SEC Suspensions & Revocations

295

SEC Suspensions & Revocations

295

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Renee

3,990 SEC Suspensions between Jan. 1st,2010 to Dec.

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janice shell

Here's a list of all the IHub boards

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Renee

The SEC Suspensions & Revocations board is intended

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Renee

Potential investors in OTC stocks are encouraged to

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1manband

FINRA issues new Investors Bulletin:

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Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.

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Renee

12/06/24 10:33 AM

Post #4,182

Re: #1,312: @Renee - SEC SUSPENDS TRADING IN THE SECURITIES OF ONE

IEAM: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

12/05/24 4:47 PM

Post #4,181

Re: #1,968: @Renee - AIOM SEC Suspension:

AIOM inactive Security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

12/04/24 10:54 AM

Post #4,180

Re: #4,149: @Renee - NLBS SEC Admin. Proceeding for severely delinquent Financials:

NLBS SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2024/34-101805.pdf

Renee

12/03/24 10:15 AM

Post #4,179

Re: #4,035: @Renee - AMNL: SEC Admin. Proceeding for severely delinquent Financials:

AMNL/AMNLQ SEC Registration revoked:

https://www.sec.gov/files/litigation/admin/2024/34-101795.pdf

Renee

11/22/24 7:07 PM

Post #4,178

Re: #4,150: @Renee - REII SEC Admin. Proceeding for severely delinquent Financials:

REII: SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2024/34-101674.pdf

Renee

11/15/24 10:38 AM

Post #4,177

LIVC SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2024/34-101632.pdf

OCT 16,2024 SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101328.pdf

Renee

11/14/24 10:09 AM

Post #4,176

SGBI SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101607.pdf

Renee

11/14/24 10:06 AM

Post #4,175

Re: #4,100: @Renee - KALO: SEC Admin. Proceeding for severely delinquent Financials

KALO SEC Registration revoked:

https://www.sec.gov/files/litigation/admin/2024/34-101606.pdf

Renee

11/13/24 10:32 AM

Post #4,174

DIGAF SEC Admin. proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101591.pdf

Renee

11/13/24 10:31 AM

Post #4,173

GAXYQ SEC Admin. proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101592.pdf

Renee

11/13/24 10:28 AM

Post #4,172

MJHI SEC Admin. proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101595.pdf

janice shell

11/08/24 10:36 AM

Post #4,171

Re: #4,170: @Renee - FINRA had already deleted the symbol so I

I guess not...

Renee

11/08/24 10:35 AM

Post #4,170

Re: #4,169: @janice shell - It certainly took them long enough.

FINRA had already deleted the symbol so I guess the SEC felt there was no rush to ensure SPNG is never resurrected.

janice shell

11/08/24 10:28 AM

Post #4,169

Re: #4,168: @Renee - Yes, how could I have missed that blue

It certainly took them long enough.

Renee

11/08/24 10:26 AM

Post #4,168

Re: #4,167: @janice shell - And don't forget.. Spongetech (SPNG) at last!!

Yes, how could I have missed that blue chip stock, LOL. What a scam Spongetech was. Yesterdays SEC Admin Proceeding is the silver bullet that will terminate SPNG forever.

janice shell

11/07/24 10:29 PM

Post #4,167

Re: #4,166: @Renee - ANSU SEC Admin Proceeding for severely delinquent Financials:

And don't forget.. Spongetech (SPNG) at last!! No idea why it hasn't turned up in the usual place:

https://www.sec.gov/files/litigation/admin/2024/34-101539.pdf

Renee

11/07/24 6:41 PM

Post #4,166

ANSU SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101522.pdf

Renee

11/07/24 6:39 PM

Post #4,165

SUWN SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101528.pdf

Renee

11/07/24 6:37 PM

Post #4,164

VENG SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101535.pdf

Renee

11/07/24 6:35 PM

Post #4,163

OILY SEC Admin Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101538.pdf

Renee

11/07/24 6:28 PM

Post #4,162

Re: #974: @Renee - 255 SEC Suspensions:

HTRE SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101549.pdf

Renee

10/29/24 6:57 PM

Post #4,161

Re: #4,142: @Renee - TRTK SEC Admin. Proceeding for severely delinquent Financials:

TRTK inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/25/24 12:29 AM

Post #4,160

Re: #2,586: @Renee - 56 SEC Suspensions because of questions regarding the

ARME inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/25/24 12:20 AM

Post #4,159

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

BMMX inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/18/24 10:37 AM

Post #4,158

SCIE SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101376.pdf

Renee

10/18/24 10:32 AM

Post #4,157

Re: #1,312: @Renee - SEC SUSPENDS TRADING IN THE SECURITIES OF ONE

SOIS SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101378.pdf

Slojab

10/17/24 11:10 AM

Post #4,156

Re: #4,155: @Renee - It's not just the SEC that passes on

some neanderthal(s) keep placing trades of insignificant value that appear to keep FINRA's tentacles away

I've noticed that on a lot of otherwise dormant non-SEC tickers. I have some tickers in My Favorites that are prime candidates for Finra to act on.

Renee

10/17/24 11:01 AM

Post #4,155

Re: #4,153: @Slojab - Dang! That was quite the hot stock a

It's not just the SEC that passes on some severely delinquent companies/stocks, because FINRA is supposed to delete tickers that have been inactive for a requisite timeframe. WLSI has been delinquent since 2010. I think the SEC uses a dart board to pick stinkers to
file an Admin. Proceeding, and they keep missing WLSI.

Regarding FINRA not deleting the symbol, some neanderthal(s) keep placing trades of insignificant value that appear to keep FINRA's tentacles away.

No rhyme nor reason for WLSI to still exist.

Renee

10/17/24 10:46 AM

Post #4,154

INVI SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101366.pdf

Slojab

10/17/24 10:45 AM

Post #4,153

Re: #4,148: @Renee - MSLPQ SEC Admin. Proceeding for severely delinquent Financials:

Dang! That was quite the hot stock a decade ago. It traded as high as $14 in 2014. I hadn't noticed how it hit such hard times that it had to file bankruptcy. Now the threat of revocation.

I'm still waiting for the SEC to do something with WLSI. What do you think's taking so long, Renee?

https://www.otcmarkets.com/stock/WLSI/overview