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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock_Barber, VeronicaFox, TenKay
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Last Post: 4/18/2019 9:38:16 AM - Followers: 247 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2479  Sticky Note 3,306 SEC Suspensions since Jan. 1st,2010 to Dec. Renee 12/31/18 05:08:47 PM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#2559   Revoked registrations: GREW, MNBT, UCPH (FINRA deleted symbol): Renee 04/18/19 09:38:16 AM
#2558   Revoked registration: TMGG Renee 04/18/19 09:35:35 AM
#2557   Revoked registration: GNIN: Renee 04/18/19 09:33:19 AM
#2556   Revoked registrations: DLIAQ, GEYI: Renee 04/17/19 09:33:47 AM
#2555   Revoked registrations: NESV, (IMKG, MBIT, previously FINRA deleted symbols): Renee 04/16/19 09:34:08 AM
#2554   All of the tickers moved from ARCA to Renee 04/12/19 05:58:37 PM
#2553   Did you notice some new wording today about Buckey 04/12/19 02:05:45 PM
#2552   Registration revoked: CTORF: Renee 04/12/19 09:36:26 AM
#2551   Revoked registration: CDKG: Renee 04/12/19 09:34:43 AM
#2550   Revoked registrations: GGLR, USFCQ: Renee 04/12/19 09:34:14 AM
#2549   FINRA deleted symbol: SPBTF (CUSIP suspended): Renee 04/11/19 04:47:43 PM
#2548   FINRA deleted symbol: ANVS (pending registration revocation): Renee 04/11/19 04:45:31 PM
#2547   Registration revoked: SPTK (previously FINRA deleted symbol) Renee 04/11/19 09:40:23 AM
#2546   Revoked registration: TQLA: Renee 04/11/19 09:37:44 AM
#2545   Revoked registrations: AXIO, IROG, SRGG: Renee 04/11/19 09:35:51 AM
#2544   FINRA deleted symbol: VZIL: Renee 04/10/19 04:55:30 PM
#2543   Revoked registrations: FLNA, DTLS: Renee 04/10/19 09:42:44 AM
#2542   Revoked registrations: ILIV, IVANF, IMCL (previously FINRA deleted symbol): Renee 04/10/19 09:39:23 AM
#2541   Revoked registration: RACK Renee 04/09/19 07:09:43 PM
#2540   Revoked registration: SKBI Renee 04/09/19 07:07:16 PM
#2539   Revoked Registration: CHFR: Renee 04/09/19 07:05:19 PM
#2538   Revoked registrations: ESCRQ, FORC: Renee 04/09/19 07:00:15 PM
#2537   FINRA deleted symbol: UNMG Renee 04/08/19 09:30:27 AM
#2536   FINRA deleted symbol: CRAN: Renee 04/08/19 09:30:09 AM
#2535   FINRA deleted symbol: CNEX: Renee 04/04/19 04:53:12 PM
#2534   Revoked registration: GFOX: Renee 04/01/19 09:33:44 AM
#2533   Revoked registration: TAMO: Renee 03/29/19 09:34:40 AM
#2532   Revoked registration: ESRI: Renee 03/29/19 09:32:47 AM
#2531   Revoked registration: GLDG: Renee 03/28/19 09:37:16 AM
#2530   Revoked registrations: MZIM, RRHI, SHSH, VRHD: Renee 03/27/19 09:44:08 AM
#2529   Revoked registrations: HBRK, JYHW, RBCF: Renee 03/27/19 09:40:05 AM
#2528   Revoked registration: GAMZ: Renee 03/27/19 09:35:23 AM
#2527   Revoked registration: CIBG: Renee 03/27/19 09:33:20 AM
#2526   Revoked registrations: BLBK, TFHW, GDFI, GRZG: Renee 03/26/19 09:59:38 AM
#2525   Registrations revoked: MHDG, RLIA: Renee 03/26/19 09:52:24 AM
#2524   Revoked registrations: DLPM, SHRK, STOY, WGASQ: Renee 03/26/19 09:48:50 AM
#2523   Revoked registration: NVGC Renee 03/26/19 09:39:12 AM
#2522   Revoked registration: FLPC: Renee 03/22/19 09:34:55 AM
#2521   Revoked registration: NSUB: Renee 03/21/19 09:44:43 AM
#2520   Revoked registrations: CNOZ, MANY, VTDI (FINRA had previously Renee 03/21/19 09:37:09 AM
#2519   Revoked registrations: EDIG, LBTG: Renee 03/21/19 09:34:25 AM
#2518   Revoked registrations: BONU, LIVV, ORYN, AMGC (Finra already Renee 03/20/19 09:52:34 AM
#2517   Revoked registrations: NMED, PFSD: Renee 03/20/19 09:39:31 AM
#2516   Revoked registration: TUNG: Renee 03/20/19 09:36:46 AM
#2515   Revoked registration: NRTI: Renee 03/20/19 09:34:30 AM
#2514   Yup, a double whammy....alleged fraud where the SEC Renee 03/19/19 09:53:13 AM
#2513   a rare double whammy. lucky,mydog 03/19/19 09:50:22 AM
#2512   CEGX SEC Suspension for severely delinquent Financials/Filings, "and Renee 03/19/19 09:37:44 AM
#2511   Revoked registration: ASAB: Renee 03/18/19 09:40:20 AM
#2510   Revoked registrations: HFCO, OPBL, OMGB (OMGB symbol had Renee 03/18/19 09:37:08 AM
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