $100M no price sludgehound 09/12/13 11:19 PM
PLUG shelf reg no size yet sludgehound 09/10/13 4:40 PM
LIME ah 0.31 -0.31 may dilute sludgehound 08/22/13 9:22 PM
Likes Subject

e-ore
04/06/17 6:43 PM
e-ore
12/22/16 8:19 AM
e-ore
10/28/16 9:28 PM
e-ore
01/09/15 7:59 AM
sludgehound
01/07/15 9:31 AM
mgland
01/06/15 4:50 PM
sludgehound
12/30/14 3:07 PM
mgland
12/27/14 10:51 AM
lemmy
11/24/14 3:06 PM
e-ore
09/25/14 4:55 PM
e-ore
05/08/14 7:52 AM
sludgehound
03/26/14 8:26 AM
e-ore
02/12/14 4:01 PM
sludgehound
01/07/14 4:40 PM
sludgehound
12/20/13 8:17 PM
sludgehound
12/02/13 10:09 AM
sludgehound
11/29/13 4:34 PM
sludgehound
11/25/13 5:14 PM
mgland
11/22/13 5:36 PM
sludgehound
11/22/13 3:03 PM
mgland
11/22/13 11:04 AM
e-ore
11/22/13 11:02 AM
mgland
11/22/13 10:59 AM
sludgehound
11/19/13 9:04 AM
e-ore
11/18/13 5:40 PM
sludgehound
11/01/13 7:53 PM
e-ore
10/23/13 2:36 PM
mgland
10/11/13 1:36 PM
sludgehound
10/02/13 5:56 PM
sludgehound
09/25/13 9:29 AM
sludgehound
09/17/13 8:50 AM
sludgehound
09/16/13 11:38 PM
sludgehound
09/16/13 9:14 AM
sludgehound
09/12/13 11:19 PM
sludgehound
09/10/13 4:40 PM
sludgehound
08/22/13 9:22 PM

Toxic Filings (TOXIC)

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This a heads up board for posting recent PRE/DEF-14C REGDEX SB-2 Form 1-E / 2-E S-1 / S-2 / S-3 424B1 424B3 S-8 and EFFECT filings.

If you have any questions with regard to toxic financing, or about any of the filings we post, please don't hesitate to ask your questions here. This is an educational board as well as a central location to DD OTCBB and pinksheets that file with the SEC.

This page allows you to search the full text of EDGAR filings from the last two years. The full text of a filing includes all data in the filing as well as all attachments to the filing. http://searchwww.sec.gov/EDGARFSClient/jsp/EDGAR_MainAccess.jsp

Check out Firefly by Yorick. It's a math based application that reads SEC filings and then scores toxicity based on keywords.
http://getfirefly.net/FireflyDocAnalysis.msi


TOXIC CHARTS that correspond to the filings on this board can be found here for easy visualization of how close the dilution is to being spent. http://www.investorshub.com/boards/board.asp?board_id=6016

Definitions

PRE 14C All preliminary information statements, excluding, mergers, contested solicitations and special meetings.
DEF 14C All types of definitive statements, excluding: mergers or acquisitions, contested solicitations and special meetings.
Reg D Companies selling securities in reliance on a Regulation D exemption or a Section 4(6) exemption from the registration provisions of the '33 Act must file a Form D as notice of such a sale. The form must be filed no later than 15 days after the first sale. The exact form type is usually REGDEX, but may be a REG D-1 or similar.
SB-2 This form may be used by "small business issuers" to register securities to be sold for cash.
S-8 This form is used for the registration of securities to be offered to an issuer's employees pursuant to certain plans.
S-1 This is the basic registration form. It can be used to register securities for which no other form is authorized or prescribed, except securities of foreign governments or political sub-divisions thereof.
1-E / 2-E Business development companies (BDC) can avail themselves of a more esoteric provision of the Securities Act – Regulation E, which provides an exemption from registration for securities issued by BDCs. In short, under Regulation E, a BDC may issue up to $5 million worth of securities a year without registration. Also under Regulation E, an individual may offer to sell up to $100,000 of securities in a BDC each year.
424B1, 2, 3, and 4 filings are final registration statements to register stock under previously filed SB-2 S-1 and S-2 filings, and they serve other purposes.
EFFECT filings are notice's of effectiveness of POS AM's and some S filings ie: S-1, SB-2. The EFFECT filing comes prior to the 424B3 filing we see when the shares enter the market.

A great post explaining form 144 Restricted Shares http://www.investorshub.com/boards/read_msg.asp?message_id=16889462

Handy Links

EDGAR http://www.sec.gov/edgar.shtml
Pink Sheets http://www.pinksheets.com/allreps.jsp
OTCBB http://www.otcbb.com/
Form 4 Filings http://www.secform4.com/index.php

Toxic Financing (They do still pop tho from time to time, just a heads up)

Cornell Capital http://www.cornellcapital.com/portfolio/Domestic_Transactions/index.asp?Section=3,0,0

Cornell Stocks This list is most likely not complete and subject to change obviously. If we missed one please drop us a line. Check this great updated Cornell list by jonesieatl (much appreciated!) http://www.investorshub.com/boards/read_msg.asp?message_id=20078597  And his board here http://investorshub.advfn.com/boards/board.aspx?board_id=9964 a must read!

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VFIN http://www.vfinance.com/home.asp?ToolPage=inst_complete.asp&ab=pub
Dutchess http://www.dutchessadvisors.com/home.php
Laurus Funds http://www.laurusfunds.com/investments_lobby.asp

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