I wonder if the SEC Attorney EI is talking about is their Corperate Attorney (THOMAS E. BOCCIERI, ESQ).
It seems he has had some experieance with the SEC. Does this make him a SEC Attorney? ----------------------------------------
THOMAS E. BOCCIERI 170 N.J. 191 (2001) of Woodcliff Lake (Bergen County) Suspension 3 Years Decided: December 4, 2001 Effective: June 23, 1999
The Supreme Court of New Jersey held that a suspension from the practice of law for a period of three years was the appropriate discipline for an attorney who pled guilty in the United States District Court for the District of New Jersey to an information charging him with mail fraud, in violation of 18 U.S.C.A. §1341. The nature of respondent's offense was that, after he was discharged by his client, Communication Corporation of America, and without revealing that fact to the company's stock transfer agent, he improperly caused the agent to issue 42,500 shares of the company's common stock in his name. The respondent allegedly had the stock transferred to him because he was owed $17,000 in legal fees by the client, which amount the client disputed. The Disciplinary Review Board noted that: "But for the fact that respondent had a colorable claim that he was owed fees by C.A., he would be facing disbarment." The respondent had been temporarily suspended from the practice of law since June 22, 1999. In re Boccieri, 158 N.J. 578.
The complaint names four other defendants and charges them with securities fraud,sales of unregistered securities, operation of an unregistered broker-dealer employingunregistered sales personnel, and violations of prior Commission orders barring cer-tain defendants from association with a broker or dealer. One of the defendants,Thomas Boccieri, settled the allegations against him. (SEC v. John Forma, et al., 85 Civil 3820, SDNY, CSB). (LR-11356)
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