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Blotty

01/06/14 10:38 PM

#7686 RE: Chocolate Al #7685

I'm thinking FINRA will delay the approval until the authorization period expires. Way to many red flags here IMO.

If I remember correct, the period is 60 days from when they submit and they are required to submit 10 days prior to the effective date.

... Or they may just deny it outright.