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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, Cassandra, sunspotter, Stock Barber, Veronicafox
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Last Post: 3/2/2015 3:21:27 PM - Followers: 180 - Board type: Premium - Posts Today: 0
This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#1274  Sticky Note Complete list of SEC suspended stocks from January Renee 01/01/15 10:42:30 AM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1313   SEC Suspends Trading in 128 Dormant Shell Companies scion 03/02/15 03:21:27 PM
#1312   SEC SUSPENDS TRADING IN THE SECURITIES OF ONE Renee 03/02/15 11:12:53 AM
#1311   SEC SUSPENDS TRADING IN THE SECURITIES OF ONE scion 03/02/15 10:21:25 AM
#1310   China Pharmaceuticals, Inc. (CFMI) scion 02/27/15 10:08:29 AM
#1309   CFMI, CHPI, SLVA, ZYCI: SEC Suspension for Financials Renee 02/27/15 09:41:52 AM
#1308   AGMC, QSND, STEN, WNEA: SEC Suspension for Financials Renee 02/27/15 09:35:00 AM
#1307   Interesting Whether it is necessary and appropriate for the 236T568 02/26/15 04:41:08 PM
#1306   INVA SEC Admin Proceeding (no SEC Suspension) for Renee 02/26/15 04:00:16 PM
#1305   DTTY SEC Suspension for Financials delinquencies: Renee 02/25/15 09:53:12 AM
#1304   DFNS, EVCA, IBII: SEC Suspension for Financials delinquencies: Renee 02/25/15 09:47:52 AM
#1303   CYIP SEC Suspension for Financials delinquencies: Renee 02/25/15 09:43:18 AM
#1302   BNGOF revoked: (no SEC Suspension, but SEC Admin Proceeding): Renee 02/25/15 09:40:20 AM
#1301   MCLN, IEAG, ERIP: SEC Suspension for Financials delinquencies: Renee 02/25/15 09:34:47 AM
#1300   AKESQ, SRRL, THWI : SEC Suspension for Financials delinquencies: Renee 02/20/15 07:42:44 PM
#1299   IACH,CBMC, ECDI, INIV, NHPR, EEPU, TYIN, RNRG, SIBN, [SMART MONEY] 02/20/15 05:05:09 PM
#1298   11 SEC suspensions in one day after only 236T568 02/20/15 03:28:32 PM
#1297   Revoked: ECNT: Renee 02/20/15 10:11:24 AM
#1296   RNRG, SIBN, TAON, TAEC: SEC Suspension: Renee 02/20/15 09:52:49 AM
#1295   CBMC, ECDI, IACH SEC Suspension for delinquent Financials Renee 02/20/15 09:40:29 AM
#1294   INIV, NHPR, EEPU, TYIN SEC Suspension for Financials Renee 02/20/15 09:36:12 AM
#1293   Revoked: PFGY: Renee 02/11/15 09:33:32 AM
#1292   my favorite false and misleading statements in press 236T568 02/06/15 02:32:19 PM
#1291   The accuracy of statements in a press release surfkast 02/06/15 02:29:45 PM
#1290   the reasons for the suspension are more detailed 236T568 02/06/15 10:47:30 AM
#1289   MPVC SEC Suspension: Renee 02/06/15 09:33:32 AM
#1288   Possibly, Waterchaser, but there are no valid excuses Renee 02/03/15 10:02:45 AM
#1287   I wonder if budget cutbacks are affecting their waterchaser 02/03/15 09:58:07 AM
#1286   Zero SEC Suspensions in 2015 to date, and Renee 02/03/15 09:55:04 AM
#1285   Revoked: QSGI Renee 02/03/15 09:34:40 AM
#1284   Finra deleted symbol: BRZZQ: Renee 01/30/15 05:58:53 PM
#1283   Revoked: YESD: Renee 01/27/15 09:33:50 AM
#1282   FINRA deleted symbol: ARDTQ: Renee 01/20/15 06:00:11 PM
#1281   FINRA deleted symbol: TWAIQ: Renee 01/20/15 05:22:27 PM
#1280   Revoked FMNL from SEC Litigation...no SEC Suspension. Renee 01/20/15 09:35:32 AM
#1279   Revoked: VHGI: Renee 01/14/15 11:05:22 AM
#1278   Revoked: AIME: Renee 01/14/15 11:04:26 AM
#1277   Revoked: GSTV: Renee 01/13/15 09:34:28 AM
#1276   Revoked: HPGS: Renee 01/09/15 09:33:04 AM
#1275   That's outstanding DD, Renee! Thank you for the Veronicafox 01/02/15 10:59:09 AM
#1274   Complete list of SEC suspended stocks from January Renee 01/01/15 10:42:30 AM
#1273   CBEH: SEC Admin Proceeding and revocation order: Renee 12/23/14 09:45:54 AM
#1272   Revoked: ADRN, BRCI, CVGC, NCVT, OTVLQ, PDGE: Renee 12/23/14 09:42:44 AM
#1271   Revoked: GOEG: Renee 12/22/14 09:45:48 AM
#1270   Revoked: FXPT: Renee 12/22/14 09:41:14 AM
#1269   Revoked: ALTO: Renee 12/22/14 09:37:01 AM
#1268   TECO SEC Suspension: Renee 12/22/14 09:32:29 AM
#1267   FINRA deleted symbol: ASVPQ: Renee 12/19/14 06:06:01 PM
#1266   Revoked: UTOG: Renee 12/18/14 10:09:08 AM
#1265   Revoked: AKRK, BOCX, CRTCF, GTVCF, PEPR: Renee 12/18/14 10:00:34 AM
#1264   Revoked: AADG, ATLR, BSKS, CPCF, MZBY, PWRM: Renee 12/18/14 09:46:55 AM
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