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Enforcement Tips and Complaints
If you would like to provide us information about fraud or wrongdoing involving potential violations of the securities laws, which may include the conduct listed below, use the Tips, Complaints and Referrals Portal. See also further information about submitting a tip or complaint.
Ponzi scheme, Pyramid Scheme, or a High-Yield Investment Program
Theft or misappropriation of funds or securities
Manipulation of a security's price or volume
Insider trading
Fraudulent or unregistered securities offering
False or misleading statements about a company (including false or misleading SEC reports or financial statements)
Abusive naked short selling
Bribery of, or improper payments to, foreign officials
Fraudulent conduct associated with municipal securities transactions or public pension plans
Other fraudulent conduct
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