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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, Cassandra, sunspotter, Stock Barber, Veronicafox
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Last Post: 4/24/2015 9:42:51 AM - Followers: 185 - Board type: Premium - Posts Today: 0
This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#1274  Sticky Note Complete list of SEC suspended stocks from January Renee 01/01/15 10:42:30 AM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1357   Finra deleted symbols: PCHW acquired; AFGP merged; DRMF, Renee 04/24/15 09:42:51 AM
#1356   Revoked: AKESQ, SRRL, THWI: Renee 04/22/15 09:38:52 AM
#1355   FASC SEC Suspension for Financials / Filings delinquencies: Renee 04/22/15 09:37:14 AM
#1354   Revoked: GSAG: Renee 04/21/15 09:43:03 AM
#1353   FNRG SEC Suspension: (***a Nasdaq listed stock) Renee 04/21/15 09:35:35 AM
#1352   Revoked: SVMT: Renee 04/16/15 09:34:56 AM
#1351   TRVX SEC Suspension: Renee 04/10/15 09:50:54 AM
#1350   24 shell stock Suspensions: AFGP, BRAI, CLRY, CNIN, Renee 04/10/15 09:49:36 AM
#1349   ECHI SEC Suspension: Renee 04/08/15 09:32:58 AM
#1348   CEII, DENG, GLFE: SEC Suspension for Financials / Renee 04/07/15 09:48:20 AM
#1347   CXLL, EGCO, GDLM: SEC Suspension for Financials / Renee 04/07/15 09:43:48 AM
#1346   ARUZQ, CRWD, CRPZ. GSAG, NWMT: SEC Suspension for Renee 04/07/15 09:37:32 AM
#1345   Revoked: CBMC: Renee 04/06/15 09:34:59 AM
#1344   Totally agree and definitely much more! MIKE2OO5 04/03/15 09:47:44 AM
#1343   Important to note that yes they filed but MIKE2OO5 04/03/15 09:44:24 AM
#1342   The CEO of IACH will have to explain Renee 04/03/15 09:40:55 AM
#1341   Let's see if Bill Craig (interim CEO) follows MIKE2OO5 04/03/15 09:35:29 AM
#1340   Revoked: INIV: Renee 04/02/15 09:35:57 AM
#1339   AQUM SEC Suspension for Financials delinquencies: Renee 03/31/15 09:36:12 AM
#1338   EARH SEC Suspension for Financials delinquencies: Renee 03/31/15 09:33:22 AM
#1337   SCEI, CNGL: SEC Admin Proceeding for delinquent Financials: Renee 03/25/15 08:34:12 AM
#1336   TWWI SEC Admin Proceeding for delinquent Financials: (no Renee 03/25/15 08:31:33 AM
#1335   WDMG SEC Suspension for Financials delinquencies: Renee 03/24/15 09:33:40 AM
#1334   http://investorshub.advfn.com/boards/read_msg.aspx?message_id=111919511 lucky,mydog 03/20/15 02:48:35 PM
#1333   Question Renee...would you have any idea how many $b_rich$ 03/20/15 02:32:51 PM
#1332   Revoked: INVA: Renee 03/20/15 09:46:20 AM
#1331   CHICF SEC Suspension: Renee 03/20/15 09:38:24 AM
#1330   LGHS SEC Suspension for Financials delinquencies: Renee 03/20/15 09:36:30 AM
#1329   FCPG SEC Suspension for Financials delinquencies: Renee 03/20/15 09:33:41 AM
#1328   Revoked: STEN: Renee 03/19/15 09:34:21 AM
#1327   ROOMQ SEC Admin Proceeding for delinquent Financials. No Renee 03/17/15 09:41:27 AM
#1326   Revoked: AGMC: Renee 03/17/15 09:34:12 AM
#1325   ok FearTheDilutionMonster 03/12/15 03:13:26 PM
#1324   update list :-D pleez [SMART MONEY] 03/11/15 01:56:19 PM
#1323   CEHC SEC Suspension for Financials / filings delinquencies: Renee 03/11/15 09:35:15 AM
#1322   AEHI, VROT SEC Admin Proceeding for Financials and Renee 03/10/15 09:26:36 AM
#1321   BKTC, MKTSQ, LLEG: SEC Admin Proceeding for delinquent Renee 03/10/15 09:20:54 AM
#1320   BLAK, GGBMQ, SFAZ, WTMK: SEC Suspension for Financials Renee 03/05/15 09:40:22 AM
#1319   APIT, BRDN, LNDG SEC Suspension for Financials / Renee 03/05/15 09:34:48 AM
#1318   The Commission temporarily suspended trading in the securities scion 03/04/15 10:16:55 AM
#1317   Revoked: CVVT: Renee 03/04/15 09:45:19 AM
#1316   SPRZ: SEC Suspension: Renee 03/04/15 09:42:53 AM
#1315   CIIC SEC Suspension for Financials / Filings delinquencies: Renee 03/04/15 09:40:12 AM
#1314   DSCY, IOMG, MYDO, NEGS, SVMT: SEC Suspension for Renee 03/04/15 09:37:14 AM
#1313   SEC Suspends Trading in 128 Dormant Shell Companies scion 03/02/15 03:21:27 PM
#1312   SEC SUSPENDS TRADING IN THE SECURITIES OF ONE Renee 03/02/15 11:12:53 AM
#1311   SEC SUSPENDS TRADING IN THE SECURITIES OF ONE scion 03/02/15 10:21:25 AM
#1310   China Pharmaceuticals, Inc. (CFMI) scion 02/27/15 10:08:29 AM
#1309   CFMI, CHPI, SLVA, ZYCI: SEC Suspension for Financials Renee 02/27/15 09:41:52 AM
#1308   AGMC, QSND, STEN, WNEA: SEC Suspension for Financials Renee 02/27/15 09:35:00 AM
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