Rule 12b-25 -- Notification of Inability to Timely File:
a. If all or any required portion of an annual or transition report on Form 10-K, 10-KSB, 20-F or 11-K , a quarterly or transition report on Form 10-Q or 10-QSB, or a distribution report on Form 10-D required to be filed pursuant to section 13 or 15(d) of the Act and rules thereunder, or if all or any required portion of a semi-annual, annual or transition report on Form N-CSR or Form N-SAR required to be filed pursuant to section 13 or 15(d) of the Act or section 30 of the Investment Company Act of 1940 and the rules thereunder, is not filed within the time period prescribed for such report, the registrant, no later than one business day after the due date for such report, shall file a Form 12b-25 with the Commission which shall contain disclosure of its inability to file the report timely and the reasons therefor in reasonable detail.
I'm trying to find out why the company did not file an NT-10Q as required by the above rule for the quarter ended 8/31/09. The company is still a registrant and hence a 10Q is "required to be filed pursuant to section 13 or 15(d) of the Act and rules thereunder".
Any ideas would be welcome. However, anyone tempted to attribute the lack of a filing to the fact that the company trades on the grey market is requested to point to the specific rule(s) that allow for it.
TIA
