Replies to post #18327 on Meso Numismatics Inc (MSSV)

[Huggy Bear]

show me where old man coleman is a criminal of anything. he is not.

The Denver Regional and Salt Lake City Branch Offices announced that on April 12 and
April 15 U.S. District Judge David K. Winder, District of Utah, entered orders preliminarily enjoining Roger G. Coleman, Sr., of Salt Lake City, Utah, and Efficient
Transfer, Inc., a registered transfer agent, from further violations of the antifraud
and transfer agent provisions of the Securities Exchange Act of 1934. Both defendants
consented to the orders without admitting or denying the allegations of the Complaint
and pending final disposition of the litigation. A Temporary Restraining Order was
entered against defendants on March 30, following a hearing.
The March 29 Complaint alleged that Coleman, and Coleman doing business as Efficient,
falsified shareholder records of U.S.A. Medical Corporation and failed to comply with
record retention and examination requirements. The Complaint also alleged that Efficient, and Coleman doing business as Efficient, failed to maintain required books and
records, failed to fingerprint employees, failed to safeguard securities, and failed
to report lost and stolen certificates. Both defendants were also preliminarily prohibited from altering or destroying Efficient's books and records. (SEC v. Efficient
Transfer, Inc. and Roger G. Coleman, Sr., USDC UT, Central Division, Civil Action No.
88-C-271W). (LR-11720)

http://www.sec.gov/news/digest/1988/dig050388.pdf

The Denver Regional and Salt Lake Branch Offices-announced that on May 24, after a hearing, U.S. District Judge David K. Winder, District of Utah, entered Final Judgments of Permanent Injunction by Default against Roger G. Coleman, Sr., of Salt Lake City, Utah, and Efficient Transfer, Inc., a registered transfer agent, enjoining them from further violations of the antifraud and transfer agent provisions of the Securities Exchange Act of 1934. The defendant was also prohibited from altering or destroying Efficient's books and records.
The March 29 Complaint alleged that Coleman, and Coleman doing business as Efficient, falsified shareholder records of U.S.A. Medical Corporation and failed to comply with record retention and examination requirements. The Complaint also alleged that Efficient, and Coleman doing business as Efficient, failed to maintain required books and records, failed to fingerprint employees, failed to safeguard securities, and failed to report lost and stolen certificates.

http://www.sec.gov/news/digest/1988/dig060388.pdf

ROGER G. COLEMAN, SR. INDICTED
The Denver Regional Office, the Salt Lake City Branch Office and the U.S. Attorney for the District of Utah announced that, on March 28, Roger G. Coleman, Sr. of Salt Lake City, Utah, was indicted on one count of conspiracy to commit securities fraud and to transport counterfeited securities in interstate commerce and on one count of interstate transportation of counterfeited securities.
The indictment alleges that Coleman conspired with another to take a fraudulently counterfeited stock certificate representing 150,000 shares of stock of Fuji Electrocell Corp. from Salt Lake City, Utah, to San Diego, California, to pledge as collateral for a bank loan. Coleman is said to have counterfeited the stock certificate. Allegedly, Coleman then gave the counterfeited stock certificate to his co-conspirator who took it from Salt Lake City to San Diego. [United States v. Roger
G. Coleman, Sr., U.S.D. C.D. Utah, Criminal Action No. 90-CR-0084S] (LR-12435)

https://www.sec.gov/news/digest/1990/dig040990.pdf

The president of Corporate Capital Formation is Roger G. Coleman Sr., a former securities transfer agent who pleaded guilty in two different fraud-related criminal cases in 1989 and 1990.

http://sharesleuth.com/investigations/2009/10/is_notorious_brokerage_boss_ha