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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, sunspotter, Stock Barber, Veronicafox
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Last Post: 11/22/2017 4:31:55 PM - Followers: 215 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#1992  Sticky Note Complete list of SEC suspended stocks from January Renee 07/31/17 05:27:23 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#2116   FINRA deleted symbol: PNAR: Renee 11/22/17 04:31:55 PM
#2115   Revoked: IFCR: Renee 11/17/17 09:33:50 AM
#2114   Revoked: EXAD: Renee 11/16/17 09:38:55 AM
#2113   Revoked: GULD: Renee 11/16/17 09:34:57 AM
#2112   ALME SEC Suspension: Renee 11/16/17 09:33:57 AM
#2111   Revoked: PWRV: Renee 11/15/17 09:33:16 AM
#2110   Revoked: IMDC: Renee 11/07/17 09:33:08 AM
#2109   FINRA deleted symbol: TNSP: Renee 11/01/17 04:43:40 PM
#2108   FINRA deleted symbol: GLRC: Renee 10/30/17 04:07:20 PM
#2107   Thanks, Waterchaser. I will add HMLA on my Renee 10/29/17 10:49:12 AM
#2106   Good morning Renee. Just wondering if HMLA should waterchaser 10/29/17 10:18:03 AM
#2105   FINRA deleted symbol: LODG: Renee 10/26/17 04:38:53 PM
#2104   FINRA deleted symbol: CMDJ: Renee 10/25/17 06:21:36 PM
#2103   Revoked: SHGT: Renee 10/25/17 09:32:23 AM
#2102   What about investors pouring money into SLNN when janice shell 10/22/17 05:29:25 PM
#2101   Financials delinquencies JohnCM 10/22/17 10:35:09 AM
#2100   When a company realizes they have no defense Renee 10/22/17 09:33:42 AM
#2099   What?? UNITED STATES OF AMERICA JohnCM 10/22/17 05:02:46 AM
#2098   Revoked: ZMMM Renee 10/20/17 09:33:00 AM
#2097   Revoked: NWTR, PMCM: Renee 10/19/17 09:53:03 AM
#2096   Revoked: NEWC lucky,mydog 10/19/17 09:48:41 AM
#2095   Revoked: NEWC: Renee 10/19/17 09:48:05 AM
#2093   Revoked: UDMG: Renee 10/16/17 09:33:33 AM
#2092   Revoked: SLNN: Renee 10/13/17 09:34:42 AM
#2091   FINRA deleted symbols: ACMA, AMWO, ANTQ, BCCR, BXII, Renee 10/11/17 04:48:58 PM
#2090   Revoked: SGMZ: Renee 10/11/17 09:37:15 AM
#2089   Revoked: HNIN: Renee 10/11/17 09:34:13 AM
#2088   Revoked: SDIG: Renee 10/06/17 10:00:02 AM
#2087   Revoked: ILED, OSLH: Renee 10/06/17 09:55:15 AM
#2086   Revoked: ACSX, GPLH, HSHS: Renee 10/06/17 09:48:43 AM
#2085   Revoked: AXST: Renee 10/06/17 09:45:18 AM
#2084   Revoked: LGDIQ: Renee 10/06/17 09:42:36 AM
#2083   Revoked: NAGP: Renee 10/06/17 09:39:20 AM
#2082   STVA SEC Suspension: Renee 10/06/17 09:34:43 AM
#2080   Revoked: GSEN, IPOW, PABL Renee 10/04/17 09:47:20 AM
#2079   Revoked: ATOC, NAMG, VELA Renee 10/04/17 09:42:01 AM
#2078   Revoked: SVFC: Renee 10/04/17 09:35:44 AM
#2077   NNSV SEC Suspension: Renee 10/03/17 09:34:31 AM
#2076   SHGT: SEC Admin Proceeding Ordered to file all Renee 09/29/17 09:36:58 AM
#2075   Once an SEC Registered stock de-registers the only Renee 09/28/17 03:39:07 PM
#2074   Why aren’t they pulling its ticker symbol, like IPO$ 09/28/17 01:41:44 PM
#2073   LDSR, Landstar Inc., now known as Landstar Rubber Renee 09/28/17 01:08:59 PM
#2072   LDSR looks severely delinquent for several years. How IPO$ 09/28/17 01:00:03 PM
#2071   Yes, the SEC can suspend a stock that Renee 09/28/17 12:42:00 PM
#2070   I was thinking about zombie tickers. surfkast 09/28/17 12:35:25 PM
#2069   EMBR de-registered from the SEC on January 20,2015 Renee 09/28/17 12:31:09 PM
#2068   EMBR. Can this one be suspended,revoked or delisted? Thanks! surfkast 09/28/17 11:45:08 AM
#2067   NXGA, NGLE, OXDG, SNREQ: SEC Suspension for delinquent Renee 09/27/17 09:49:02 AM
#2066   HFCO, LBYE, OMGB, OPBL: SEC Suspension for delinquent Financials/Filings: Renee 09/27/17 09:41:42 AM
#2065   GRDH, IDAH, MECK, VRCI: SEC Suspension for delinquent Financials/Filings: Renee 09/27/17 09:36:38 AM
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