SEC Suspensions & Revocations

296

SEC Suspensions & Revocations

296

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Renee

3,990 SEC Suspensions between Jan. 1st,2010 to Dec.

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janice shell

Here's a list of all the IHub boards

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Renee

The SEC Suspensions & Revocations board is intended

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Renee

Potential investors in OTC stocks are encouraged to

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1manband

FINRA issues new Investors Bulletin:

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janice shell

11/08/24 10:36 AM

Post #4,171

Re: #4,170: @Renee - FINRA had already deleted the symbol so I

I guess not...

Renee

11/08/24 10:35 AM

Post #4,170

Re: #4,169: @janice shell - It certainly took them long enough.

FINRA had already deleted the symbol so I guess the SEC felt there was no rush to ensure SPNG is never resurrected.

janice shell

11/08/24 10:28 AM

Post #4,169

Re: #4,168: @Renee - Yes, how could I have missed that blue

It certainly took them long enough.

Renee

11/08/24 10:26 AM

Post #4,168

Re: #4,167: @janice shell - And don't forget.. Spongetech (SPNG) at last!!

Yes, how could I have missed that blue chip stock, LOL. What a scam Spongetech was. Yesterdays SEC Admin Proceeding is the silver bullet that will terminate SPNG forever.

janice shell

11/07/24 10:29 PM

Post #4,167

Re: #4,166: @Renee - ANSU SEC Admin Proceeding for severely delinquent Financials:

And don't forget.. Spongetech (SPNG) at last!! No idea why it hasn't turned up in the usual place:

https://www.sec.gov/files/litigation/admin/2024/34-101539.pdf

Renee

11/07/24 6:41 PM

Post #4,166

ANSU SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101522.pdf

Renee

11/07/24 6:39 PM

Post #4,165

SUWN SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101528.pdf

Renee

11/07/24 6:37 PM

Post #4,164

VENG SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101535.pdf

Renee

11/07/24 6:35 PM

Post #4,163

OILY SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101538.pdf

Renee

11/07/24 6:28 PM

Post #4,162

Re: #974: @Renee - 255 SEC Suspensions:

HTRE SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101549.pdf

Renee

10/29/24 6:57 PM

Post #4,161

Re: #4,142: @Renee - TRTK SEC Admin. Proceeding for severely delinquent Financials:

TRTK inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/25/24 12:29 AM

Post #4,160

Re: #2,586: @Renee - 56 SEC Suspensions because of questions regarding the

ARME inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/25/24 12:20 AM

Post #4,159

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

BMMX inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/18/24 10:37 AM

Post #4,158

SCIE SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101376.pdf

Renee

10/18/24 10:32 AM

Post #4,157

Re: #1,312: @Renee - SEC SUSPENDS TRADING IN THE SECURITIES OF ONE

SOIS SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101378.pdf

Slojab

10/17/24 11:10 AM

Post #4,156

Re: #4,155: @Renee - It's not just the SEC that passes on

some neanderthal(s) keep placing trades of insignificant value that appear to keep FINRA's tentacles away

I've noticed that on a lot of otherwise dormant non-SEC tickers. I have some tickers in My Favorites that are prime candidates for Finra to act on.

Renee

10/17/24 11:01 AM

Post #4,155

Re: #4,153: @Slojab - Dang! That was quite the hot stock a

It's not just the SEC that passes on some severely delinquent companies/stocks, because FINRA is supposed to delete tickers that have been inactive for a requisite timeframe. WLSI has been delinquent since 2010. I think the SEC uses a dart board to pick stinkers to
file an Admin. Proceeding, and they keep missing WLSI.

Regarding FINRA not deleting the symbol, some neanderthal(s) keep placing trades of insignificant value that appear to keep FINRA's tentacles away.

No rhyme nor reason for WLSI to still exist.

Renee

10/17/24 10:46 AM

Post #4,154

INVI SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101366.pdf

Slojab

10/17/24 10:45 AM

Post #4,153

Re: #4,148: @Renee - MSLPQ SEC Admin. Proceeding for severely delinquent Financials:

Dang! That was quite the hot stock a decade ago. It traded as high as $14 in 2014. I hadn't noticed how it hit such hard times that it had to file bankruptcy. Now the threat of revocation.

I'm still waiting for the SEC to do something with WLSI. What do you think's taking so long, Renee?

https://www.otcmarkets.com/stock/WLSI/overview

Renee

10/17/24 10:43 AM

Post #4,152

PURT SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101363.pdf

Renee

10/17/24 10:40 AM

Post #4,151

(fka TAQR) SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101362.pdf

Renee

10/17/24 10:38 AM

Post #4,150

REII SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101364.pdf

Renee

10/17/24 10:36 AM

Post #4,149

NLBS SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101355.pdf

Renee

10/17/24 10:34 AM

Post #4,148

MSLPQ SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101354.pdf

price_and_volume

10/16/24 6:54 PM

Post #4,147

Annual Fall cleanout... its something but never enough.

Renee

10/16/24 10:56 AM

Post #4,146

CLIS SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101326.pdf

Renee

10/16/24 10:54 AM

Post #4,145

GTHR SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101327.pdf

Renee

10/16/24 10:52 AM

Post #4,144

MXSG SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101329.pdf

Renee

10/16/24 10:49 AM

Post #4,143

TIHE SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101330.pdf

Renee

10/16/24 10:48 AM

Post #4,142

TRTK SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101331.pdf

Renee

10/16/24 10:46 AM

Post #4,141

PCNT SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101333.pdf

Renee

10/16/24 10:44 AM

Post #4,140

UBIA second SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101343.pdf

Renee

10/16/24 10:42 AM

Post #4,139

SOLS SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101335.pdf

Renee

10/16/24 10:41 AM

Post #4,138

SEII SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101334.pdf

Renee

10/16/24 10:39 AM

Post #4,137

WWSG SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101344.pdf

Renee

10/16/24 10:37 AM

Post #4,136

RNWR SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101347.pdf

Renee

10/15/24 9:51 AM

Post #4,135

Re: #4,042: @Renee - DENR: SEC Admin. Proceeding for severely delinquent Financials:

DENR SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101309.pdf

Renee

10/15/24 9:48 AM

Post #4,134

Re: #4,047: @Renee - CRXM: SEC Admin. Proceeding for severely delinquent Financials:

CRXM SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101312.pdf

Renee

10/14/24 11:53 AM

Post #4,133

CNGT SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101287.pdf

Renee

10/09/24 10:16 AM

Post #4,132

Re: #4,044: @Renee - GTBT: SEC Admin. Proceeding for severely delinquent Financials:

GTBT SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101275.pdf

Renee

10/09/24 10:14 AM

Post #4,131

Re: #4,045: @Renee - FERL: SEC Admin. Proceeding for severely delinquent Financials:

FERL: SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101276.pdf

Renee

10/09/24 10:11 AM

Post #4,130

BTDG: SEC Admin. Proceeding for severely delinquent Financials (10Q for Dec 2022)

https://www.sec.gov/files/litigation/admin/2024/34-101278.pdf

Renee

10/09/24 10:09 AM

Post #4,129

ABCE: SEC Admin. Proceeding for severely delinquent Financials (10K for Dec 2022)

https://www.sec.gov/files/litigation/admin/2024/34-101279.pdf

Renee

10/09/24 10:07 AM

Post #4,128

TTCM (ARtelligence Holdings, Inc. (fka Tautachrome, Inc.) SEC Admin. Proceeding for severely delinquent Financials (10K for Dec 2022):

https://www.sec.gov/files/litigation/admin/2024/34-101285.pdf

Renee

10/09/24 10:07 AM

Post #4,127

ABMC: SEC Admin. Proceeding for severely delinquent Financials (10Q for March 2023):

https://www.sec.gov/files/litigation/admin/2024/34-101284.pdf

Renee

10/08/24 12:16 PM

Post #4,126

CHSN: SEC Suspension because of questions and concerns regarding indicia of potential manipulation in the securities of Chanson effectuated through recommendations, made to investors by unknown persons via social media to purchase the securities of Chanson, which appear to be designed to artificially inflate the price and volume of the securities of Chanson. The order was entered pursuant to Section 12(k) of the Exchange Act

https://www.sec.gov/files/litigation/suspensions/2024/34-101272.pdf

Renee

10/08/24 12:10 PM

Post #4,125

Re: #4,110: @Renee - Feb. 29,2024: NDVNQ: SEC Admin. Proceeding for severely

NDVNQ: SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101264.pdf

Renee

10/08/24 12:07 PM

Post #4,124

Re: #4,111: @Renee - Feb. 29,2024: GWHP SEC Admin. Proceeding for severely

GWHP: SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101259.pdf

Renee

10/08/24 12:04 PM

Post #4,123

Re: #4,113: @Renee - Feb. 29,2024: GRYN SEC Admin. Proceeding for severely

GRYN: SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101263.pdf

Renee

10/07/24 10:24 AM

Post #4,122

Re: #4,120: @Slojab - Yeah, a time warp. That's the ticket!

yuppers.....dat's da ticket alright.....a time warp. Of course, there had to be 9 OIP's on Feb 29th. Couldn't have done them on Feb 28th or March 1st.....nope, just had to be Feb 29th on a leap year.

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SEC Suspensions & Revocations

Followers	296	Posters	118
Posts (Today)	0	Posts (Total)	4171
Created	07/21/12	Type	Premium
Moderator Renee
Assistants janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.

Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.

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Posts Today	0
Posts (Total)	4171
Posters	118
Moderator	Renee
Assistants	janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

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