SEC Suspensions & Revocations

302

SEC Suspensions & Revocations

302

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Renee

3,990 SEC Suspensions between Jan. 1st,2010 to Dec.

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janice shell

Here's a list of all the IHub boards

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Renee

The SEC Suspensions & Revocations board is intended

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Renee

Potential investors in OTC stocks are encouraged to

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1manband

FINRA issues new Investors Bulletin:

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Renee

11/22/23 10:02 AM

Post #4,018

CPPXF: SEC Admin. Proceeding for severely delinquent Financials and immediate registration revocation:

https://www.sec.gov/files/litigation/admin/2023/34-99004.pdf

Renee

11/20/23 10:49 AM

Post #4,017

Re: #3,934: @Renee - AMBG SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: AMBG

https://www.sec.gov/files/litigation/opinions/2023/34-98961.pdf

Renee

11/16/23 10:00 AM

Post #4,016

Re: #3,928: @Renee - SNDD SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: SNDD

https://www.sec.gov/files/litigation/opinions/2023/34-98949.pdf

Renee

11/16/23 9:54 AM

Post #4,015

Re: #3,924: @Renee - PLSI SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: PLSI

https://www.sec.gov/files/litigation/opinions/2023/34-98946.pdf

Renee

11/14/23 10:18 AM

Post #4,014

TIO (Nasdaq) and TMNA (OTC) SEC Suspensions:

TINGO (TIO) and Agri-Fintech Holdings Inc. are blatant frauds. Although the SEC Suspensions are for 10 market days the Rule 15c2-11 will stipulate that no quotations can be made until/unless both companies satisfy all vetted disclosures.

Excerpts from both SEC Suspensions:

Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless
and until they have strictly complied with all of the provisions of the rule.

TIO SEC Suspension:

https://www.sec.gov/files/litigation/suspensions/2023/34-98920.pdf

TMNA SEC Suspension:

https://www.sec.gov/files/litigation/suspensions/2023/34-98921.pdf

Renee

11/13/23 9:54 AM

Post #4,013

Re: #3,905: @Renee - MDFZF SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: MDFZF

https://www.sec.gov/files/litigation/opinions/2022/34-98897.pdf

Renee

11/13/23 9:49 AM

Post #4,012

Re: #3,906: @Renee - MYHI SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration, MYHI

https://www.sec.gov/files/litigation/opinions/2023/34-98896.pdf

Renee

11/13/23 9:44 AM

Post #4,011

Re: #3,908: @Renee - QHYG SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: QHYG

https://www.sec.gov/files/litigation/opinions/2023/34-98895.pdf

Renee

11/09/23 9:43 AM

Post #4,010

Re: #3,904: @Renee - BLXX SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: BLXX

https://www.sec.gov/files/litigation/opinions/2023/34-98889.pdf

Renee

11/09/23 9:41 AM

Post #4,009

Re: #3,901: @Renee - YEWB SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: YEWB

https://www.sec.gov/files/litigation/opinions/2023/34-98885.pdf

Renee

11/08/23 6:02 PM

Post #4,008

Re: #3,973: @Renee - GOSN: SEC Admin. Proceeding for severely delinquent Financials

FINRA deleted symbol, inactive security, GOSN, awaiting A.L.J. registration revocation

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

11/08/23 10:27 AM

Post #4,007

Re: #3,978: @Renee - RWBYF: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: RWBYF

https://www.sec.gov/files/litigation/admin/2023/34-98871.pdf

Renee

11/07/23 9:39 AM

Post #4,006

Re: #3,972: @Renee - OSTO: SEC Admin. Proceeding for delinquent Financials (Sept.

Revoked SEC Registration: OSTO

https://www.sec.gov/files/litigation/opinions/2023/34-98870.pdf

Renee

10/20/23 11:04 AM

Post #4,005

Re: #3,907: @Renee - NOVC SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: NOVC (later NOVCQ):

https://www.sec.gov/files/litigation/admin/2023/34-98773.pdf

Renee

10/20/23 11:01 AM

Post #4,004

Re: #3,976: @Renee - NPTX: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: NPTX

https://www.sec.gov/files/litigation/admin/2023/34-98774.pdf

Renee

10/20/23 10:55 AM

Post #4,003

Re: #3,979: @Renee - RIVU: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: RIVU

https://www.sec.gov/files/litigation/admin/2023/34-98776.pdf

Renee

10/16/23 9:40 AM

Post #4,002

Re: #3,929: @Renee - RIII SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: RIII

https://www.sec.gov/files/litigation/admin/2023/34-98750.pdf

Renee

10/12/23 9:52 AM

Post #4,001

Re: #3,943: @Renee - WOFA: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC Registration WOFA

https://www.sec.gov/files/litigation/opinions/2023/34-98717.pdf

Renee

10/12/23 9:50 AM

Post #4,000

Re: #3,939: @Renee - NWYU SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC Registration: NWYU

https://www.sec.gov/files/litigation/opinions/2023/34-98719.pdf

Renee

10/12/23 9:47 AM

Post #3,999

Re: #3,920: @Renee - AFBG SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC Registration: AFBG

https://www.sec.gov/files/litigation/admin/2023/34-98723.pdf

Renee

10/11/23 9:50 AM

Post #3,998

Re: #3,931: @Renee - UMHL SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration:

https://www.sec.gov/files/litigation/opinions/2023/34-98707.pdf

Renee

10/11/23 9:48 AM

Post #3,997

Re: #3,932: @Renee - RCMW SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: RCMW

https://www.sec.gov/files/litigation/opinions/2023/34-98706.pdf

Renee

10/10/23 10:23 AM

Post #3,996

Re: #3,927: @Renee - SSCR SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: SSCR

https://www.sec.gov/files/litigation/opinions/2023/34-98698.pdf

Renee

10/10/23 10:22 AM

Post #3,995

Re: #3,926: @Renee - GBTT SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: GBTT

https://www.sec.gov/files/litigation/opinions/2023/34-98697.pdf

Renee

10/06/23 9:42 AM

Post #3,994

Re: #3,933: @Renee - ANAV SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: ANAV

https://www.sec.gov/files/litigation/opinions/2023/34-98686.pdf

Renee

10/06/23 9:40 AM

Post #3,993

Re: #3,925: @Renee - EQUR SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: EQUR

https://www.sec.gov/files/litigation/opinions/2023/34-98688.pdf

Renee

10/06/23 9:38 AM

Post #3,992

Re: #3,921: @Renee - IRCC SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: IRCC

https://www.sec.gov/files/litigation/opinions/2023/34-98687.pdf

Renee

10/05/23 9:55 AM

Post #3,991

Re: #3,923: @Renee - KLOC: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: KLOC

https://www.sec.gov/files/litigation/opinions/2023/34-98683.pdf

Renee

10/05/23 9:52 AM

Post #3,990

Revoked SEC registration: HNTM (no prior Admin. Proceeding)

https://www.sec.gov/files/litigation/opinions/2023/34-98682.pdf

Renee

10/05/23 9:49 AM

Post #3,989

Re: #3,922: @Renee - LAXAF SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: LAXAF

https://www.sec.gov/files/litigation/opinions/2023/34-98681.pdf

Renee

10/04/23 9:40 AM

Post #3,988

Re: #3,895: @Renee - NEIK: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: NEIK

https://www.sec.gov/files/litigation/opinions/2023/34-98677.pdf

Renee

10/04/23 9:38 AM

Post #3,987

Revoked SEC registration, RTTO (no prior Admin. Proceeding)

https://www.sec.gov/files/litigation/opinions/2023/34-98675.pdf

Renee

10/03/23 9:40 AM

Post #3,986

Revoked SEC registration: CHCR (no prior Admin. Proceeding)

https://www.sec.gov/files/litigation/opinions/2023/34-98674.pdf

Renee

09/29/23 9:56 AM

Post #3,985

Re: #3,887: @Renee - HLWD SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: HLWD

https://www.sec.gov/files/litigation/opinions/2023/34-98579.pdf

Renee

09/29/23 9:45 AM

Post #3,984

Re: #3,890: @Renee - CNCC SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: CNCC

https://www.sec.gov/files/litigation/opinions/2023/34-98587.pdf

Renee

09/29/23 9:42 AM

Post #3,983

WSHP: SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2023/34-98588.pdf

Renee

09/28/23 9:36 AM

Post #3,982

ZNRG: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2023/34-98556.pdf

Renee

09/27/23 9:41 AM

Post #3,981

Re: #3,893: @Renee - TOGL (no I-hub board) SEC Admin. Proceeding for

Revoked SEC registration: TOGL

https://www.sec.gov/files/litigation/admin/2023/34-98538.pdf

Renee

09/27/23 9:36 AM

Post #3,980

GACR: SEC Suspension: The Commission temporarily suspended trading in the securities of GACR due to a lack of current and accurate information about the company because it is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended September 30, 2014.

https://www.sec.gov/files/litigation/suspensions/2023/34-98519.pdf

SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2023/34-98518.pdf

Renee

09/27/23 9:34 AM

Post #3,979

RIVU: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2023/34-98524.pdf

Renee

09/27/23 9:32 AM

Post #3,978

RWBYF: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2023/34-98523.pdf

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SEC Suspensions & Revocations

SEC Suspensions & Revocations

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