Home > Boards > The Lounge > The Rules: OTC, NASD, SEC >

SEC Suspensions & Revocations

RSS Feed
      Hide Sticky   Hide Intro
Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock_Barber, VeronicaFox, TenKay
Search This Board: 
Last Post: 3/27/2020 6:00:12 PM - Followers: 263 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#2836  Sticky Note The SEC Suspensions & Revocations board is intended Renee 10/01/19 07:34:10 AM
#2796  Sticky Note Complete list of SEC suspended stocks and SEC Renee 09/28/19 09:42:44 AM
#2748  Sticky Note Potential investors in OTC stocks are encouraged to Renee 09/11/19 12:57:17 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#2947   John, all SEC Suspensions are for 10 market Renee 03/27/20 05:22:13 PM
#2946   Does that mean that unaware stock holders are JohnCM 03/27/20 01:07:15 PM
#2945   PSID registration revoked: No prior SEC Suspension, but Renee 03/27/20 09:36:21 AM
#2944   PXYN SEC Suspension " because of questions regarding Renee 03/26/20 09:43:11 AM
#2943   ZOOM SEC Suspension "because of concerns about the Renee 03/26/20 09:35:42 AM
#2942   Oh damn. I entirely missed that. janice shell 03/16/20 09:21:35 PM
#2941   Whenever (if ever) the proposed Rule for 15c2-11 Renee 03/16/20 11:12:58 AM
#2940   But they never went on a suspension spree Traderfan 03/16/20 10:53:54 AM
#2939   No, I don't think todays suspension sweep is Renee 03/16/20 10:52:38 AM
#2938   Is that the start of the SEC proposal Traderfan 03/16/20 10:48:03 AM
#2937   57 OTC *blue chip* stocks suspended because of Renee 03/16/20 10:29:01 AM
#2936   FRLI SEC Suspension "because of concerns about: (1) Renee 03/13/20 09:43:39 AM
#2935   EVTP SEC Suspension "because questions have arisen concerning Renee 03/13/20 09:39:40 AM
#2934   ATIS SEC Suspension for severely delinquent Financials: Renee 03/06/20 09:37:10 AM
#2933   Revoked registration: VCMG Renee 02/27/20 09:31:09 AM
#2932   PRGBQ: BK PLAN effective. All shares cancelled. ***Awaiting Renee 02/25/20 06:45:44 PM
#2931   ETBI SEC Suspension "because of concerns about the Renee 02/24/20 09:36:34 AM
#2930   Revoked registration: TLPEQ Renee 02/14/20 09:46:31 AM
#2929   Revoked registration: CGWB (previously FINRA deleted symbol) Renee 02/14/20 09:39:30 AM
#2928   Revoked registration: FTCY Renee 02/14/20 09:35:37 AM
#2927   Revoked registration: TCGD Renee 02/14/20 09:34:59 AM
#2926   Revoked registration: AMCO: Renee 02/14/20 09:34:28 AM
#2925   Those red flags 236T568 02/13/20 06:35:17 PM
#2924   I didn't have this ticker on my reefer Monksdream 02/13/20 03:36:04 PM
#2923   CXUS SEC Suspension "due to a lack of Renee 02/13/20 12:42:14 PM
#2922   AEMD (Nasdaq stock) SEC Suspension "because of (i) Renee 02/07/20 10:26:36 AM
#2921   FINRA deleted symbol: ALMY Renee 01/28/20 04:38:35 PM
#2920   RFMK SEC Suspension for severely delinquent Financials: Renee 01/24/20 09:33:56 AM
#2919   KDCE SEC Suspension "due to questions and concerns Renee 01/21/20 09:33:26 AM
#2918   SOUPQ, TBLZ SEC Suspension for severely delinquent Financials: Renee 01/17/20 09:37:04 AM
#2917   MIHI SEC Suspension for severely delinquent Financials: Renee 01/17/20 09:33:22 AM
#2916   GBSNQ SEC Suspension for severely delinquent Financials: Renee 01/16/20 09:40:46 AM
#2915   GNOLF, SMXMF SEC Suspension for severely delinquent Financials: Renee 01/16/20 09:37:33 AM
#2914   MNHD, MYGG: SEC Suspension for severely delinquent Financials: Renee 01/15/20 09:34:54 AM
#2913   GNGT, GROG: SEC Suspension for severely delinquent Financials: Renee 01/14/20 09:38:35 AM
#2912   PIED, RBCC: SEC Suspension for severely delinquent Financials: Renee 01/14/20 09:34:27 AM
#2911   Ah yes, suspended on Dec. 22,2014 "due to Renee 01/10/20 05:11:55 PM
#2910   It was suspended five or six years ago, janice shell 01/10/20 05:03:28 PM
#2909   re TECO....although the stock has been sporadically illiquid Renee 01/10/20 04:33:49 PM
#2908   The SEC is going after TECO's registration: janice shell 01/10/20 04:21:27 PM
#2907   DRSV, ELTZ: SEC Suspension for severely delinquent Financials: Renee 01/10/20 12:17:49 PM
#2906   CMCI, CTVZ, MJTK SEC Suspension for severely delinquent Financials: Renee 01/10/20 12:14:45 PM
#2905   BFRE, CCAN SEC Suspension for severely delinquent Financials: Renee 01/10/20 12:08:51 PM
#2904   First suspension of 2020. Last suspension was last November. Monksdream 01/09/20 10:00:06 AM
#2903   RIVX SEC Suspension. "The Commission temporarily suspended trading Renee 01/09/20 09:35:11 AM
#2902   FINRA deleted symbol: GGMC Renee 01/03/20 04:49:47 PM
#2901   FINRA deleted symbol: EYGY Renee 12/31/19 05:08:37 PM
#2900   SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230 harr449 12/31/19 02:43:36 PM
#2899   Happy 2020 to you as well, and THANKS, Jobynimble!! Renee 12/31/19 09:44:54 AM
#2898   Happy New Year, Renee... jobynimble 12/31/19 09:42:50 AM
PostSubject