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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, sunspotter, Stock Barber, Veronicafox
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Last Post: 2/21/2017 9:41:32 AM - Followers: 200 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#1865  Sticky Note Complete list of SEC suspended stocks from January Renee 01/01/17 05:21:39 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1886   Revoked: MGNLF Renee 02/21/17 09:41:32 AM
#1885   Revoked: ACLP: Renee 02/21/17 09:39:14 AM
#1884   Revoked: IAGM, RPID: Renee 02/21/17 09:36:29 AM
#1883   Revoked: KLXC Renee 02/21/17 09:33:07 AM
#1882   PPMH SEC Suspension: Renee 02/16/17 09:35:04 AM
#1881   FINRA deleted symbol: MOAK Renee 02/09/17 06:47:12 PM
#1880   Revoked: OXFC: Renee 02/08/17 09:34:22 AM
#1879   FTNW re-registered with the SEC: Renee 02/07/17 05:00:58 PM
#1878   Revoked: DRGZ, EGLA, FEECQ: Renee 02/06/17 09:37:13 AM
#1877   AVTCQ (FINRA deleted symbol), JGAC, MOAK, PWREQ (FINRA Renee 02/03/17 08:08:13 AM
#1876   Revoked: BILB Renee 01/30/17 09:36:31 AM
#1875   PXRB SEC Suspension: Renee 01/23/17 09:34:35 AM
#1874   FINRA deleted symbol: SCTZ: Renee 01/20/17 05:10:31 PM
#1873   FINRA deleted symbol: OVLG: Renee 01/17/17 04:58:12 PM
#1872   FINRA deleted symbols: ALLD, AQMT: Renee 01/17/17 04:57:26 PM
#1871   FINRA deleted symbol: CDBH: Renee 01/17/17 04:45:01 PM
#1870   Revoked: ZLUS (*** Suspended in 2011 but Admin Renee 01/13/17 09:46:47 AM
#1869   Revoked: QLTS, SPBU: Renee 01/13/17 09:40:19 AM
#1868   Revoked: SIRG: Renee 01/13/17 09:39:36 AM
#1867   Revoked: CCBEF: Renee 01/04/17 09:37:14 AM
#1866   FINRA deleted symbol: UPRD: Renee 01/03/17 04:52:09 PM
#1865   Complete list of SEC suspended stocks from January Renee 01/01/17 05:21:39 PM
#1864   FINRA deleted symbol: MPVC: Renee 12/30/16 05:22:15 PM
#1863   FINRA deleted symbol: SPHT: Renee 12/30/16 05:21:38 PM
#1862   PABK SEC Admin Proceeding for delinquent Financials: Renee 12/23/16 09:50:56 AM
#1861   Revoked: OPIX: Renee 12/23/16 09:37:44 AM
#1860   Revoked: ICOR: Renee 12/23/16 09:36:28 AM
#1859   Revoked: HITR: Renee 12/22/16 09:34:09 AM
#1858   Revoked: LUXR: Renee 12/21/16 09:51:06 AM
#1857   Revoked: GCDV: Renee 12/21/16 09:50:23 AM
#1856   Revoked: MULI, SKYH: Renee 12/21/16 09:43:11 AM
#1855   Revoked: TSTC: Renee 12/21/16 09:39:44 AM
#1854   Revoked: MDNT: Renee 12/21/16 09:35:04 AM
#1853   FINRA deleted symbol: VIPR: Renee 12/20/16 07:24:40 PM
#1852   FINRA deleted symbol: YORK: Renee 12/20/16 07:22:51 PM
#1851   Revoked: KGTO: Renee 12/19/16 09:33:51 AM
#1850   AEDC SEC Suspension: Renee 12/17/16 06:41:31 PM
#1849   CSWG SEC Suspension for delinquent Financials / Filings: Renee 12/08/16 09:34:33 AM
#1847   Revoked: SDIR: Renee 12/07/16 09:34:13 AM
#1846   Revoked: DYNV: Renee 12/06/16 09:35:07 AM
#1845   Revoked: BRWC: Renee 12/05/16 09:37:01 AM
#1844   WGEE SEC Suspension: Renee 12/05/16 09:33:49 AM
#1843   Revoked: HVYW: Renee 12/02/16 09:33:43 AM
#1842   SOFN SEC Admin Proceeding for delinquent Financials / Renee 12/01/16 06:43:37 PM
#1841   341 SEC registered stocks that are minimally one Renee 12/01/16 06:14:36 PM
#1840   Revoked: SAFC: Renee 11/29/16 09:56:51 AM
#1839   Revoked: POWD: Renee 11/29/16 09:51:08 AM
#1838   Revoked: NPER: Renee 11/29/16 09:42:02 AM
#1837   OPIX, PORS, VMPT, WPTH: SEC Suspension for Financials Renee 11/29/16 09:37:46 AM
#1836   If you link back on each FINRA deleted Renee 11/22/16 06:03:28 PM
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