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SEC Suspensions & Revocations

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Moderator: Renee Assistants: lucky,mydog, scion, janice shell, Cassandra, Stock Barber, Veronicafox
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Last Post: 10/27/2014 9:58:03 AM - Followers: 172 - Board type: Premium - Posts Today: 0
This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#1213  Sticky Note Complete list of SEC suspended stocks from January Renee 10/25/14 11:49:19 AM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1218   FINRA deleted symbol: FAMH: Renee 10/27/14 09:58:03 AM
#1217   Revoked: FCPN: Renee 10/27/14 09:49:48 AM
#1216   Revoked: ASYI, CJYF, CDXP, EMDY, QMIN: Renee 10/27/14 09:48:27 AM
#1215   Revoked: DYNP: Renee 10/27/14 09:46:52 AM
#1214   Just an awesome board, Renee! A huge Stock Barber 10/25/14 12:40:33 PM
#1213   Complete list of SEC suspended stocks from January Renee 10/25/14 11:49:19 AM
#1212   ICLR: SEC Order Withdrawing Trading Suspension: Renee 10/23/14 08:54:15 AM
#1211   ? 236T568 10/22/14 11:44:05 AM
#1210   ICLR: SEC Admin Proceeding still active: Renee 10/22/14 11:21:55 AM
#1209   ICLR SEC Suspension cancelled: Renee 10/22/14 10:06:55 AM
#1208   ICLR: SEC Suspension: NOTE: ICLR is a NASDAQ Renee 10/22/14 09:47:52 AM
#1207   Revoked: IAGI and ENSL: (*** No prior SEC Renee 10/22/14 09:43:16 AM
#1206   Revoked: SRNG: Renee 10/10/14 09:41:29 AM
#1205   Revoked: ERGB, GCMI, LATIQ, RAPT, SBJX: Renee 10/10/14 09:39:00 AM
#1204   Revoked: TDAF, TAMB, UWBKQ: Renee 10/07/14 09:48:21 AM
#1203   Revoked: CHFK, CLRH, ECGA, SAMB: Renee 10/07/14 09:39:37 AM
#1202   Investor Bulletin: Trading Suspensions scion 10/06/14 10:27:49 AM
#1201   A Form 10 is an infinitesimally detailed filing Renee 10/05/14 10:41:54 AM
#1200   Thank you!!! What's form 10? Does that makes bb72mo 10/05/14 10:30:12 AM
#1199   When a company agrees by Settlement to not Renee 10/05/14 09:44:18 AM
#1198   Does it makes difference if company makes settlement bb72mo 10/05/14 09:04:17 AM
#1197   EGHDQ Finra deleted symbol: Renee 10/02/14 07:46:10 PM
#1196   Revoked: MBRKQ: Renee 10/01/14 09:41:31 AM
#1195   NDDG SEC Suspension: Renee 10/01/14 09:33:00 AM
#1194   XUII is a a Registered SEC Issuer so Renee 09/30/14 11:52:27 AM
#1193   well it's nice to read we can't be john _a_1990_420 09/30/14 11:47:50 AM
#1192   Revoked: AKGC, BLZE, CLNW, HGCO, IRECQ, SLPHQ: Renee 09/30/14 09:45:52 AM
#1191   Revoked: CWLZ, FPFCQ, KDMP: Renee 09/30/14 09:37:16 AM
#1190   MANW: On watch: MANW was suspended On September Renee 09/29/14 10:07:57 AM
#1189   CVVT SEC Suspension: Renee 09/29/14 09:33:16 AM
#1188   Revoked: CWBYF: Renee 09/26/14 09:34:26 AM
#1187   SEC Suspends Trading in Nine Penny Stocks in scion 09/25/14 11:36:45 AM
#1186   Revoked: IMDS: Renee 09/25/14 09:40:49 AM
#1185   HYII, BLUF, DHSM, ESIV, GOGC, INVA, MLGT, SLTZ, Renee 09/25/14 09:38:27 AM
#1184   Revoked: RAYS: Renee 09/23/14 09:34:28 AM
#1183   Revoked: TBHS, GNMN, GWSC, HPMFF, NUXP: Renee 09/22/14 09:41:22 AM
#1182   Revoked: GAIMF: Renee 09/22/14 09:34:25 AM
#1181   Revoked: IBNKQ: Renee 09/18/14 09:41:47 AM
#1180   GEPC SEC Suspension: Renee 09/18/14 09:39:28 AM
#1179   AGRT, KADR, CTZN, FCPN, GRTK, MTBR SEC Suspension: Renee 09/18/14 09:37:39 AM
#1178   Revoked: NRMH: Renee 09/16/14 09:33:55 AM
#1177   Revoked: CQPT: Renee 09/15/14 10:07:14 AM
#1176   Yes, mondays have the lowest number of SEC Renee 09/15/14 09:47:33 AM
#1175   ADRN, BRCI, CVGC, MANW, NCVT, OTVLQ, PDGE: SEC Renee 09/15/14 09:41:59 AM
#1174   Thanks as ever, Renee. sunspotter 09/15/14 09:39:25 AM
#1173   AADG, ATLR, BSKS, CPCF, MZBY, PWRM: SEC Suspension: Renee 09/15/14 09:36:37 AM
#1172   Revoked: INBG: Renee 09/12/14 09:36:56 AM
#1171   Revoked: FTNW: Renee 09/12/14 09:35:52 AM
#1170   Revoked: CDGD: Renee 09/11/14 09:34:28 AM
#1169   FXPT SEC Admin Proceeding: Renee 09/09/14 04:37:26 PM
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