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SEC Suspensions & Revocations

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Last Post: 6/14/2018 9:33:33 AM - Followers: 229 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#2143  Sticky Note Complete list of SEC suspended stocks from January Renee 12/29/17 09:45:41 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#2271   Revoked: MVPI: Renee 06/14/18 09:33:33 AM
#2270   FINRA deleted symbol: LSMJ: Renee 06/13/18 05:32:09 PM
#2269   Revoked: URHY: Renee 06/13/18 09:33:24 AM
#2268   "It appears to the Securities and Exchange Commission 236T568 06/11/18 09:38:18 PM
#2267   ABCR, ANNC, AYXE, AZBCF, CCMS, CRNSF, GHEU, HTBNF, Renee 06/11/18 11:45:50 AM
#2266   CEAI, DOMK, ECDC SEC REVOKED TenKay 06/05/18 10:43:38 PM
#2265   CNCK SEC REVOKED TenKay 05/29/18 09:36:20 AM
#2264   MHDG SEC Withdrawal of Suspension Order TenKay 05/28/18 09:36:43 PM
#2263   MHYS, SKKB, THGS SEC Suspension TenKay 05/28/18 09:33:06 PM
#2262   ROGI, TUNG, WPWR SEC Suspension TenKay 05/28/18 09:31:23 PM
#2261   Sure. Except for the first, they were janice shell 05/25/18 04:23:10 PM
#2260   DTMXF was halted pending news, and then "resumed" sidedraft 05/25/18 02:21:54 PM
#2259   That's how trading gets "halted", FINRA is the sidedraft 05/25/18 01:55:27 PM
#2258   Ok, thanks 236T568 05/25/18 10:50:32 AM
#2257   236T568, yes; flaflyersfan 05/25/18 10:43:19 AM
#2256   thoughts on why? 236T568 05/25/18 10:35:15 AM
#2255   FINRA OTCE Trading Halts 5/25/18; DTMXF, MHYS, ROGI, flaflyersfan 05/25/18 09:56:50 AM
#2254   OMGV FINRA DELETED SYMBOL TenKay 05/24/18 11:19:00 PM
#2253   MHDG, RLIA, UBLI SEC SUSPENSION TenKay 05/24/18 09:44:07 AM
#2252   SLIO, URHY, YEVN SEC SUSPENSION TenKay 05/24/18 09:42:41 AM
#2251   GNPT, IEVM, MTWO/RMLXP, URBF SEC SUSPENSION TenKay 05/22/18 09:49:42 AM
#2250   COYNQ/COYWQ, FROT, FLSR, FNON SEC SUSPENSION TenKay 05/22/18 09:48:28 AM
#2249   GRMS SEC REVOKED TenKay 05/22/18 09:46:26 AM
#2248   ANNO SEC Revoked TenKay 05/20/18 05:01:36 PM
#2247   Yeah...and the SEC was late with yesterday’s notices TenKay 05/18/18 01:01:00 PM
#2246   Busy day... jobynimble 05/18/18 12:59:22 PM
#2245   CPSL SEC Revoked TenKay 05/18/18 12:51:39 PM
#2244   DRGN SEC Revoked TenKay 05/18/18 12:50:05 PM
#2243   WSGP SEC revoked TenKay 05/18/18 12:49:19 PM
#2242   CKMY SEC Revoked TenKay 05/18/18 12:48:47 PM
#2241   ABKI SEC Revoked TenKay 05/18/18 12:48:09 PM
#2240   EFCT SEC Revoked TenKay 05/18/18 12:47:31 PM
#2239   CDEX SEC Revoked TenKay 05/18/18 12:46:42 PM
#2238   IVAP SEC Revoked TenKay 05/18/18 12:45:39 PM
#2237   SPCL, ASAB, UTMR SEC Suspension TenKay 05/18/18 12:42:20 PM
#2236   AGRNQ, MVPI, TRYF SEC Suspension TenKay 05/18/18 12:41:30 PM
#2235   PLLAF, TITAF SEC Suspension TenKay 05/18/18 12:40:15 PM
#2234   APPG, JDID, XLIT, ZNTR SEC Suspension TenKay 05/18/18 12:39:11 PM
#2233   SURE SEC Suspension TenKay 05/16/18 01:21:59 PM
#2232   HBRK, JYHW, RBCF SEC Suspension TenKay 05/16/18 01:19:20 PM
#2231   SURE Revocation/Suspension Homebrew 05/16/18 10:12:21 AM
#2230   HBRK, JYHW, RBCF Suspension/Revocation Homebrew 05/16/18 10:05:50 AM
#2229   DSTR FINRA Deleted Symbol TenKay 05/15/18 12:02:39 PM
#2228   GFOX, GNIN, REDG SEC SUSPENSION TenKay 05/15/18 09:37:44 AM
#2227   good point and also haven't looked, although the 236T568 05/09/18 01:19:44 PM
#2226   Is there any relationship between the tickers? TenKay 05/09/18 01:09:59 PM
#2225   SEC suspends this one for only 1 year 236T568 05/09/18 01:08:43 PM
#2224   CNCK, EDIG, and LBTG SEC SUSPENSION TenKay 05/09/18 09:37:08 AM
#2223   BLTA, GRPH, GRMS and TWFH SEC SUSPENSION TenKay 05/08/18 09:41:21 AM
#2222   REVO REVOKED TenKay 05/01/18 09:41:39 AM
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