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YGYI: SEC Admin. Proceeding for severely delinquent Financials (Sept 2020):
https://www.sec.gov/files/litigation/admin/2023/34-98356.pdf
ARMT: SEC Admin. Proceeding for severely delinquent Financials (January 2022):
https://www.sec.gov/files/litigation/admin/2023/34-98364.pdf
DLCR: SEC Admin. Proceeding for severely delinquent Financials (JUNE 2021):
https://www.sec.gov/files/litigation/admin/2023/34-98369.pdf
ROAG: SEC Admin. Proceeding for severely delinquent Financials (Sept 2021):
https://www.sec.gov/files/litigation/admin/2023/34-98370.pdf
EPRSQ SEC Admin. Proceeding for severely delinquent Financials (May 2016):
https://www.sec.gov/files/litigation/admin/2023/34-98371.pdf
EPWCF: SEC Admin. Proceeding for severely delinquent Financials: (last 20-F filed on Dec. 18,2018)
https://www.sec.gov/files/litigation/admin/2023/34-98315.pdf
CRKM: SEC Admin. Proceeding for severely delinquent Financials (last 10Q Aug. 30, 2021)
https://www.sec.gov/files/litigation/admin/2023/34-98313.pdf
BGTK: SEC registration revoked: (no prior SEC Suspension or Admin. Proceeding)
https://www.sec.gov/litigation/admin/2023/34-97775.pdf
They still pumping on that site.
Hal
Oh good. POTN was a stinker.
WOFA: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97637.pdf
NWYU SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97607.pdf
The SEC routs out delinquent filers for severely delinquent Financials but their enforcement compass evidently doesn't point to suspending scam companies.
That is perplexing when we could list a few dozen scam stocks that should be suspended forthwith and toot-de-sweet (tout de suite for any francophones, )
Busy board today, and thanks again for all you do…
AMBG SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97571.pdf
ANAV SEC Admin. Proceeding for severely delinquent Financials: (no I-hub board)
https://www.sec.gov/litigation/admin/2023/34-97565.pdf
RCMW SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97589.pdf
UMHL SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97575.pdf
SNDZ SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97583.pdf
RIII SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97570.pdf
SNDD SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97569.pdf
SSCR SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97568.pdf
GBTT SEC Admin. Proceeding for severely delinquent Financials: (no I-Hub board)
https://www.sec.gov/litigation/admin/2023/34-97566.pdf
EQUR SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97564.pdf
PLSI SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97563.pdf
KLOC: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97549.pdf
LAXAF SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97550.pdf
IRCC SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97553.pdf
AFBG SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97560.pdf
QNTA: revoked registration. (no prior SEC Admin. Proceeding)
https://www.sec.gov/litigation/admin/2023/34-97503.pdf
ADGO: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97492.pdf
Nasdaq stock: TOP: The Securities and Exchange Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934, of trading in the securities of TOP Financial Group Limited (TOP) (CIK No. 0001848275), of Hong Kong, HK at 9:30 a.m. EDT on May 12, 2023, and terminating at 11:59 p.m. EDT on May 25, 2023.
The Commission temporarily suspended trading in the securities of TOP because of recent, unusual, and unexplained market activity raising concerns regarding the adequacy and accuracy of publicly-available information, in light of disclosures made concerning TOP’s financial condition and scope of operations.
https://www.sec.gov/litigation/suspensions/2023/34-97493.pdf
Order:
https://www.sec.gov/litigation/suspensions/2023/34-97493-o.pdf
Excerpt:
It appears to the Securities and Exchange Commission (“Commission”) that there is a lack of current and accurate information concerning the securities of TOP Financial Group Limited (“TOP”) (CIK No. 0001848275), an active Canary Islands corporation located at 118 Connaught Road West Room 1101, Hong Kong, HK with a class of securities registered with the Commission pursuant to Securities Exchange Act of 1934 (“Exchange Act”) Section 12(b).
There has been observed recent, unusual, and unexplained market activity, including an increase in TOP’s stock price over a three-day period, April 26-28, 2023, from $6.72 per share to $256.44 intraday per share. This market activity, the Commission believes, was not preceded or accompanied by any statements by the company. On April 28, 2023, TOP issued a press release stating that TOP “is aware of recent stock movement and cautions its investors to rely solely on press releases issued by the Company and Company’s annual report and other filings with the United States Securities and Exchange Commission.”
EDGAR 6K Press Release:
https://www.sec.gov/Archives/edgar/data/1848275/000121390023033882/ea177699ex99-1_topfinanci.htm
Peptide Technologies Inc., (fka PEPT) reinstated as Regenerex Pharma Inc., RGPX.
https://otce.finra.org/otce/dailyList?viewType=Additions
FINRA deleted symbol: EACC
https://otce.finra.org/otce/dailyList?viewType=Deletions
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