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Re: frank69 post# 194212

Wednesday, 12/08/2010 9:33:42 AM

Wednesday, December 08, 2010 9:33:42 AM

Post# of 202893
I wonder if the SEC Attorney EI is talking about is their Corperate Attorney (THOMAS E. BOCCIERI, ESQ).

It seems he has had some experieance with the SEC. Does this make him a SEC Attorney?

----------------------------------------

THOMAS E. BOCCIERI
170 N.J. 191 (2001)
of Woodcliff Lake (Bergen County)
Suspension 3 Years
Decided: December 4, 2001
Effective: June 23, 1999

The Supreme Court of New Jersey held that a suspension from the practice of law for a
period of three years was the appropriate discipline for an attorney who pled guilty in the
United States District Court for the District of New Jersey to an information charging him
with mail fraud, in violation of 18 U.S.C.A. §1341. The nature of respondent's offense
was that, after he was discharged by his client, Communication Corporation of America,
and without revealing that fact to the company's stock transfer agent, he improperly
caused the agent to issue 42,500 shares of the company's common stock in his name. The
respondent allegedly had the stock transferred to him because he was owed $17,000 in
legal fees by the client, which amount the client disputed. The Disciplinary Review
Board noted that: "But for the fact that respondent had a colorable claim that he was
owed fees by C.A., he would be facing disbarment." The respondent had been
temporarily suspended from the practice of law since June 22, 1999. In re Boccieri, 158
N.J. 578.


http://www.cjnj.org/html/sanctions/170NJ191.pdf

---------------------------------------------------------------

The complaint names four other defendants and charges them with securities fraud,sales of unregistered securities, operation of an unregistered broker-dealer employingunregistered sales personnel, and violations of prior Commission orders barring cer-tain defendants from association with a broker or dealer. One of the defendants,Thomas Boccieri, settled the allegations against him. (SEC v. John Forma, et al., 85 Civil 3820, SDNY, CSB). (LR-11356)


http://www.sec.gov/news/digest/1987/dig030687.pdf

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