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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stocking Barber, Jingle Belle, TenKay
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Last Post: 12/17/2018 5:02:58 PM - Followers: 244 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2286  Sticky Note Complete list of SEC suspended stocks from January Renee 06/30/18 09:49:53 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#2468   FINRA deleted symbol: ENTS Renee 12/17/18 05:02:58 PM
#2467   without checking I am think most of not Buckey 12/17/18 02:58:03 PM
#2466   49 SEC Suspensions for "questions regarding the adequacy Renee 12/17/18 10:12:50 AM
#2465   Thanks for the insight Renee. Completely agree that Penstock3333 12/15/18 08:06:43 PM
#2464   The SEC sporadically suspends delinquent SEC Registrant stocks Renee 12/15/18 06:58:31 PM
#2463   Hey Renee any reason the sec stopped halting Penstock3333 12/15/18 04:49:18 PM
#2462   Registration revoked: REDG: Renee 12/12/18 09:43:19 AM
#2461   Registration revoked: MDCR: Renee 12/12/18 09:40:42 AM
#2460   Revoked registrations: BLQN, PPRTF, [EMPC, FINRA deleted symbol]: Renee 12/12/18 09:38:15 AM
#2459   THEE, TAMO, TNGS: SEC Suspension for severely delinquent Renee 12/11/18 09:36:35 AM
#2458   FINRA deleted symbol: BIFC: Renee 12/10/18 05:56:53 PM
#2457   When was the last time there was a janice shell 12/06/18 04:57:41 PM
#2456   FINRA deleted symbol: SMWK: Renee 12/06/18 04:29:48 PM
#2455   Registration revoked: ILNS: Renee 11/30/18 09:33:12 AM
#2454   Revoked Registration: ROII (despite the company filing 2 Renee 11/27/18 09:38:57 AM
#2453   FINRA deleted symbol: WLSV: Renee 11/26/18 04:32:07 PM
#2452   Revoked registration: ERMS. NOTE: no prior SEC Suspension Renee 11/20/18 09:36:11 AM
#2451   Well. As long as it isn't trying janice shell 11/17/18 07:31:38 PM
#2450   maybe, but how can a revoked company file lucky,mydog 11/17/18 02:58:03 PM
#2449   re VMCI: It appears the company is attempting Renee 11/17/18 08:31:04 AM
#2448   whatcha think of this one? lucky,mydog 11/16/18 04:47:39 PM
#2447   That's the likely precursor to the revocation today....though, Renee 11/16/18 10:28:48 AM
#2446   accepted the A.L.J.'s offer to revoke its stock registration(s). lucky,mydog 11/16/18 10:05:31 AM
#2445   FNCX: no prior SEC Suspension or Admin Proceeding Renee 11/16/18 09:51:36 AM
#2444   Revoked registration: AJBI: Renee 11/16/18 09:39:11 AM
#2443   Revoked registration: AGRNQ: Renee 11/15/18 09:38:53 AM
#2442   Revoked registration: NUIN: Renee 11/15/18 09:36:43 AM
#2441   Revoked registration: UTMR: Renee 11/15/18 09:35:10 AM
#2440   Revoked Registration: SPCL Renee 11/15/18 09:33:12 AM
#2439   Revoked registration: UBLI: Renee 11/14/18 09:33:49 AM
#2438   FINRA deleted symbol: PVNX: Renee 11/09/18 04:35:41 PM
#2437   Revoked registration: CHICF Renee 11/08/18 09:34:23 AM
#2436   VBIO SEC Suspension: Renee 11/07/18 09:33:31 AM
#2435   FINRA deleted symbol: LWSL: Renee 11/01/18 04:39:05 PM
#2434   PBLSQ: CUSIP suspended. FINRA deleted symbol. Renee 10/31/18 05:21:29 PM
#2433   AOILQ CUSIP suspended. FINRA deleted symbol. Awaiting A.L.J. Renee 10/31/18 05:15:25 PM
#2432   Revoked registration: MHYS: Renee 10/26/18 09:33:21 AM
#2431   Excellent. Thanks, Janice. Renee 10/25/18 08:52:50 PM
#2430   I can ask him. I'll shoot him janice shell 10/25/18 08:52:03 PM
#2429   I was gonna ask you that same question. Renee 10/25/18 08:50:52 PM
#2428   That is VERY strange. My first thought janice shell 10/25/18 08:39:51 PM
#2427   GSTN reinstated to the OTC: Renee 10/25/18 04:31:36 PM
#2426   Revoked registration: SWHN: Renee 10/25/18 09:32:05 AM
#2425   Revoked registration: EMON: Renee 10/24/18 09:39:01 AM
#2424   Revoked registration: ENPT/ENPTW: Renee 10/24/18 09:36:44 AM
#2423   Revoked registration: TRYF: Renee 10/23/18 09:35:24 AM
#2422   Revoked registration: HZNB: Renee 10/23/18 09:33:57 AM
#2421   ARGB SEC Suspension: The Commission temporarily suspended trading Renee 10/22/18 09:33:47 AM
#2420   Revoked: CUAU: Renee 10/19/18 09:34:34 AM
#2419   FINRA deleted symbol: MBIT....awaiting A.L.J. revocation of MBIT's Renee 10/18/18 06:29:28 PM
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