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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, sunspotter, Stock Barber, Veronicafox
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Last Post: 5/27/2016 4:13:53 PM - Followers: 201 - Board type: Premium - Posts Today: 0
This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#1551  Sticky Note Complete list of SEC suspended stocks from January Renee 01/15/16 09:42:01 AM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1690   FINRA deleted symbol: OBEE Renee 05/27/16 04:13:53 PM
#1689   Revoked: ETHS: Renee 05/27/16 09:34:14 AM
#1688   NERG SEC Suspension for "questions that have been Renee 05/20/16 09:43:35 AM
#1687   DGBMF, JZHG, MRGLF (no I-Hub boards): SEC Suspension Renee 05/20/16 09:40:43 AM
#1686   BBCZ, CGLO, CRRWF, GFRP: SEC Suspension for Financials Renee 05/20/16 09:37:02 AM
#1685   Finra deleted symbol: RKNW: Renee 05/19/16 05:21:43 PM
#1684   Finra deleted symbol: QMCG: Renee 05/18/16 05:23:18 PM
#1683   Revoked: SHSNQ, USWI: Renee 05/13/16 09:37:25 AM
#1682   Finra deleted symbol: TRIS: Renee 05/11/16 04:13:03 PM
#1681   GROV, LUVE, NTLNF: Renee 05/11/16 09:39:36 AM
#1680   TERX, PHUN, INKN: SEC Suspension for Financials / Renee 05/11/16 09:35:37 AM
#1679   Revoked: BONI, TEXS: Renee 05/10/16 09:35:39 AM
#1678   Finra deleted symbols: IFBV, VERD: Renee 05/09/16 05:15:30 PM
#1677   Finra deleted symbol: IESO: Renee 05/09/16 05:14:13 PM
#1676   MWOG SEC Suspension: Renee 05/09/16 09:34:08 AM
#1675   Interesting. But FNRG has since been delisted. janice shell 05/06/16 07:50:13 PM
#1674   There was another Nasdaq stock suspended on April 21,2015: Renee 05/06/16 07:29:39 PM
#1673   That's a very odd one. The first janice shell 05/06/16 07:15:29 PM
#1671   CPCCD SEC Suspension: Renee 05/06/16 09:35:36 AM
#1670   CDRB SEC Suspension: Renee 05/06/16 09:33:27 AM
#1668   Revoked: April 22,2016 NNCT, BIZZ, CLKZ, ICNSQ, MXOP, PRVW: Renee 05/06/16 09:18:00 AM
#1667   Revoked: CYNX: Renee 05/06/16 08:38:45 AM
#1666   Yup, but the biggest amount of greys is $hellKing 05/06/16 07:10:50 AM
#1665   You're right... a crackdown on F's is taking ListenToMe 05/05/16 07:28:20 PM
#1664   5/4/16 SEC Suspensions: CLNO, HMNC, LBGO, GIREF, REXEF; flaflyersfan 05/05/16 07:50:53 AM
#1663   5/3/16 SLRW- SEC suspension; flaflyersfan 05/04/16 07:35:55 AM
#1662   05/02/16 Security Deletions; Inactive Security: VGCEF, TGBDF, STKKF, flaflyersfan 05/03/16 07:38:44 AM
#1661   4/29/16 Temporary Suspensions: PIEX, BRND, PRVT, COYR, HIDC, flaflyersfan 04/29/16 09:54:01 AM
#1660   4/28/16 NRDCQ- CUSIP suspended. EOM flaflyersfan 04/28/16 10:55:18 PM
#1659   4/28/16 PNPL- Temporary Suspension; flaflyersfan 04/28/16 02:24:50 PM
#1658   PNPL Suspended by SEC 236T568 04/28/16 12:07:18 PM
#1657   4/28/16 RSVP- Suspended; inactive security. EOM flaflyersfan 04/28/16 09:21:24 AM
#1656   Symbol VLBI suspended not VLPI on Monday. EOM flaflyersfan 04/28/16 07:28:01 AM
#1655   The U.S. Securities and Exchange Commission announced the surfkast 04/27/16 10:20:46 PM
#1654   are you sure that you have the correct symbol? 236T568 04/27/16 09:04:56 PM
#1653   4/26/16 VLPI Temporary Suspension; https://www.sec.gov/litigation/suspensions/2 flaflyersfan 04/27/16 07:08:51 PM
#1651   I just tried searching for ticker CUSIP and Sleepy2016 04/26/16 12:25:27 AM
#1650   4/25/16- OSBI- CUSIP Suspended. CSPT- Deleted: Inactive flaflyersfan 04/25/16 09:32:32 PM
#1648   GHML, MSSD, MFTH, MDTV: Renee 04/21/16 01:23:18 PM
#1647   CYNX, DTVI, GLHV: Renee 04/21/16 01:15:22 PM
#1646   SUNE - trading halt as it announces filing 236T568 04/21/16 10:56:40 AM
#1645   4/21/16 12(j) Registration Revoked by the SEC; VDDA, flaflyersfan 04/21/16 09:30:54 AM
#1644   4/20/16 Deleted: NMIG- Inactive Security. EOM flaflyersfan 04/21/16 09:26:46 AM
#1643   NOTE to all readers: I will be absent Renee 04/19/16 06:36:14 PM
#1642   Finra deleted symbol: ECAM: Renee 04/18/16 05:52:08 PM
#1641   I noticed all the greys. Many were F $hellKing 04/15/16 06:06:53 PM
#1640   Finra deleted symbols: ESNY, NGTY, PBAH, PMTT, PXIA, Renee 04/15/16 05:35:04 PM
#1639   Finra deleted symbols: BRAI, CLRY, CNIN, EGIG, KTLI, Renee 04/15/16 05:31:46 PM
#1638   Finra deleted symbols: CENC, GOLM, PMCOQ, PPCI, PROI: Renee 04/15/16 05:29:10 PM
#1637   hooray! lucky,mydog 04/14/16 07:22:24 PM
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