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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock_Barber, VeronicaFox, TenKay
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Last Post: 9/23/2020 9:40:15 AM - Followers: 278 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#3019  Sticky Note Complete list of SEC suspended stocks and SEC Renee 05/09/20 11:08:39 AM
#2836  Sticky Note The SEC Suspensions & Revocations board is intended Renee 10/01/19 07:34:10 AM
#2748  Sticky Note Potential investors in OTC stocks are encouraged to Renee 09/11/19 12:57:17 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#3187   GFNL SEC Suspension for severely delinquent Financials: Renee 09/23/20 09:40:15 AM
#3186   ILCC SEC Suspension for severely delinquent Financials: Renee 09/23/20 09:37:35 AM
#3185   CORX SEC Suspension for severely delinquent Financials: Renee 09/23/20 09:35:36 AM
#3184   VXBT SEC Suspension for severely delinquent Financials: Renee 09/23/20 09:33:17 AM
#3183   HKEB SEC Suspension for severely delinquent Financials: Renee 09/22/20 09:53:01 AM
#3182   ZNGYQ SEC Suspension for severely delinquent Financials: Renee 09/22/20 09:50:11 AM
#3181   ITKG SEC Suspension for severely delinquent Financials: Renee 09/22/20 09:47:39 AM
#3180   PGUS SEC Suspension for severely delinquent Financials: Renee 09/22/20 09:45:38 AM
#3179   Revoked registration: AGHI Renee 09/22/20 09:32:48 AM
#3178   EPXY SEC Suspension for severely delinquent Financials: Renee 09/18/20 09:42:14 AM
#3177   EZCL SEC Suspension for severely delinquent Financials: Renee 09/18/20 09:39:50 AM
#3176   PNTV SEC Suspension for severely delinquent Financials: Renee 09/18/20 09:37:30 AM
#3175   GNMP SEC Suspension for severely delinquent Financials: Renee 09/18/20 09:33:51 AM
#3174   FINRA deleted symbol: EBDC Renee 09/17/20 08:59:21 PM
#3173   ELED SEC Suspension for severely delinquent Financials: Renee 09/17/20 09:38:40 AM
#3172   VAPE SEC Suspension for severely delinquent Financials: Renee 09/17/20 09:36:38 AM
#3171   SMRN SEC Suspension for severely delinquent Financials: Renee 09/17/20 09:34:27 AM
#3170   Revoked registration: ELRN Renee 09/15/20 09:33:10 AM
#3169   FINRA deleted symbol, SPNI. Awaiting A.L.J. registration revocation: Renee 09/14/20 04:55:05 PM
#3168   FINRA deleted symbol, INCM. Awaiting A.L.J. registration revocation: Renee 09/14/20 04:48:35 PM
#3167   FINRA deleted symbol, AURM. Awaiting A.L.J. registration revocation: Renee 09/14/20 04:45:35 PM
#3166   Revoked registration: PPTM Renee 09/14/20 09:46:14 AM
#3165   Revoked registration: MYHA Renee 09/14/20 09:40:41 AM
#3164   GWON SEC Suspension for severely delinquent Financials: Renee 09/11/20 09:33:40 AM
#3163   Revoked registrations: MPME, OMSH: Renee 09/10/20 09:37:19 AM
#3162   Revoked registration: YHDT Renee 09/10/20 09:35:47 AM
#3161   Revoked registrations: GRSU, LATX: Renee 09/10/20 09:34:00 AM
#3160   FINRA deleted symbol (awaiting SEC A.L.J. registration revocation): VNSN Renee 09/04/20 04:13:23 PM
#3159   FINRA deleted symbol (awaiting SEC A.L.J. registration revocation): HYIG Renee 09/04/20 04:10:35 PM
#3158   Revoked registration: COHO Renee 09/04/20 09:38:59 AM
#3157   TKCM SEC Suspension for delinquent Financials: Renee 09/04/20 09:37:33 AM
#3156   RIHC SEC Suspension for severely delinquent Financials: Renee 09/03/20 09:38:00 AM
#3155   UIFD SEC Suspension for severely delinquent Financials: Renee 09/03/20 09:36:03 AM
#3154   Aug. 21,2020: LRDG SEC Suspension "because of questions Renee 09/02/20 03:15:08 PM
#3153   Revoked registration: OCFN Renee 09/02/20 09:40:21 AM
#3152   USVR (no I-HUB board) SEC Suspension for severely Renee 09/02/20 09:36:05 AM
#3151   GTSO SEC Suspension for severely delinquent Financials: Renee 09/02/20 09:33:34 AM
#3150   NCAP SEC Suspension for severely delinquent Financials: Renee 09/01/20 09:48:59 AM
#3149   ONCX SEC Suspension for severely delinquent Financials: Renee 09/01/20 09:46:01 AM
#3148   FINRA deleted symbol, RDTK. Awaiting A.L.J. registration revocation. Renee 08/31/20 04:54:23 PM
#3147   FINRA deleted symbol: WMAL (awaiting A.L.J. registration revocation) Renee 08/28/20 06:10:15 PM
#3146   INVB SEC Suspension for severely delinquent Financials: Renee 08/28/20 09:53:41 AM
#3145   ICTV SEC Suspension for severely delinquent Financials: Renee 08/28/20 09:51:36 AM
#3144   Revoked registration: ERBA Renee 08/28/20 09:48:12 AM
#3143   FINRA deleted symbol: STAI Renee 08/27/20 05:20:20 PM
#3142   SPDL SEC Suspension for severely delinquent Financials: Renee 08/27/20 04:51:04 PM
#3141   FVRG SEC Suspension for severely delinquent Financials: Renee 08/27/20 04:46:56 PM
#3140   FINRA deleted symbol: CODS Renee 08/26/20 06:33:50 PM
#3139   AGHI SEC Suspension for severely delinquent Financials: Renee 08/26/20 09:36:25 AM
#3138   PTPF SEC Suspension for severely delinquent Financials: Renee 08/26/20 09:33:22 AM
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