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Alias Born | 08/01/2009 |
Wednesday, March 25, 2015 1:19:29 PM
Email I sent Mark:
Dang Mark! Did FINRA send you the 211 back? I know FINRA is short handed, but isn't this ridiculous? After all you filed the form 10/audit. What more do they need?
Mark's reply:
I'm not about to speak on behalf of FINRA. It is in their hands and we wait for their reply. That said, our attorney and the marketmaker are reminding them of their recommendation to file a form 10 after which point they would immediately approve our file.
Sent from my iPhone
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