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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock Barber, Veronicafox, TenKay
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Last Post: 10/22/2018 9:33:47 AM - Followers: 241 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2286  Sticky Note Complete list of SEC suspended stocks from January Renee 06/30/18 09:49:53 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#2421   ARGB SEC Suspension: The Commission temporarily suspended trading Renee 10/22/18 09:33:47 AM
#2420   Revoked: CUAU: Renee 10/19/18 09:34:34 AM
#2419   FINRA deleted symbol: MBIT....awaiting A.L.J. revocation of MBIT's Renee 10/18/18 06:29:28 PM
#2418   Revoked: LVEN (note: LVEN attempted to de-register on Renee 10/18/18 09:38:02 AM
#2417   FINRA deleted symbol: TIVU Renee 10/15/18 05:32:21 PM
#2416   FINRA deleted symbol: DDSU Renee 10/15/18 05:30:26 PM
#2415   Revoked registration: NXFI: Renee 10/15/18 09:36:27 AM
#2414   Revoked registration, AURZ: Renee 10/15/18 09:33:55 AM
#2413   OMGB FINRA deleted symbol, awaiting A.L.J. revocation: Renee 10/12/18 04:08:39 PM
#2412   Revoked: MGNU: Renee 10/12/18 09:33:12 AM
#2411   MICB FINRA deleted symbol, awaiting A.L.J. revocation: Renee 10/11/18 05:42:53 PM
#2410   SLLV FINRA deleted symbol, awaiting A.L.J. revocation: Renee 10/11/18 05:42:23 PM
#2409   SVGP FINRA deleted symbol, awaiting A.L.J. revocation: Renee 10/11/18 05:41:08 PM
#2408   FINRA deleted symbol: IMKG (awaiting A.L.J. revocation) Renee 10/10/18 04:37:15 PM
#2407   OLMM SEC Suspension: The Commission temporarily suspended trading Renee 10/09/18 09:34:12 AM
#2406   FINRA deleted symbol: IMCL, awaiting A.L.J. revocation. Renee 10/05/18 04:36:51 PM
#2405   Revoked: USPR: Renee 10/05/18 09:35:39 AM
#2404   FINRA deleted symbol: ASNL Renee 10/04/18 05:41:03 PM
#2403   FINRA deleted symbol: IMPC Renee 10/04/18 05:39:49 PM
#2402   FINRA deleted symbol: NNCP: Renee 10/03/18 04:17:50 PM
#2401   PEFF REVOKED FINRA Deleted Symbol TenKay 10/03/18 09:39:43 AM
#2400   EQST REVOKED FINRA Deleted Symbol TenKay 10/03/18 09:39:04 AM
#2399   MYEC REVOKED FINRA Deleted Symbol TenKay 10/03/18 09:38:27 AM
#2398   Revoked: WPWR: Renee 10/02/18 09:43:06 AM
#2397   Revoked: RHSC: Renee 10/02/18 09:40:53 AM
#2396   Revoked: DUCP, formally ARX Gold: Renee 10/02/18 09:37:32 AM
#2395   FINRA deleted symbol: VTDI (awaiting A.L.J. revocation) Renee 10/01/18 05:07:23 PM
#2394   FINRA deleted symbol: FCPS (awaiting A.L.J. revocation) Renee 10/01/18 05:07:18 PM
#2393   FINRA deleted symbols: CHRE, UCPH: (awaiting A.L.J. revocation): Renee 10/01/18 05:07:11 PM
#2392   Revoked: IFUE: Renee 09/28/18 09:35:22 AM
#2391   OGES SEC Suspension for severely delinquent Financials/Filings: Renee 09/28/18 09:34:33 AM
#2390   FINRA deleted symbol: OXFO: Renee 09/27/18 05:02:46 PM
#2388   FINRA deleted symbol: GSTN: Renee 09/27/18 04:04:45 PM
#2387   FINRA deleted symbol: KDIC (awaiting A.L.J. revocation) Renee 09/27/18 04:04:04 PM
#2386   SECI SEC SUSPENSION TenKay 09/26/18 11:46:15 AM
#2385   FINRA deleted symbol: MHLG: Renee 09/24/18 04:50:58 PM
#2384   FINRA deleted symbol: TMGG (awaiting A.L.J. revocation): Renee 09/24/18 04:50:08 PM
#2383   MJMJ, OCFN, RPBC SEC SUSPENSION for delinquent filings/financials TenKay 09/24/18 09:38:57 AM
#2382   You're welcome! janice shell 09/21/18 08:33:11 PM
#2381   Thanks Janice! db7 09/21/18 08:32:22 PM
#2380   Renee, do you have any insight as to janice shell 09/21/18 07:14:52 PM
#2379   Renee, do you have any insight as to db7 09/21/18 05:32:16 PM
#2378   PCFG: re-registered with the SEC, 13 months after Renee 09/21/18 03:04:42 PM
#2377   FINRA deleted symbols effective Sept 24,2018: MZIM, VRHD Renee 09/21/18 10:11:18 AM
#2376   CYBG, CYUR, GVCM, STWSQ, (OGLH no I-Hub board): Renee 09/21/18 09:59:51 AM
#2375   GNID, GGWY, MLES SEC Suspension for severely delinquent Renee 09/21/18 09:52:30 AM
#2374   CSAXQ, DLTA, UCHC, (ANPL, RJSD, no I-Hub boards): Renee 09/21/18 09:47:42 AM
#2373   CELO, TALR, PGCX, WSTI: SEC Suspension for severely Renee 09/21/18 09:41:16 AM
#2372   PSON, PSMH, RACK: SEC Suspension for severely delinquent Renee 09/21/18 09:35:46 AM
#2371   20 more stocks suspended for severe delinquency today; flaflyersfan 09/21/18 09:35:25 AM
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