It would typically be the SEC, but you should realize that FINRA is never going to allow either of these changes to take effect, whether there is a complaint or not. The reverse split and the name change will just sit there. The company and its near worthless shares will be continued to be know as EMAX Holdings, not Emax worldwide, nor TRADE international. The reverse split will sit there too. Maybe at some point slick Roxie will rescind the split and claim that is good news, just like she rescinded the Emax reverse split last year, which was declared about 4 years ago.
I fully expect a new PR to be issued in the next few weeks/months, boasting about how the new CUSIP has been approved, as she knows that pink sheet investors rarely understand that an approved CUSIP means nothing other than assigning a number. She expects people to believe the new CUSIP means that the name change is approved! It does not mean that.
That's right slick Roxie, I am one step ahead of you... as always!
News 
Market Data 
Discover 
