Tuesday, December 10, 2013 Download 12/10/2013 11:00:01 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
ALQAD ALLIQUA, INC. NEW COMMON STOCK u Y N AVTO Avantogen Oncology, Inc. Commo u Y N BANX STONECASTLE FINANCIAL CORP COM Q Y N BEAC BEACON ENTERPRISE SOLUTIONS GR u Y N BMRK BENCHMARK ENERGY CORPORATION ( u Y N BNDX VANGUARD TOTAL INTERNATIONAL B G Y N CABGY CARLSBERG AS SPONSORED ADR CL u N Y CDID QUAD ENERGY CORP. COMMON STOCK u Y N CFPZF Canfor Corporation New Ordinar u N Y CLNT CLEANTECH SOLUTIONS INT'L IN S Y N CRMB CRUMBS BAKE SHOP INC S Y N DGRW WISDOMTREE TR US DIVID GROWTH G Y N DXJS WISDOMTREE TR JAPAN SMALLCAP H G Y N EUFN ISHARES MSCI EUROPE FINANCIALS G Y N EVSV ENVIRO-SERV, INC. COMMON STOCK u Y N FCUUF FISSION URANIUM CORPORATION CO u N Y FTCS FIRST TRUST CAPITAL STRENGTH E G Y N GDFZY GDF SUEZ SPONSORED ADR (FRANCE u N Y GEVO GEVO INC G Y N HYII ALL GRADE MINING, INC. COMMON u Y N HYLS FIRST TR TACTICAL HIGH YIELD L G Y N IMZLF INTERNATIONAL MINERALS CORP u N Y INVA INOVA TECHNOLOGY INC COM STK ( u Y N IPSEY IPSEN S A SPON ADR (FRA) u N Y IZEA IZEA INC COMMON (NV) u Y N KWEB KRANESHARES TR CSI CHINA INTER G Y N LBIO LION BIOTECHNOLOGIES, INC. COM u Y N LCMD LIFE CARE MEDICAL DEVICES LIMI u Y N LGHS LONGHAI STL INC COM STK (NV) u Y N MDIV FIRST TRUST MULTI-ASSET DIVERS G Y N NPACY Neopost SA Unsponsored ADR (Fr u N Y NTEK NANOTECH ENTERTAINMENT, INC. u Y N OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG u N Y ORKLY ORKLA AS SPON ADR (REP-A) u N Y OXBT OXYGEN BIOTHERAPEUTICS INC NEW S Y N PATH NUPATHE INC COM STK G Y N PPEHF PURE TECHS LTD u N Y PSCD POWERSHARES S&P SMALLCAP CONSU G Y N PSCH POWERSHARES S&P SMALLCAP HEALT G Y N PSCI POWERSHARES S&P SMALLCAP INDUS G Y N PTRC PETRO RIVER OIL CORP. COMMON S U Y N QQQC GLOBAL X NASDAQ CHINA TECHNOLO G Y N SELR STEELE RES CORP COM STK (NV) u Y N SPEX SPHERIX INC COM STK NEW (MD) S Y N STXS STEREOTAXIS INC COM STK NEW (D S Y N TDIV FIRST TRUST NASDAQ TECHNOLOGY G Y N TKOI TELKONET INC u Y N TWDL TEXAS WYOMING DRILLING, INC. u Y N UNXL UNI-PIXEL, INC. S Y N VCSH VANGUARD SHT-TERM CORP BD ETF G Y N VTIP VANGUARD SHT TRM INFLT-PROT FD G Y N VTWO VANGUARD RUSSELL 2000 ETF G Y N VWOB VANGUARD EMERGING MKTS GOVT BD G Y N VXUS VANGUARD STAR FD VANGUARD TOTA G Y N