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SEC Suspensions & Revocations

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Moderator: Renee Assistants: lucky,mydog, scion, janice shell, Cassandra, Stock Barber, MerryChristmas!
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Last Post: 12/19/2014 6:06:01 PM - Followers: 172 - Board type: Premium - Posts Today: 0
This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#1213  Sticky Note Complete list of SEC suspended stocks from January Renee 10/25/14 11:49:19 AM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1267   FINRA deleted symbol: ASVPQ: Renee 12/19/14 06:06:01 PM
#1266   Revoked: UTOG: Renee 12/18/14 10:09:08 AM
#1265   Revoked: AKRK, BOCX, CRTCF, GTVCF, PEPR: Renee 12/18/14 10:00:34 AM
#1264   Revoked: AADG, ATLR, BSKS, CPCF, MZBY, PWRM: Renee 12/18/14 09:46:55 AM
#1263   Revoked: AGRT, CTZN, KADR, MTBR: Renee 12/18/14 09:37:56 AM
#1262   Revoked: WBXU: Renee 12/18/14 09:34:26 AM
#1261   GEFI SEC Suspension: Renee 12/16/14 09:34:43 AM
#1260   AHII SEC Suspension: Renee 12/16/14 09:33:20 AM
#1259   Revoked: BHWX, CPTCQ, GUGO, HOTM, SPLT: Renee 12/12/14 09:35:36 AM
#1258   Revoked: VTMS: Renee 12/10/14 09:34:09 AM
#1257   Revoked: GHII: Renee 12/08/14 09:35:52 AM
#1256   Revoked: CNWD: Renee 12/08/14 09:34:32 AM
#1255   Revoked: ATPAQ: Renee 12/04/14 09:35:51 AM
#1254   Revoked: RGNA, RTPRQ, TVLYQ: Renee 11/26/14 09:43:41 AM
#1253   Revoked: NXWI: Renee 11/26/14 09:41:28 AM
#1252   Revoked: KORE: Renee 11/26/14 09:38:08 AM
#1251   Revoked: CTLH Renee 11/24/14 10:03:14 AM
#1250   Revoked: WTFS: Renee 11/24/14 10:01:06 AM
#1249   Revoked: GNTAQ (no prior SEC Suspension) Renee 11/24/14 09:59:04 AM
#1248   Revoked: SLGI, CAEH, CADV: Renee 11/24/14 09:57:40 AM
#1247   ECNT SEC Admin Proceeding ordering Financials: Renee 11/21/14 09:39:34 AM
#1246   The U.S. Securities and Exchange Commission announced the scion 11/20/14 09:46:09 AM
#1245   OGNG, IMMB, MYRY, GWPC: SEC Suspension: Renee 11/20/14 09:38:43 AM
#1244   On the basis of this Order and Respondent’s scion 11/19/14 10:28:40 AM
#1243   Revoked: AXNO, BKRSQ, CDVT, PPFP: Renee 11/19/14 09:41:06 AM
#1242   Revoked: GRTK: Renee 11/19/14 09:34:03 AM
#1241   HLXC FINRA deleted symbol: Renee 11/17/14 05:33:24 PM
#1240   YESD SEC Admin Proceeding: Renee 11/17/14 05:23:28 PM
#1239   YESD SEC Suspension: Renee 11/17/14 09:32:59 AM
#1238   FLSCQ Finra deleted symbol: Renee 11/11/14 05:28:13 PM
#1237   "The Commission acknowledges the assistance of the Joint 236T568 11/10/14 11:08:49 AM
#1236   NOTICE THAT INITIAL DECISION HAS BECOME FINAL scion 11/10/14 09:56:30 AM
#1235   Revoked: BPWRF: Renee 11/10/14 09:44:11 AM
#1234   Revoked: AMCG, AAUI, COUGF, ENCO, WBNK: Renee 11/10/14 09:43:19 AM
#1233   KLSC SEC Suspension: Renee 11/10/14 09:32:46 AM
#1232   Revoked: DSEN, HRTE, STCA: Renee 11/06/14 09:43:51 AM
#1231   Revoked: GNYS: Renee 11/06/14 09:36:24 AM
#1230   Revoked: MBHS: Renee 11/06/14 09:34:22 AM
#1229   SEC investigations found that each of the 10 scion 11/05/14 01:04:00 PM
#1228   SEC Litigations against MTVX, COWI, ERFB, GACR, RITE, Renee 11/05/14 12:33:14 PM
#1227   DELINQUENT FILINGS scion 11/05/14 09:36:34 AM
#1226   VHGI SEC Admin Proceeding for Financials delinquencies: Renee 11/05/14 09:24:48 AM
#1225   Finra deleted symbol: MCOMQ: Renee 11/04/14 07:28:31 PM
#1224   The Commission temporarily suspended trading in the securities scion 11/03/14 09:41:41 AM
#1223   VHGI SEC Suspension: Renee 11/03/14 09:40:04 AM
#1222   Revoked: NDAC: Renee 11/03/14 09:36:41 AM
#1221   HTEE, PHXMF, FNTSF (no I-Hub boards), and SCTZ: Renee 10/31/14 09:35:12 AM
#1220   FINRA deleted symbol: CACL. Acquisition/merger; for every one Renee 10/30/14 05:41:15 PM
#1219   BJGL FINRA deleted symbol: Renee 10/30/14 05:36:36 PM
#1218   FINRA deleted symbol: FAMH: Renee 10/27/14 09:58:03 AM
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