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Revoked SEC registration: LFER
https://www.sec.gov/files/litigation/opinions/2024/34-100079.pdf
Sept 27,2023 SEC Admin. Proceeding for delinquent Financials:
https://www.sec.gov/files/litigation/admin/2023/34-98555.pdf
GBLHF: inactive security. FINRA deleted symbol:
https://otce.finra.org/otce/dailyList?viewType=Deletions
Revoked SEC registration: DFTS
https://www.sec.gov/files/litigation/opinions/2024/34-99820.pdf
CRXM: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99675.pdf
FJHL: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99674.pdf
FERL: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99673.pdf
GTBT: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99672.pdf
NCRE: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99660.pdf
DENR: SEC Admin. Proceeding for severely delinquent Financials: (no Ihub board)
https://www.sec.gov/files/litigation/admin/2024/34-99661.pdf
MBGH SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99648.pdf
EAWC: SEC Admin. Proceeding for severely delinquent Financials: (no Ihub board)
https://www.sec.gov/files/litigation/admin/2024/34-99615.pdf
EDGS: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99616.pdf
TXCB: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99612.pdf
AMNL: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99611.pdf
Revoked SEC registration: SGOU (no prior SEC Admin. Proceeding)
https://www.sec.gov/files/litigation/opinions/2024/34-99600.pdf
CRYO: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/files/litigation/admin/2024/34-99608.pdf
Revoked SEC registration: ACTA (previously delisted from the Nasdaq to the OTC, then FINRA deleted the symbol as inactive in 2018, then the SEC filed an ADMIN. Proceeding for severely delinquent Financials)
https://www.sec.gov/files/litigation/opinions/2024/34-99575.pdf
FINRA deleted symbol: TNRI
https://otce.finra.org/otce/dailyList?viewType=Deletions
Nothing on the daily list or SEC admin procedure website
CPPXF: SEC Admin. Proceeding for severely delinquent Financials and immediate registration revocation:
https://www.sec.gov/files/litigation/admin/2023/34-99004.pdf
TIO (Nasdaq) and TMNA (OTC) SEC Suspensions:
TINGO (TIO) and Agri-Fintech Holdings Inc. are blatant frauds. Although the SEC Suspensions are for 10 market days the Rule 15c2-11 will stipulate that no quotations can be made until/unless both companies satisfy all vetted disclosures.
Excerpts from both SEC Suspensions:
Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless
and until they have strictly complied with all of the provisions of the rule.
TIO SEC Suspension:
https://www.sec.gov/files/litigation/suspensions/2023/34-98920.pdf
TMNA SEC Suspension:
https://www.sec.gov/files/litigation/suspensions/2023/34-98921.pdf
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