SEC Suspensions & Revocations

297

SEC Suspensions & Revocations

297

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Renee

3,990 SEC Suspensions between Jan. 1st,2010 to Dec.

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janice shell

Here's a list of all the IHub boards

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Renee

The SEC Suspensions & Revocations board is intended

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Renee

Potential investors in OTC stocks are encouraged to

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1manband

FINRA issues new Investors Bulletin:

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Renee

04/17/25 10:30 AM

Post #4,239

Re: #4,164: @Renee - VENG SEC Admin Proceeding for severely delinquent Financials:

VENG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102873.pdf

Renee

04/17/25 10:25 AM

Post #4,238

Re: #4,163: @Renee - OILY SEC Admin Proceeding for severely delinquent Financials:

OILY SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102872.pdf

Renee

04/16/25 5:42 PM

Post #4,237

Re: #2,486: @Renee - ARGW SEC Suspension "because of questions regarding the

ARGW: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

04/11/25 10:28 AM

Post #4,236

Re: #4,137: @Renee - WWSG SEC Admin. Proceeding for severely delinquent Financials:

WWSG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102800.pdf

Renee

04/11/25 10:24 AM

Post #4,235

Re: #4,143: @Renee - TIHE SEC Admin. Proceeding for severely delinquent Financials:

TIHE SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102801.pdf

Renee

04/11/25 10:21 AM

Post #4,234

Re: #4,139: @Renee - SOLS SEC Admin. Proceeding for severely delinquent Financials:

SOLS SEC registration revoked. ***I surmise the ticker change posted by FINRA yesterday is cancelled.

https://www.sec.gov/files/litigation/opinions/2025/34-102803.pdf

Renee

04/11/25 10:16 AM

Post #4,233

Re: #4,074: @Renee - RAYT: SEC Admin. Proceeding for severely delinquent and

RAYT SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102802.pdf

Renee

04/10/25 9:54 AM

Post #4,232

Re: #4,037: @Renee - EDGS: SEC Admin. Proceeding for severely delinquent Financials:

EDGS SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102794.pdf

Renee

04/10/25 9:52 AM

Post #4,231

Re: #4,136: @Renee - RNWR SEC Admin. Proceeding for severely delinquent Financials:

RNWR SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102793.pdf

Renee

04/10/25 9:47 AM

Post #4,230

Re: #4,095: @Renee - PLYN: SEC Admin. Proceeding for severely delinquent Financials

PLYN SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102792.pdf

Renee

04/10/25 9:45 AM

Post #4,229

Re: #4,130: @Renee - BTDG: SEC Admin. Proceeding for severely delinquent Financials

BTDG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102791.pdf

Renee

04/09/25 10:03 AM

Post #4,228

Re: #4,093: @Renee - AMSU: SEC Admin. Proceeding for severely delinquent Financials:

AMSU SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102782.pdf

Renee

04/09/25 10:00 AM

Post #4,227

Re: #4,096: @Renee - NNMX: SEC Admin. Proceeding for severely delinquent Financials

NNMX SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102784.pdf

Renee

04/09/25 9:57 AM

Post #4,226

Re: #4,081: @Renee - QTXB: SEC Admin. Proceeding for severely delinquent Financials:

QTXB SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102785.pdf

Renee

03/18/25 6:47 PM

Post #4,225

Re: #998: @Renee - BFLD SEC Suspension:

BFLD: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/13/25 6:53 PM

Post #4,224

Re: #974: @Renee - 255 SEC Suspensions:

NYVA FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/13/25 9:39 AM

Post #4,223

Re: #4,157: @Renee - SOIS SEC Admin. Proceeding for severely delinquent Financials:

SOIS SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102611.pdf

Renee

03/12/25 7:24 PM

Post #4,222

Re: #4,162: @Renee - HTRE SEC Admin. Proceeding for severely delinquent Financials:

HTRE SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102567.pdf

Renee

03/12/25 7:22 PM

Post #4,221

Re: #4,152: @Renee - PURT SEC Admin. Proceeding for severely delinquent Financials:

PURT SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102563.pdf

Renee

03/12/25 7:17 PM

Post #4,220

Re: #4,166: @Renee - ANSU SEC Admin Proceeding for severely delinquent Financials:

ANSU SEC registration revoked.

https://www.sec.gov/files/litigation/opinions/2025/34-102561.pdf

Renee

03/12/25 7:13 PM

Post #4,219

Re: #4,145: @Renee - GTHR SEC Admin. Proceeding for severely delinquent Financials:

GTHR SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102549.pdf

Renee

03/12/25 7:10 PM

Post #4,218

Re: #4,148: @Renee - MSLPQ SEC Admin. Proceeding for severely delinquent Financials:

MSLPQ SEC registration revoked.

https://www.sec.gov/files/litigation/opinions/2025/34-102547.pdf

Plus, on March 7,2025 the BK Judge cancelled all the shares. Double whammy.

Renee

03/10/25 8:32 PM

Post #4,217

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

ISPD: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/10/25 7:52 PM

Post #4,216

Re: #974: @Renee - 255 SEC Suspensions:

ACGJ: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/10/25 10:45 AM

Post #4,215

Re: #4,146: @Renee - CLIS SEC Admin. Proceeding for severely delinquent Financials:

CLIS SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102545.pdf

Renee

03/10/25 10:42 AM

Post #4,214

Re: #4,133: @Renee - CNGT SEC Admin. Proceeding for severely delinquent Financials:

CNGT SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102543.pdf

Renee

03/06/25 10:12 AM

Post #4,213

Re: #4,094: @Renee - RBRXF: SEC Admin. Proceeding for severely delinquent Financials:

RBRXF SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2025/34-102523.pdf

Renee

03/05/25 7:31 PM

Post #4,212

ISGN: SEC registration revoked. **no prior Admin. Proceeding.

https://www.sec.gov/files/litigation/admin/2025/34-102520.pdf

Renee

03/05/25 7:20 PM

Post #4,211

Re: #2,466: @Renee - 49 SEC Suspensions for "questions regarding the adequacy

ABZUF: FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

02/21/25 9:52 AM

Post #4,210

Re: #4,172: @Renee - MJHI SEC Admin. proceeding for severely delinquent Financials:

MJHI SEC registration revoked.

https://www.sec.gov/files/litigation/opinions/2025/34-102455.pdf

Renee

02/20/25 9:57 AM

Post #4,209

Re: #4,173: @Renee - GAXYQ SEC Admin. proceeding for severely delinquent Financials:

GAXYQ: SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2025/34-102454.pdf

Renee

02/18/25 6:08 PM

Post #4,208

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

UCPC: inactive junk. FINRA deleted symbol.....12 years after the SEC Suspension. Way to go, FINRA, ya bums.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

01/24/25 10:53 AM

Post #4,207

UNAM: SEC registration revoked. **no prior Admin. Proceeding

https://www.sec.gov/files/litigation/admin/2025/34-102265.pdf

Renee

01/21/25 9:38 AM

Post #4,206

Re: #3,957: @Renee - ARMT: SEC Admin. Proceeding for severely delinquent Financials

ARMT SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2025/34-102228.pdf

Renee

01/15/25 10:14 AM

Post #4,205

Re: #4,091: @Renee - EPGG SEC Admin. Proceeding for severely delinquent Financials:

EPGG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102178.pdf

Renee

01/15/25 10:11 AM

Post #4,204

Re: #4,090: @Renee - CGCO SEC Admin. Proceeding for severely delinquent Financials:

CGCO SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102180.pdf

Renee

01/14/25 10:58 AM

Post #4,203

Re: #4,092: @Renee - CORG: SEC Admin. Proceeding for severely delinquent Financials:

CORG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102163_0.pdf

Renee

01/14/25 10:55 AM

Post #4,202

Re: #4,086: @Renee - DPWW: SEC Admin. Proceeding for severely delinquent Financials:

DPWW SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102161.pdf

Renee

01/14/25 10:52 AM

Post #4,201

Re: #4,088: @Renee - PGAS: SEC Admin. Proceeding for severely delinquent Financials:

PGAS SEC registration revoked.

https://www.sec.gov/files/litigation/opinions/2025/34-102162.pdf

Renee

01/14/25 10:48 AM

Post #4,200

Re: #4,087: @Renee - PRKI SEC Admin. Proceeding for severely delinquent Financials:

PRKI SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102165.pdf

Renee

01/13/25 7:35 PM

Post #4,199

Re: #1,312: @Renee - SEC SUSPENDS TRADING IN THE SECURITIES OF ONE

CLXS inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

01/13/25 11:14 AM

Post #4,198

Re: #4,084: @Renee - LFAP SEC Admin. Proceeding for severely delinquent Financials:

LFAP SEC registration revoked: *** just read the I-HUB message board where one shareholder lost $30K and another shareholder lost $60K. Anyone reading this post, DO NOT BUY stock in SEC registered companies that are significantly delinquent in filing Financials.

https://www.sec.gov/files/litigation/opinions/2025/34-102149.pdf

Renee

01/13/25 11:02 AM

Post #4,197

Re: #4,085: @Renee - FSSN: SEC Admin. Proceeding for severely delinquent Financials:

FSSN SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102151.pdf

Renee

01/10/25 10:14 AM

Post #4,196

Re: #4,076: @Renee - ZZLL: SEC Admin. Proceeding for severely delinquent Financials:

ZZLL SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102130.pdf

Renee

01/10/25 10:12 AM

Post #4,195

Re: #4,080: @Renee - VTNA: SEC Admin. Proceeding for severely delinquent Financials:

VTNA SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102140.pdf

Renee

01/10/25 10:08 AM

Post #4,194

Re: #4,077: @Renee - ICGL: SEC Admin. Proceeding for severely delinquent Financials:

ICGL SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102131.pdf

Renee

01/03/25 6:02 PM

Post #4,193

Re: #974: @Renee - 255 SEC Suspensions:

GBMS: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

01/02/25 7:47 PM

Post #4,192

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

LNKE: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

12/31/24 11:31 AM

Post #4,191

Re: #4,043: @Renee - NCRE: SEC Admin. Proceeding for severely delinquent Financials:

NCRE SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2024/34-102055.pdf

Renee

12/20/24 7:33 PM

Post #4,190

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

TLLEQ: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

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SEC Suspensions & Revocations

Followers	297	Posters	118
Posts (Today)	0	Posts (Total)	4239
Created	07/21/12	Type	Premium
Moderator Renee
Assistants janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.

Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.

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Posts Today	0
Posts (Total)	4239
Posters	118
Moderator	Renee
Assistants	janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

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