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Re: janice shell post# 301588

Saturday, 04/10/2010 12:39:39 AM

Saturday, April 10, 2010 12:39:39 AM

Post# of 358440
Janice this is a touchy subject for me.... Being new to the game, I'm surprised Roger Riney CEO of Scottrade is also a President for Knight Capital. It would seem to me there would be a slight conflict in the best interest of investors and account members.

What do they call it? Moral Hazard?
Scottrade, Inc. Founder, President, Chief Executive Officer Current
Knight Trading Group, Inc. President Current
Knight Trading Group, Inc. Board of Directors Current


What gives them the right to restrict stocks while other brokerages continue to trade those same stocks. Maybe if NITE also stop trading and shorting those Rogers restricted stocks, it would seem maybe just a bit more fair.

Is it to much to ask for just a bit of truth and transparency in their market?


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Achiever of the Year

Since 1972, EQUITIES has been awarding Achiever of the Year to the person who has made the market better, safer and more appealing to investors over the previous 12 months. Here are the past recipients.
RECIPIENTS OF EQUITIES ACHIEVER OF THE YEAR AWARD
Year Recipient Position Organization
2007 Rodger Riney President & CEO Scottrade
2006 Robert Greifeld CEO NASDAQ
2005 Gerald Putnam CEO Archipelago
2004 John Thain CEO New York Stock Exchange
2003 Eliot Spitzer Attorney General State of New York
2002 Dick Grasso CEO New York Stock Exchange
2001 Richard Ketchum President NASDAQ
2000 Jill Considine Chairman Depository Trust
1999 Robert Rubin Former Secretary of Treasury United States
1998 Frank Zarb CEO National Association of Securities Dealers
1997 Arthur Levitt Jr. Chairman Securities Exchange Commission
1996 Daniel Tully Chairman Merrill Lynch
1995 Christopher Cox Congressman Orange County
1994 William Donaldson Chairman New York Stock Exchange
1993 Len Mayer President Security Traders Association of New York
1992 Edward O'Brien President Securities Industry Association
1991 Jack Guion President Association of Publicly Traded Companies
1990 John Phelan Chairman New York Stock Exchange
1989 Bernard Madoff Founder Madoff Investment Securities
1988 Peter DaPuzzo Vice President Shearson Lehman Brothers Inc.
1987 Joseph Hardiman President National Association of Securities Dealers
1986 John Tognino Chairman National Security Traders Association
1985 Peter Bryne Chairman National Association of Securities Dealers
1984 J.M. Hill Chairman National Association of Securities Dealers
1983 William McGowan Chairman MCI Communications
1982 Peter Marcusson Jr. Publisher Investment Dealer's Digest
1981 Ralph Coleman Founder OTC Review
1980 Elmer Zebell VP of Trading (ret) Robert W. Baird & Co.
1979 John Watson III Senior VP The Robinson Humphries Co.
1978 William Radetzky Senior VP Janney Montgomery Scott
1977 Robert Woeber Managing Partner Arthurs. Lestrange & Short
1976 No Award Given
1975 C. Radler McCulley President First Southwest Co.
1974 Gordon S. Macklin President National Association of Securities Dealers
1973 J. Robert Doyle President Doyle O'Connor & Co.
1972 Morton Weiss President National Security Traders Association



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