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SEC Suspensions & Revocations

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Last Post: 8/15/2018 8:17:02 AM - Followers: 234 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.


Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2286  Sticky Note Complete list of SEC suspended stocks from January Renee 06/30/18 09:49:53 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#2306   SPTK FINRA Deleted Symbol TenKay 08/15/18 08:17:02 AM
#2305   ALFE FINRA deleted Symbol TenKay 08/15/18 08:12:54 AM
#2304   IMWL FINRA DELETED SYMBOL TenKay 07/31/18 09:44:57 AM
#2303   RTHG FINRA Deleted Symbol inactive security TenKay 07/20/18 09:36:24 AM
#2302   FUSN FINRA Deleted Symbol inactive security TenKay 07/20/18 09:33:57 AM
#2301   BNEZ FINRA Deleted Symbol TenKay 07/19/18 09:07:29 AM
#2300   CDTN FINRA Deleted Symbol Inactive Security TenKay 07/17/18 09:29:51 AM
#2299   AXMP SEC Suspension: "The Commission temporarily suspended trading Renee 07/13/18 09:35:21 AM
#2298   FINRA deleted symbol: USWL: Renee 07/12/18 04:03:44 PM
#2297   FINRA deleted 17 zombie tickers: ATMGF, CDRUF, DOCKF, Renee 07/12/18 04:03:34 PM
#2296   PEPT FINRA Deleted Symbol. TenKay 07/08/18 08:06:06 PM
#2295   BTHI SEC Suspension "because of questions about the Renee 07/05/18 09:56:24 AM
#2294   WSML SEC Suspension "because of questions about the Renee 07/05/18 09:52:55 AM
#2293   CYPE SEC Suspension "because of questions about the Renee 07/05/18 09:47:12 AM
#2292   MTWO/RMXLP REVOKED TenKay 07/02/18 10:01:27 AM
#2289   Agreed... jobynimble 06/30/18 11:32:22 AM
#2288   Thanks, Joby. With 3,152 SEC Suspensions in just Renee 06/30/18 10:43:29 AM
#2287   Thanks, Renee, you do great work and it’s jobynimble 06/30/18 09:57:28 AM
#2286   Complete list of SEC suspended stocks from January Renee 06/30/18 09:49:53 AM
#2285   FINRA deleted symbol: EGML Renee 06/29/18 05:29:15 PM
#2283   EVBC SEC SUSPENSION TenKay 06/26/18 09:34:40 AM
#2282   FLNA, DTLS: SEC Admin. Proceeding for delinquent Financials/Filings: Renee 06/21/18 09:49:37 AM
#2281   DLPM, SHRK, STOY, WGASQ: SEC Suspension for delinquent Renee 06/21/18 09:36:58 AM
#2280   OTCE FINRA Halts 6/21/2018: DLPM, SHRK, STOY, WGASQ; flaflyersfan 06/21/18 09:34:29 AM
#2279   No problem, everyone appreciates all the time you integral 06/20/18 11:19:37 AM
#2278   Thanks, Integral. I see that you replied with Renee 06/20/18 10:53:30 AM
#2277   Someone looking for your assistance. integral 06/20/18 10:30:59 AM
#2276   Revoked: ROGI: Renee 06/20/18 09:54:17 AM
#2275   Revoked: CDMC: Renee 06/20/18 09:52:57 AM
#2274   Revoked: CRPT: Renee 06/20/18 09:45:33 AM
#2273   ESCRQ, FORC: SEC Suspension for delinquent Financials/Filings: Renee 06/20/18 09:35:57 AM
#2272   https://investorshub.advfn.com/boards/read_msg.aspx?message_id=141633975 236T568 06/19/18 01:50:09 PM
#2271   Revoked: MVPI: Renee 06/14/18 09:33:33 AM
#2270   FINRA deleted symbol: LSMJ: Renee 06/13/18 05:32:09 PM
#2269   Revoked: URHY: Renee 06/13/18 09:33:24 AM
#2268   "It appears to the Securities and Exchange Commission 236T568 06/11/18 09:38:18 PM
#2267   ABCR, ANNC, AYXE, AZBCF, CCMS, CRNSF, GHEU, HTBNF, Renee 06/11/18 11:45:50 AM
#2266   CEAI, DOMK, ECDC SEC REVOKED TenKay 06/05/18 10:43:38 PM
#2265   CNCK SEC REVOKED TenKay 05/29/18 09:36:20 AM
#2264   MHDG SEC Withdrawal of Suspension Order TenKay 05/28/18 09:36:43 PM
#2263   MHYS, SKKB, THGS SEC Suspension TenKay 05/28/18 09:33:06 PM
#2262   ROGI, TUNG, WPWR SEC Suspension TenKay 05/28/18 09:31:23 PM
#2261   Sure. Except for the first, they were janice shell 05/25/18 04:23:10 PM
#2260   DTMXF was halted pending news, and then "resumed" sidedraft 05/25/18 02:21:54 PM
#2259   That's how trading gets "halted", FINRA is the sidedraft 05/25/18 01:55:27 PM
#2258   Ok, thanks 236T568 05/25/18 10:50:32 AM
#2257   236T568, yes; flaflyersfan 05/25/18 10:43:19 AM
#2256   thoughts on why? 236T568 05/25/18 10:35:15 AM
#2255   FINRA OTCE Trading Halts 5/25/18; DTMXF, MHYS, ROGI, flaflyersfan 05/25/18 09:56:50 AM
#2254   OMGV FINRA DELETED SYMBOL TenKay 05/24/18 11:19:00 PM
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