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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, sunspotter, Stock Barber, Veronicafox
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Last Post: 5/22/2017 3:08:09 PM - Followers: 204 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#1865  Sticky Note Complete list of SEC suspended stocks from January Renee 01/01/17 05:21:39 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1948   I'm sure you noticed that one's called the janice shell 05/22/17 03:08:09 PM
#1947   HGRL SEC Suspension: Renee 05/22/17 09:37:13 AM
#1946   ESSI SEC Suspension: The Commission temporarily suspended trading Renee 05/22/17 09:34:52 AM
#1945   FINRA deleted symbol: WFPI: Renee 05/17/17 04:12:55 PM
#1944   ATOC, NAMG, VELA: SEC Suspension for Financials / Renee 05/17/17 09:40:46 AM
#1943   DBMM, SVFC: SEC Suspension for Financials / Filings Renee 05/17/17 09:35:13 AM
#1942   GLBB SEC Suspension: Renee 05/12/17 09:42:30 AM
#1941   FINRA deleted symbol: ACMM: Renee 05/10/17 05:35:44 PM
#1940   CGHA, GSEN, IPOW, PABL: SEC Suspension for severely Renee 05/10/17 09:38:29 AM
#1939   FINRA deleted symbol: ECNI: Renee 05/05/17 05:29:18 PM
#1938   VMRI SEC Suspension: Renee 05/05/17 09:33:52 AM
#1937   Revoked: PORS: Renee 05/04/17 09:31:27 AM
#1936   Revoked: SIMH. *** No previous SEC Suspension or Renee 05/03/17 11:09:49 AM
#1935   sidedraft, I do not think it is fair flaflyersfan 04/28/17 02:27:52 PM
#1934   271 mistakes: sidedraft 04/28/17 01:28:12 PM
#1933   U3 Trading Halts- April 28, 2017; flaflyersfan 04/28/17 10:24:05 AM
#1932   FINRA deleted symbols: BLTF, CHPN, CNLC, CXAC, HOFC: Renee 04/27/17 05:55:51 PM
#1931   IVAP SEC ADMIN Proceeding for severely delinquent Financials Renee 04/27/17 08:09:55 AM
#1930   Finra deleted symbol: WOTC: Renee 04/26/17 05:15:04 PM
#1929   Finra deleted symbols: AMMS, AVSM: Renee 04/26/17 05:14:59 PM
#1928   AXST SEC Suspension for severely delinquent Financials/Filings: Renee 04/25/17 04:48:48 PM
#1927   OLIE SEC Admin Proceeding for severely delinquent Financials: Renee 04/20/17 05:03:30 PM
#1926   SEC suspension: BLTO; flaflyersfan 04/13/17 12:05:02 PM
#1925   SEC suspension: SCNP; flaflyersfan 04/12/17 04:29:43 PM
#1924   Interesting, aphabetical up to the "H's" then one 236T568 04/10/17 11:28:09 AM
#1923   42 SEC Suspensions: ALGZF, AMMS, APXG, ARTB, AVSM, Renee 04/10/17 10:01:15 AM
#1922   FINRA deleted symbol: MIIX: Renee 04/06/17 04:14:42 PM
#1921   EMMD SEC Suspension: Renee 04/04/17 09:38:35 AM
#1920   EURI SEC Suspension: Renee 04/04/17 09:36:05 AM
#1919   IMMG SEC Suspension: Renee 04/04/17 09:33:30 AM
#1918   This was my hard lesson learned many years flipquick249 04/04/17 08:52:35 AM
#1917   Re weird activity on CKYS, the stock traded Renee 04/04/17 12:10:27 AM
#1916   weird activity today flipquick249 04/03/17 10:53:43 PM
#1915   NEWG SEC Suspension: Renee 03/28/17 09:37:33 AM
#1914   Revoked: CIRC: Renee 03/28/17 09:32:55 AM
#1913   Revoked: CSWG: Renee 03/22/17 11:31:18 AM
#1912   Revoked: VMPT, WPTH: Renee 03/22/17 11:30:10 AM
#1911   Revoked: PABK Renee 03/22/17 09:56:00 AM
#1910   Revoked: SGMG: Renee 03/22/17 09:52:33 AM
#1909   CHBO, CTXIF, CHWG, SCXN, TRYLF: SEC Suspension for Renee 03/22/17 09:47:31 AM
#1908   UBIQ also had two letters from the SEC Renee 03/20/17 10:15:34 AM
#1907   UBIQ missing only one 10K and 3 10Q's 236T568 03/20/17 10:07:38 AM
#1906   UBIQ SEC Suspension for delinquent Financials / Filings: Renee 03/20/17 09:34:57 AM
#1905   Revoked: LSTS, MXSS: Renee 03/06/17 09:45:09 AM
#1904   Revoked: CCAA, CHRN, DSTI Renee 03/06/17 09:40:56 AM
#1903   Revoked: SOFN: Renee 03/06/17 09:35:00 AM
#1902   FINRA deleted symbol: ANFD Renee 03/03/17 07:24:00 PM
#1901   DHOXY, DHOXQ, DHHXF (all the same company): SEC Renee 03/03/17 09:56:02 AM
#1900   CIRC, CNLG, PUNK, WSGI: SEC Suspension for severely Renee 03/03/17 09:50:16 AM
#1898   Odd indeed that the symbol remains as a Renee 02/28/17 09:27:27 AM
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