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Toxic Filings (TOXIC)

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Last Post: 10/28/2016 9:28:44 PM - Followers: 336 - Board type: Free - Posts Today: 0

 

This a heads up board for posting recent PRE/DEF-14C REGDEX SB-2 Form 1-E / 2-E S-1 / S-2 / S-3 424B1 424B3 S-8 and EFFECT filings.

If you have any questions with regard to toxic financing, or about any of the filings we post, please don't hesitate to ask your questions here. This is an educational board as well as a central location to DD OTCBB and pinksheets that file with the SEC.

This page allows you to search the full text of EDGAR filings from the last two years. The full text of a filing includes all data in the filing as well as all attachments to the filing. http://searchwww.sec.gov/EDGARFSClient/jsp/EDGAR_MainAccess.jsp

Check out Firefly by Yorick. It's a math based application that reads SEC filings and then scores toxicity based on keywords.
http://getfirefly.net/FireflyDocAnalysis.msi


TOXIC CHARTS that correspond to the filings on this board can be found here for easy visualization of how close the dilution is to being spent. http://www.investorshub.com/boards/board.asp?board_id=6016

Definitions

PRE 14C All preliminary information statements, excluding, mergers, contested solicitations and special meetings.
DEF 14C All types of definitive statements, excluding: mergers or acquisitions, contested solicitations and special meetings.
Reg D Companies selling securities in reliance on a Regulation D exemption or a Section 4(6) exemption from the registration provisions of the '33 Act must file a Form D as notice of such a sale. The form must be filed no later than 15 days after the first sale. The exact form type is usually REGDEX, but may be a REG D-1 or similar.
SB-2 This form may be used by "small business issuers" to register securities to be sold for cash.
S-8 This form is used for the registration of securities to be offered to an issuer's employees pursuant to certain plans.
S-1 This is the basic registration form. It can be used to register securities for which no other form is authorized or prescribed, except securities of foreign governments or political sub-divisions thereof.
1-E / 2-E Business development companies (BDC) can avail themselves of a more esoteric provision of the Securities Act – Regulation E, which provides an exemption from registration for securities issued by BDCs. In short, under Regulation E, a BDC may issue up to $5 million worth of securities a year without registration. Also under Regulation E, an individual may offer to sell up to $100,000 of securities in a BDC each year.
424B1, 2, 3, and 4 filings are final registration statements to register stock under previously filed SB-2 S-1 and S-2 filings, and they serve other purposes.
EFFECT filings are notice's of effectiveness of POS AM's and some S filings ie: S-1, SB-2. The EFFECT filing comes prior to the 424B3 filing we see when the shares enter the market.

A great post explaining form 144 Restricted Shares http://www.investorshub.com/boards/read_msg.asp?message_id=16889462

Handy Links

EDGAR http://www.sec.gov/edgar.shtml
Pink Sheets http://www.pinksheets.com/allreps.jsp
OTCBB http://www.otcbb.com/
Form 4 Filings http://www.secform4.com/index.php

Toxic Financing (They do still pop tho from time to time, just a heads up)

Cornell Capital http://www.cornellcapital.com/portfolio/Domestic_Transactions/index.asp?Section=3,0,0

Cornell Stocks This list is most likely not complete and subject to change obviously. If we missed one please drop us a line. Check this great updated Cornell list by jonesieatl (much appreciated!) http://www.investorshub.com/boards/read_msg.asp?message_id=20078597  And his board here http://investorshub.advfn.com/boards/board.aspx?board_id=9964 a must read!

ACCP ADBN ADVC ADXS AHN AMWW AOTL AVR BSIO CAAS CBAI CBMX CKYE CIRT CNR CSCE CSN CTIB CWTD CYOS DPFD EBOF EMGC ERTH EVSNF EYII EZTO FCPG FDEI FMDAY FNGC GCOG GSCR GSHF HDY HLEG HMSC HRUM IESV IGPG IMNR ISON IVHG IVME IVOT JAGH KNOS KWBT LBTS MGOA MKBY MOBL MSSI MYMX NEOM NFBH NGNM NWGN PSED PVCT PWTC RMLX ROBO SMTR SNRN SPEX SSWC SVMI SWME SYCI TPLM TREN TRNP TTP TYRIA WFYW WGAT WNWG XHUA XSNX YTHK ZNNC

VFIN http://www.vfinance.com/home.asp?ToolPage=inst_complete.asp&ab=pub
Dutchess http://www.dutchessadvisors.com/home.php
Laurus Funds http://www.laurusfunds.com/investments_lobby.asp

PostSubject
#8405   COWI - Toast e-ore 10/28/16 09:28:44 PM
#8404   BGNN - Controlling interest sold for $1.00 to e-ore 08/24/16 04:50:59 PM
#8403   GDPM - Prepackaged Chapter 11 bk. Common stock e-ore 04/12/16 08:19:10 AM
#8402   Is auctus fund the guys at Asher like IPO$ 01/02/16 07:30:50 AM
#8401   RCHA - Average conversion price of these shares e-ore 12/31/15 05:56:38 PM
#8400   CIGW - Common cancelled as part of merger agreement e-ore 04/16/15 11:47:37 PM
#8399   Honest explanation of toxic financing from a company's e-ore 02/09/15 10:40:57 AM
#8398   LTNC - In the last 10 days O/S e-ore 01/09/15 07:59:33 AM
#8397   FREE $500K convert note sludgehound 01/07/15 09:31:03 AM
#8396   PWDY A/S increae mgland 01/06/15 04:50:52 PM
#8395   TGC, TNVMF issues 13.6M common on convert note sludgehound 12/30/14 03:07:09 PM
#8394   CALSTRS holdings mgland 12/27/14 10:51:34 AM
#8393   ALGI - Ceased operations. From today's 8k e-ore 12/08/14 08:22:40 AM
#8392   The result of toxic financing. 8k today from e-ore 12/04/14 06:39:37 PM
#8391   Absolute rubbish RCGP is. lemmy 11/24/14 03:06:21 PM
#8390   RCGP $240,000 worth of freely tradeable shares being e-ore 11/24/14 08:09:51 AM
#8389   VIIC - BK filing e-ore 09/25/14 04:55:13 PM
#8388   ENSL - Going to the grey market e-ore 05/08/14 07:52:11 AM
#8387   APP 61M + 9M at $0.50 sludgehound 03/26/14 08:26:04 AM
#8386   ACGX Supplemental Filing Doubling the Conversion Rights and RDG013 02/14/14 02:29:22 PM
#8385   CERP - Bankruptcy filing e-ore 02/12/14 04:01:54 PM
#8384   DROP will head this list after 3/14/2014 shareholders midnightsal 01/29/14 11:51:04 AM
#8383   MDNT. Pre14C. increase A/S from 500 million to mgland 01/23/14 03:14:53 PM
#8382   RBCN sale $28.2M common ? sludgehound 01/07/14 04:40:05 PM
#8381   WEST 8-K ah Convert 6.25M @0.02 sludgehound 12/20/13 08:17:34 PM
#8380   ASTM $16M left in shelf, down 12%+ sludgehound 12/02/13 10:09:01 AM
#8379   The SEC Just Suspended My Stock! Now What? sludgehound 11/29/13 04:34:32 PM
#8378   WEST $200K convert at $0.02 & $5M credit sludgehound 11/25/13 05:14:09 PM
#8377   Thanks Sludgehound. mgland 11/22/13 05:36:25 PM
#8376   Depends on structure of stock sludgehound 11/22/13 03:03:18 PM
#8375   Then before they did the R/S they would mgland 11/22/13 11:04:36 AM
#8374   My opinion is the 15-12g would have no e-ore 11/22/13 11:02:43 AM
#8373   E-ore. If a company files a PRE 14C mgland 11/22/13 10:59:47 AM
#8372   DEOP $.03 warrant swap equity sludgehound 11/19/13 09:04:23 AM
#8371   Why it's called "toxic financing." e-ore 11/18/13 05:40:10 PM
#8370   JAGGF.pk kind of a Canads Bk? sludgehound 11/01/13 07:53:55 PM
#8369   ANCV - .05 x .51. From today's 8k e-ore 10/23/13 02:36:45 PM
#8368   HYSR as per DEF 14A mgland 10/11/13 01:36:17 PM
#8367   WEST direct obligation against assets sludgehound 10/02/13 05:56:06 PM
#8366   GHSE - Bankruptcy. "WILMINGTON, Del. , Sept. e-ore 09/27/13 07:46:06 AM
#8365   VLNCQ - "holders of pre-petition equity interests in e-ore 09/26/13 01:56:34 PM
#8364   OPXA converts Converts to Common $1.91 sludgehound 09/25/13 09:29:49 AM
#8363   FFNT BK Chpt 11 & Notes arrangement sludgehound 09/17/13 08:50:15 AM
#8362   P doing secondary 14M to 16.1M shares sludgehound 09/16/13 11:38:14 PM
#8361   QTWW Convert note $11M sludgehound 09/16/13 09:14:32 AM
#8360   NSPH further share sale $100M no price sludgehound 09/12/13 11:19:07 PM
#8359   PLUG shelf reg no size yet sludgehound 09/10/13 04:40:17 PM
#8358   LIME ah 0.31 -0.31 may dilute sludgehound 08/22/13 09:22:24 PM
#8357   You're welcome! e-ore 08/19/13 07:20:15 PM
#8356   Hey Thank You!!! Orangeman3 08/19/13 07:14:41 PM
PostSubject