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SEC Suspensions & Revocations

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Moderator: Renee Assistants: lucky,mydog, scion, janice shell, Cassandra, Stock Barber, Veronicafox
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Last Post: 11/21/2014 9:39:34 AM - Followers: 171 - Board type: Premium - Posts Today: 0
This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#1213  Sticky Note Complete list of SEC suspended stocks from January Renee 10/25/14 11:49:19 AM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1247   ECNT SEC Admin Proceeding ordering Financials: Renee 11/21/14 09:39:34 AM
#1246   The U.S. Securities and Exchange Commission announced the scion 11/20/14 09:46:09 AM
#1245   OGNG, IMMB, MYRY, GWPC: SEC Suspension: Renee 11/20/14 09:38:43 AM
#1244   On the basis of this Order and Respondent’s scion 11/19/14 10:28:40 AM
#1243   Revoked: AXNO, BKRSQ, CDVT, PPFP: Renee 11/19/14 09:41:06 AM
#1242   Revoked: GRTK: Renee 11/19/14 09:34:03 AM
#1241   HLXC FINRA deleted symbol: Renee 11/17/14 05:33:24 PM
#1240   YESD SEC Admin Proceeding: Renee 11/17/14 05:23:28 PM
#1239   YESD SEC Suspension: Renee 11/17/14 09:32:59 AM
#1238   FLSCQ Finra deleted symbol: Renee 11/11/14 05:28:13 PM
#1237   "The Commission acknowledges the assistance of the Joint 236T568 11/10/14 11:08:49 AM
#1236   NOTICE THAT INITIAL DECISION HAS BECOME FINAL scion 11/10/14 09:56:30 AM
#1235   Revoked: BPWRF: Renee 11/10/14 09:44:11 AM
#1234   Revoked: AMCG, AAUI, COUGF, ENCO, WBNK: Renee 11/10/14 09:43:19 AM
#1233   KLSC SEC Suspension: Renee 11/10/14 09:32:46 AM
#1232   Revoked: DSEN, HRTE, STCA: Renee 11/06/14 09:43:51 AM
#1231   Revoked: GNYS: Renee 11/06/14 09:36:24 AM
#1230   Revoked: MBHS: Renee 11/06/14 09:34:22 AM
#1229   SEC investigations found that each of the 10 scion 11/05/14 01:04:00 PM
#1228   SEC Litigations against MTVX, COWI, ERFB, GACR, RITE, Renee 11/05/14 12:33:14 PM
#1227   DELINQUENT FILINGS scion 11/05/14 09:36:34 AM
#1226   VHGI SEC Admin Proceeding for Financials delinquencies: Renee 11/05/14 09:24:48 AM
#1225   Finra deleted symbol: MCOMQ: Renee 11/04/14 07:28:31 PM
#1224   The Commission temporarily suspended trading in the securities scion 11/03/14 09:41:41 AM
#1223   VHGI SEC Suspension: Renee 11/03/14 09:40:04 AM
#1222   Revoked: NDAC: Renee 11/03/14 09:36:41 AM
#1221   HTEE, PHXMF, FNTSF (no I-Hub boards), and SCTZ: Renee 10/31/14 09:35:12 AM
#1220   FINRA deleted symbol: CACL. Acquisition/merger; for every one Renee 10/30/14 05:41:15 PM
#1219   BJGL FINRA deleted symbol: Renee 10/30/14 05:36:36 PM
#1218   FINRA deleted symbol: FAMH: Renee 10/27/14 09:58:03 AM
#1217   Revoked: FCPN: Renee 10/27/14 09:49:48 AM
#1216   Revoked: ASYI, CJYF, CDXP, EMDY, QMIN: Renee 10/27/14 09:48:27 AM
#1215   Revoked: DYNP: Renee 10/27/14 09:46:52 AM
#1214   Just an awesome board, Renee! A huge Stock Barber 10/25/14 12:40:33 PM
#1213   Complete list of SEC suspended stocks from January Renee 10/25/14 11:49:19 AM
#1212   ICLR: SEC Order Withdrawing Trading Suspension: Renee 10/23/14 08:54:15 AM
#1211   ? 236T568 10/22/14 11:44:05 AM
#1210   ICLR: SEC Admin Proceeding still active: Renee 10/22/14 11:21:55 AM
#1209   ICLR SEC Suspension cancelled: Renee 10/22/14 10:06:55 AM
#1208   ICLR: SEC Suspension: NOTE: ICLR is a NASDAQ Renee 10/22/14 09:47:52 AM
#1207   Revoked: IAGI and ENSL: (*** No prior SEC Renee 10/22/14 09:43:16 AM
#1206   Revoked: SRNG: Renee 10/10/14 09:41:29 AM
#1205   Revoked: ERGB, GCMI, LATIQ, RAPT, SBJX: Renee 10/10/14 09:39:00 AM
#1204   Revoked: TDAF, TAMB, UWBKQ: Renee 10/07/14 09:48:21 AM
#1203   Revoked: CHFK, CLRH, ECGA, SAMB: Renee 10/07/14 09:39:37 AM
#1202   Investor Bulletin: Trading Suspensions scion 10/06/14 10:27:49 AM
#1201   A Form 10 is an infinitesimally detailed filing Renee 10/05/14 10:41:54 AM
#1200   Thank you!!! What's form 10? Does that makes bb72mo 10/05/14 10:30:12 AM
#1199   When a company agrees by Settlement to not Renee 10/05/14 09:44:18 AM
#1198   Does it makes difference if company makes settlement bb72mo 10/05/14 09:04:17 AM
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