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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock_Barber, VeronicaFox, TenKay
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Last Post: 10/22/2019 5:45:56 PM - Followers: 264 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2836  Sticky Note The SEC Suspensions & Revocations board is intended Renee 10/01/19 07:34:10 AM
#2796  Sticky Note Complete list of SEC suspended stocks and SEC Renee 09/28/19 09:42:44 AM
#2748  Sticky Note Potential investors in OTC stocks are encouraged to Renee 09/11/19 12:57:17 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#2854   FINRA deleted symbol: WACF Renee 10/22/19 05:45:56 PM
#2853   Revoked registration: GYTI Renee 10/18/19 09:34:02 AM
#2852   Revoked registration: GIMU Renee 10/18/19 09:32:50 AM
#2851   Revoked registration: ASOE Renee 10/17/19 09:33:50 AM
#2850   Revoked registration: LEXG Renee 10/17/19 09:32:36 AM
#2849   Revoked registration: RNGC Renee 10/16/19 09:33:09 AM
#2848   Revoked registration: BKKN Renee 10/11/19 09:32:23 AM
#2847   Revoked registration: GRLD Renee 10/10/19 09:32:34 AM
#2846   Revoked registration: JFGI Renee 10/09/19 09:33:46 AM
#2845   SEHI: CUSIP suspended and FINRA deleted symbol immediately Renee 10/09/19 08:42:23 AM
#2844   Revoked registration: SWET: Renee 10/08/19 09:34:16 AM
#2843   Revoked registration: BLCS: Renee 10/08/19 09:32:57 AM
#2841   Revoked registration: DYII Renee 10/04/19 09:34:49 AM
#2840   Revoked registration: GPNE: Renee 10/04/19 09:33:08 AM
#2839   Revoked registration: FCTOA (12 market days after the Renee 10/03/19 09:36:44 AM
#2838   GWPD SEC Suspension "because of concerns about: (1) Renee 10/03/19 09:34:18 AM
#2837   Agreed, here’s the link for newcomers who don’t know... jobynimble 10/01/19 10:37:38 AM
#2836   The SEC Suspensions & Revocations board is intended Renee 10/01/19 07:34:10 AM
#2819   They should adopt rules to deal with promoters waterchaser 09/30/19 07:55:34 PM
#2813   No, of course not, since they're no longer janice shell 09/30/19 06:22:24 PM
#2812   Janice I read the article and was wondering. smitter 09/30/19 06:16:13 PM
#2811   Yes, that's entirely true. Much of what janice shell 09/30/19 06:13:25 PM
#2806   I presented you with a provable fact, in janice shell 09/30/19 05:19:16 PM
#2804   Also dramatizes how 'special' LAHO might be for janice shell 09/30/19 01:15:46 PM
#2803   FINRA deleted symbol: CTTD Renee 09/30/19 09:44:58 AM
#2802   FINRA deleted symbol: BKPR Renee 09/30/19 09:41:15 AM
#2801   Revoked registration: PWDY: Renee 09/30/19 09:35:19 AM
#2799   Will do! Great Job! smitter 09/28/19 11:19:42 AM
#2798   Yes, Smitter, I copy and paste the previous Renee 09/28/19 10:33:45 AM
#2797   Simply Amazing Renee!! That takes so much smitter 09/28/19 10:18:26 AM
#2796   Complete list of SEC suspended stocks and SEC Renee 09/28/19 09:42:44 AM
#2795   Revoked registration: MMEG Renee 09/27/19 09:32:01 AM
#2794   At last... janice shell 09/26/19 05:22:52 PM
#2793   The A.L.J.'s are moving quickly, as they should. Renee 09/26/19 05:22:01 PM
#2792   Interesting. GRNE is another that had its janice shell 09/26/19 01:22:38 PM
#2791   Revoked registration: GRNE Renee 09/26/19 09:38:53 AM
#2790   Revoked registration: ECOB Renee 09/26/19 09:36:24 AM
#2789   Literally one of my All Time Favorite IHUB smitter 09/25/19 10:00:16 AM
#2788   GBLL, LEXG: SEC Suspension for severely delinquent Financials: Renee 09/25/19 09:41:50 AM
#2787   SONT, TPNI: SEC Suspension for severely delinquent Financials: Renee 09/25/19 09:38:42 AM
#2786   FLKM SEC Suspension for severely delinquent Financials: Renee 09/25/19 09:36:14 AM
#2785   SEHI SEC Suspension "because of questions that have Renee 09/25/19 09:33:59 AM
#2784   PSDI (no I-Hub board) SEC Admin. Proceeding for Renee 09/24/19 09:38:30 AM
#2783   CHGT SEC Suspension for severely delinquent Financials: Renee 09/24/19 09:35:05 AM
#2782   CHOPF SEC Suspension for severely delinquent Financials: Renee 09/24/19 09:32:51 AM
#2781   Revoked registration: MPSP Renee 09/23/19 09:33:48 AM
#2780   Revoked registrations: THEE, TNGS: Renee 09/20/19 09:44:31 AM
#2779   Revoked registration: OGES: Renee 09/20/19 09:42:17 AM
#2778   Revoked registration: MLER: Renee 09/20/19 09:32:08 AM
#2777   14 FORM 15's to deregister from the SEC Renee 09/19/19 11:56:26 AM
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