SEC Suspensions & Revocations

296

SEC Suspensions & Revocations

296

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.

Live Updating

Older Newer

Renee

10/07/24 10:16 AM

Post #4,119

Re: #4,118: @Slojab - LOL I was wondering what was up with

No kiddin.......quite unlike me to miss stuff like that, so we'll go with missing the leap year because of a time warp, big smile

Slojab

10/07/24 10:14 AM

Post #4,118

Re: #4,114: @Renee - Thanks, Jobynimble. Somehow I missed posting the original

LOL I was wondering what was up with that. Thought you got caught in a time warp.

Renee

10/07/24 10:14 AM

Post #4,117

Re: #4,115: @jobynimble - Leap year, you’re forgiven, lol…

Yeh, that's it, LOL, .....I leaped over Feb 29th. I only realized it today when the Commission revoked the registrations of 3 stinkers from Feb. 29th OIP's.

Renee

10/07/24 10:11 AM

Post #4,116

Feb. 29,2024: MLYF SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99628.pdf

jobynimble

10/07/24 10:10 AM

Post #4,115

Re: #4,114: @Renee - Thanks, Jobynimble. Somehow I missed posting the original

Leap year, you’re forgiven, lol…

Renee

10/07/24 10:08 AM

Post #4,114

Re: #4,112: @jobynimble - Thanks, Renee, for keeping this board updated, it’s

Thanks, Jobynimble. Somehow I missed posting the original OIP's for Feb. 29th this year, so I'm catching up on those. We could say that Renee was severely delinquent in posting the Feb 29th OIP's, hahaha.

Renee

10/07/24 10:06 AM

Post #4,113

Feb. 29,2024: GRYN SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99632.pdf

jobynimble

10/07/24 10:02 AM

Post #4,112

Re: #4,110: @Renee - Feb. 29,2024: NDVNQ: SEC Admin. Proceeding for severely

Thanks, Renee, for keeping this board updated, it’s appreciated more than you know and I’m certain there are many others who feel the same but just don’t post…

Renee

10/07/24 10:01 AM

Post #4,111

Feb. 29,2024: GWHP SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99631.pdf

Renee

10/07/24 9:59 AM

Post #4,110

Feb. 29,2024: NDVNQ: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99649.pdf

Renee

10/07/24 9:55 AM

Post #4,109

HQDA SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101252.pdf

SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99629.pdf

Renee

10/07/24 9:51 AM

Post #4,108

WDTK: SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101254.pdf

SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99627.pdf

Renee

10/07/24 9:43 AM

Post #4,107

IINX: SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101255.pdf

SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99630.pdf

Renee

10/04/24 10:02 AM

Post #4,106

Re: #4,036: @Renee - TXCB: SEC Admin. Proceeding for severely delinquent Financials:

TXCB SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101236.pdf

Renee

10/04/24 10:00 AM

Post #4,105

Re: #3,902: @Renee - DPSM SEC Admin. Proceeding for severely delinquent Financials:

DPSM SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-101235.pdf

Renee

09/26/24 7:02 PM

Post #4,104

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

FINRA deleted symbol: MMTS

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

09/12/24 10:32 AM

Post #4,103

Re: #4,075: @Renee - WGEI: SEC Admin. Proceeding for severely delinquent Financials:

WGEI SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2024/34-101000.pdf

Renee

09/10/24 11:02 AM

Post #4,102

Sept. 6,2024: BYU SEC Suspension "because of questions and concerns regarding the adequacy and accuracy of publicly available information in the marketplace concerning BAIYU and indicia of potentially manipulative trading in the securities of BAIYU effectuated through recommendations, made to investors by unknown persons via social media to purchase the securities of BAIYU, which appear to be designed to artificially inflate the price and volume of the securities of BAIYU."

BAIYU Holdings, Inc. (BYU), a holding company incorporated in Delaware
whose principal executive offices are located in Shenzhen, Guangdong, China.

https://www.sec.gov/files/litigation/suspensions/2024/34-100956.pdf

Order:

https://www.sec.gov/files/litigation/suspensions/2024/34-100956-o.pdf

Renee

09/09/24 7:08 PM

Post #4,101

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

FINRA deleted symbol: ROIX

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

09/05/24 9:58 AM

Post #4,100

KALO: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100912.pdf

Renee

09/05/24 9:56 AM

Post #4,099

MLFB: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100913.pdf

Renee

09/05/24 9:54 AM

Post #4,098

MAXD: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100914.pdf

Renee

09/05/24 9:52 AM

Post #4,097

MTAM: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100915.pdf

Renee

09/05/24 9:50 AM

Post #4,096

NNMX: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100916.pdf

Renee

09/05/24 9:48 AM

Post #4,095

PLYN: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/34-100922.pdf

Renee

09/05/24 9:45 AM

Post #4,094

RBRXF: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100925.pdf

Renee

09/04/24 9:45 AM

Post #4,093

AMSU: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/34-100889.pdf

Renee

09/04/24 9:43 AM

Post #4,092

CORG: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100898.pdf

Renee

09/04/24 9:41 AM

Post #4,091

EPGG SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100899.pdf

Renee

09/04/24 9:38 AM

Post #4,090

CGCO SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100909.pdf

Renee

08/28/24 6:25 PM

Post #4,089

Re: #974: @Renee - 255 SEC Suspensions:

FINRA deleted symbol: QCPC

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

08/27/24 11:48 AM

Post #4,088

PGAS: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100822.pdf

Renee

08/27/24 11:46 AM

Post #4,087

PRKI SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100821.pdf

Renee

08/22/24 10:47 AM

Post #4,086

DPWW: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100801.pdf

Renee

08/22/24 10:46 AM

Post #4,085

FSSN: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100800.pdf

Renee

08/21/24 5:05 PM

Post #4,084

LFAP SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100796.pdf

trader59

08/20/24 7:29 PM

Post #4,082

Re: #4,081: @Renee - QTXB: SEC Admin. Proceeding for severely delinquent Financials:

That time of the year again....

Renee

08/20/24 6:15 PM

Post #4,081

QTXB: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100775.pdf

Renee

08/20/24 6:12 PM

Post #4,080

VTNA: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100781.pdf

Slojab

08/20/24 10:04 AM

Post #4,079

Re: #4,078: @Renee - DCAC: SEC Admin. Proceeding for severely delinquent Financials:

The only surprise there is that it didn't take longer.

Thanks for the heads-up, Renee.

Renee

08/20/24 9:46 AM

Post #4,078

DCAC: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100763.pdf

Renee

08/20/24 9:46 AM

Post #4,077

ICGL: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100761.pdf

Renee

08/20/24 9:42 AM

Post #4,076

ZZLL: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100766.pdf

Renee

08/20/24 9:40 AM

Post #4,075

WGEI: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100765.pdf

Renee

08/20/24 9:37 AM

Post #4,074

RAYT: SEC Admin. Proceeding for severely delinquent and materially deficient Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100776.pdf

Renee

08/12/24 7:29 PM

Post #4,073

Re: #3,304: @Renee - SEC suspends 48 shell stocks because of questions

FINRA deleted symbol: CGDI

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

07/25/24 7:25 PM

Post #4,072

Re: #2,937: @Renee - 57 OTC *blue chip* stocks suspended because of

FINRA deleted symbol: RHWI

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

06/25/24 7:23 PM

Post #4,071

Re: #3,980: @Renee - GACR: SEC Suspension: The Commission temporarily suspended trading

Revoked SEC registration: GACR

https://www.sec.gov/files/litigation/opinions/2024/34-100403.pdf

m$teamworkotc

06/21/24 1:25 PM

Post #4,070

Re: #4,068: @Renee - Thank you for your acknowledgement, CT!!! Much appreciated.

Hi, Renee...just wanted to say hi and thank you again for the good work you do.

Renee

05/20/24 4:43 PM

Post #4,069

Re: #974: @Renee - 255 SEC Suspensions:

WSTN: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Older Newer

SEC Suspensions & Revocations

Followers	296	Posters	118
Posts (Today)	0	Posts (Total)	4161
Created	07/21/12	Type	Premium
Moderator Renee
Assistants janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.

Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.

Board Info

Posts Today	0
Posts (Total)	4161
Posters	118
Moderator	Renee
Assistants	janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

New Post

Volume
Day Range:
Bid Price
Ask Price
Last Trade Time:

Boards:

Quotes:

Boards

News

Market Data

Markets

Discover

Discover

Boards:

Quotes:

SEC Suspensions & Revocations

SEC Suspensions & Revocations

Join the InvestorsHub Community

SEC Suspensions & Revocations

Board Info