ROKK3R Inc (fka ROKK)

[Renee]

ROKK: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

[Renee]

ROKK SEC Cease and Desist Order:

https://www.sec.gov/litigation/admin/2021/34-91721.pdf

[ottoman]

That great news! Late is better than never. I have an old Firstrade account (almost never use it) but they require $0.10 stock price to be able to buy, so I tried buying ROKK but couldn't.

Somehow they let you, awesome.

[today32]

I just got a surprise additional cash in lieu amount today that brought me back up to the full $0.64/share cashout! Firstrade is my broker and they use APEX Clearing. Keep an eye on your account, they are probably correcting them one brokerage at a time =)

Yay, we didn't get screwed!

[ottoman]

Reply from SEC regarding Rokk3r inc reverse split/forward split Cash out

I decided, very late, to submit a complaint to SEC regarding the reverse split/cash out transaction with ROKK.

response received today. I've already dealt with my brokers. They're unwilling to help it seems.


Dear Mr. xxxxxxxx:



I am in receipt of your 8/22/2020 complaint.

I am unable to provide you with legal advice, but essentially what occurred is that your broker, as holder of record, now has a private share ownership in Rokk3r. In the reverse merger transaction, the total shares that your broker held in street name were divided by 200 and replaced with an interest in private shares. The remainder of your broker’s total shares (after dividing by 200) was cashed out at $0.64/share. The small payment you received was likely your proportional share (as a beneficial shareholder) of the total cash received by your broker, which may have been less than $128 total.

I understand that this situation can be addressed by your broker through the intermediary of Rokk3r’s transfer agent, Securities Transfer Corporation, of Plano, TX. My understanding is that your broker can seek a cash payment, through Securities Transfer Corporation, for all of your broker’s client accounts that beneficially owned pre reverse-split Rokk3r shares. You might want to inquire further with your broker, as I do not have any additional information that I am able to share with you.



Regards,



Jonathan Cowen | Attorney

Division of Enforcement

[phone] | [e-mail]

[today32]

The company has not called me back. Their phone is just a voicemail and you have to wait for a call back.

I spoke with my brokerage re-org department and with a securities litigation lawyer today and was told that companies can change things after the fact. They are required to file amended SEC filings however, and ROKK did not do this.

So basically they just stole shares from shareholders so that they could go private.

There needs to be a governing body that enforces filings with regards to reorganizations.

Anyone who wants to can file an SEC complaint here: https://www.sec.gov/oiea/Complaint.html

[ottoman]

Did you get that from the company itself? I'm done with these plays. Kinda was anyway.

between this, and MMMM they can just lie in a SEC filing. SEC does nothing.
cost $80 to buy 199 shares, and they cash you out at $0.02 for all 199 shares?

Fking criminal

literally stole shareholders money.

[today32]

Just a heads up for anyone interested... The company changed their mind about the fractional share payouts of $0.64/share. Instead they cashed out shares at a rate of $0.0001/share.

[Renee]

ROKK: effective May 19,2020 a one for 200 reverse split. Immediately prior to the reverse split, fractional shareholders who hold less than 200 shares will receive $0.64/share.

https://otce.finra.org/otce/dailyList?viewType=Symbol%2FName%20Changes

[roger wilco]

Reverse split 1 for 200 tomorrow 5.19.2020

https://otce.finra.org/otce/dailyList?viewType=Dividends%2FDistributions%2FSplits

[fl_exec]

Very interesting company.. lowest float I’ve ever seen

[Renee]

Eight Dragons Co., EDRG, changed to ROKK3R Inc., ROKK:

http://otce.finra.org/DLSymbolNameChanges

[Enterprising Investor]

Eight Dragons Company names New President and Directors; Begins  Charting New Future (3/20/17)

Eight Dragons Company, a Nevada Corporation (OTC:EDRG) announces today that Ms. Una Taylor, pursuant to a stock purchase agreement with DMJ Acquisitions LLC, the Corporation’s principal shareholder, has been named Company President and is elected to the Board of  Directors.

Miami, FL March 20, 2017 / Eight Dragons Company, a Nevada Corporation (OTC:EDRG) announces today that Ms. Una Taylor, through Eight Dragons Acquisitions, LLC, pursuant to a stock purchase agreement with DMJ Acquisitions LLC, the Corporation’s principal shareholder, has been named Company President and is elected to the Board of Directors. Under the stock purchase agreement, Ms. Taylor has acquired 80.2% of the issued and outstanding Common Stock of the Company. Mr. Theodore Faison has also been appointed to the Corporation’s Board of Directors. The addition of Ms. Taylor and Mr. Faison to the Board of Directors represents a change in majority of the Board of Directors. Additional information on the change in Majority of the Board of Directors can be found in the Corporation’s Schedule 14f-1 filing with the U.S. Securities and Exchange Commission.

“I want to express my sincere thanks to DMJ Acquisitions LLC for allowing me to acquire a majority stake in Eight Dragons,” stated Ms. Taylor. “There is a new future in the works for Eight Dragons that will bring new life to the Company. Our plan includes, but is not limited, to a new business platform and brand identity that will enable growth through innovation, empowered technology development, and advanced twenty-first century marketing techniques unlocking the potential of entrepreneurs from around the world. We intend that Eight Dragons will become a company where dreams are converted into working products and services that create exponential value for consumers and shareholders. We believe the future for our Company is unlimited and we look forward to updating you on our plans in the coming weeks.”

Ms. Taylor has been the Founder and CEO of Renewable Energy Supplies LLC, a Florida limited liability company for the last seven years.  Renewable Energy Supplies LLC was founded in 2010 as an Alternative Energy Company with the goal of bringing renewable, non-polluting power to homes and businesses in the Caribbean region. Six years later, Ms. Taylor contends that Renewable Energy continues to deliver the best products, training and support needed to its growing customer base. Renewable Energy supplies re-sellers, contractors, integrators, and installers with reliable products and the training they need to design, install and maintain renewable energy systems.

Mr. Faison has been Co-Founder, Strategy Officer, and Board Chairman at World Cup of Sales, a product market fit and sales platform geared towards startup companies and product launches, since December 2015.  Since March 2003, he has been an employee of IBM.  His specific recent employment with IBM includes being a Rational Channel Sales Manager, from 2011 to 2013, a member of the IBM North America Software Partner Representative & Ecosystem Development team from 2013 to 2015, the Worldwide Trusteer Advanced Fraud Protection Channel Sales Leader from January 2015 to January 2016 and since January 2016 being responsible for Strategic Embedded Solution Partnerships for IBM Analytics.  He has more than 15 years in software sales, channel sales, and business development, having personally delivered consulting, training, and sales interactions to over 1,000 customers (of all sizes and spanning many industry verticals).  His leadership experience include leading a global channel sales team, building a channel ecosystem for a $2B IBM Security acquisition (Trusteer), and managing some of the industry's largest software channel resellers.
 
About Eight Dragons: Eight Dragons Company has not had any significant operations. It intends to locate and combine with an existing privately-held company through a merger, consolidation, or exchange of common stock for stock or assets.

https://www.sec.gov/Archives/edgar/data/1100778/000116552717000060/ex99-1.htm

[db7]

I've seen other mergers that looked great until the oil drop as well.. some that I was very excited for of which I've now taken off of my watchlists

[Enterprising Investor]

Truly expected Reeder Energy in whole or part to go public via a reverse merger.

http://www.reederenergy.com/

Uncertainty in the oil patch probably killed the deal.

Reeder is local to me.

[Enterprising Investor]

DMJ Acquisitions, LLC beneficially owns 291,500 shares (4/27/15)

Controls 80.5 percent.

http://www.sec.gov/Archives/edgar/data/1100778/000116552715000215/g7849.txt

[Enterprising Investor]

Change of Control (4/14/15)

On April 14, 2015, DMJ, as purchaser, and Rockport, as seller, entered into the Purchase Agreement, pursuant to which DMJ agreed to acquire 291,500 shares of our Common Stock (representing approximately 80.5% of the outstanding shares of our Common Stock) from Rockport. The closing of the purchase and sale of the shares and shareholder loans pursuant to the Purchase Agreement is anticipated to take place on or about April 27, 2015. The consideration to be paid for the acquisition of the Common Stock and the shareholder loans is an aggregate of approximately $375,000, and will be paid from corporate funds of DMJ. The purchase of the shares of Common Stock by DMJ from Rockport is expected to be consummated in a private transaction, and Mr. Bristol as CEO and sole beneficial owner of DMJ will, upon completion, be considered to be in “control” of the Company. As a condition of the Purchase Agreement, Mr. Reeder has agreed to resign as director, president, secretary and treasurer and to appoint Mr. Bristol as director of the Company. Mr. Bristol is expected to be appointed as president, secretary and treasurer of the Company effective as of the closing of the purchase and sale pursuant to the Purchase Agreement. The change to our board of directors is anticipated to be effective approximately ten days after the delivery of this Information Statement to our shareholders.

http://www.sec.gov/Archives/edgar/data/1100778/000116552715000178/g7822.htm

[$hellKing]

Waiting on the merger. Hoping for 8 - 10 bucks at least

[db7]

looks like this deal could have some good potential...

[Renee]

EDRG: SEC Litigation against CPA Hatfield:

http://www.sec.gov/litigation/admin/2014/34-71833.pdf

[Renee]

EDRG:

http://www.sec.gov/litigation/admin/2012/34-67793.pdf

[RonnieD]

nice shell

http://www.otcmarkets.com/edgar/GetFilingHtml?FilingID=7109495