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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock_Barber, VeronicaFox, TenKay
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Last Post: 3/3/2021 9:34:29 AM - Followers: 296 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#3019  Sticky Note Complete list of SEC suspended stocks and SEC Renee 05/09/20 11:08:39 AM
#2836  Sticky Note The SEC Suspensions & Revocations board is intended Renee 10/01/19 07:34:10 AM
#2748  Sticky Note Potential investors in OTC stocks are encouraged to Renee 09/11/19 12:57:17 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#3324   ARCS SEC Suspension "because of questions regarding the Renee 03/03/21 09:34:29 AM
#3323   FINRA deleted symbol: ABPA Renee 03/02/21 06:15:09 PM
#3322   "Revoked Registration: FLKM" sunspotter 03/02/21 11:44:31 AM
#3321   Revoked Registration: FLKM Renee 03/02/21 09:37:57 AM
#3320   Revoked Registration: GBLL Renee 03/02/21 09:34:32 AM
#3319   Ty, Renee, i knew you know how to TAB78 02/27/21 11:08:40 AM
#3318   The SEC links: Renee 02/27/21 09:43:18 AM
#3317   Thanks Renee, for keep people informed. Question TAB78 02/26/21 10:13:53 AM
#3316   15 SEC Suspensions: BBDA, BLSP, EHOS, EVTI, AXCG, Renee 02/26/21 09:47:38 AM
#3315   Revoked registration: MHCC, CRQE: Renee 02/25/21 09:33:55 AM
#3314   Revoked registration: CGYG Renee 02/25/21 09:32:20 AM
#3313   RENU SEC Suspension "because of questions regarding the Renee 02/24/21 09:35:18 AM
#3312   BNGI SEC Suspension "because of questions regarding the Renee 02/23/21 09:34:38 AM
#3311   Yes, it would. Though there're many more, old janice shell 02/22/21 06:18:56 PM
#3310   We could furnish a list... lucky,mydog 02/22/21 06:14:41 PM
#3309   Nodummy's long list would be a good start. Renee 02/22/21 06:13:11 PM
#3308   It would indeed! We could furnish a list... janice shell 02/22/21 06:08:58 PM
#3307   ....and it worked like a charm. Now, if Renee 02/22/21 06:05:44 PM
#3306   LOL!! Were they following our discussion of janice shell 02/22/21 05:00:00 PM
#3305   Wow... Go SEC!! SEC!! SEC!! SEC!!! trader59 02/22/21 12:05:49 PM
#3304   SEC suspends 48 shell stocks because of questions Renee 02/22/21 10:04:06 AM
#3303   Revoked registration for severely delinquent Financials: LBCC: no Renee 02/22/21 09:34:22 AM
#3302   You're welcome! janice shell 02/21/21 06:21:48 PM
#3301   thanks janice, that's exactly what i was looking for. lucky,mydog 02/21/21 10:56:10 AM
#3300   The first, from 2012: janice shell 02/20/21 10:38:50 PM
#3299   hi renee, if you have the time and lucky,mydog 02/20/21 06:43:08 PM
#3298   ABVG SEC Suspension "because of questions regarding the Renee 02/19/21 09:44:47 AM
#3297   PDPR SEC Suspension "because of questions regarding the Renee 02/19/21 09:41:27 AM
#3296   UNGS SEC Suspension "because of questions regarding the Renee 02/19/21 09:38:41 AM
#3295   Revoked registration: ZRMG Renee 02/19/21 09:32:58 AM
#3294   FINRA deleted symbol: CRWFF Renee 02/18/21 04:29:58 PM
#3293   HYII SEC Suspension "because of questions regarding the Renee 02/16/21 09:37:38 AM
#3292   Questions on the Grey Market and Expert Market Renee 02/13/21 09:30:39 AM
#3289   Yeah, I get that, but they do occasionally trader59 02/12/21 01:51:32 PM
#3288   Problem is a lot of the tickers being TenKay 02/12/21 09:52:26 AM
#3287   Revoked registration: RCKE Renee 02/12/21 09:43:28 AM
#3286   Revoked registration: NEGY Renee 02/12/21 09:41:08 AM
#3285   Pretty sure the SEC was speaking of this PR: trader59 02/11/21 05:45:16 PM
#3284   Problem is, SEC was wrong in suspending them. harr449 02/11/21 05:02:33 PM
#3283   re VSYM: and that is a travesty in Renee 02/11/21 04:55:54 PM
#3282   That should be a likely scenario, Trader59. Renee 02/11/21 04:52:31 PM
#3281   re SCIE: The mention of the severe delinquencies Renee 02/11/21 04:51:40 PM
#3280   VSYM trading on Expert Market, 100% better than harr449 02/11/21 03:21:40 PM
#3279   Looks like a shot across the bow of trader59 02/11/21 12:22:36 PM
#3278   hi renee, i find this one interesting. is lucky,mydog 02/11/21 11:10:30 AM
#3277   SCIE SEC Suspension "because of questions regarding the Renee 02/11/21 09:35:50 AM
#3276   COUV SEC Suspension "because of questions regarding the Renee 02/10/21 09:35:25 AM
#3275   ERFB SEC Suspension "because of questions regarding the Renee 02/04/21 09:33:35 AM
#3274   FINRA deleted symbol: MSSI Renee 01/29/21 05:17:09 PM
#3272   Revoked registrations: PIED, RBCC: Renee 01/28/21 09:34:14 AM
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