Your thoughts are just brilliant, Charlie. Thanks.
I called TDAmeritrade several times with this matter, but the information they were providing was only confusing me. Today I called again and demanded that they must stop mistreating me with their phony explanations and tell me what actually had happened and is going on. They put me on a long hold and then told me just about exactly what you are saying: that behind this suspension is SEC and such is the SEC modus operandi in this sort of investigations, but DTCC has actually little to do with it.
My mind was set in the presumption that it is SEC that has nothing to do with the suspension, and I argued this and the official was just reiterating what she told me, emphasizing that this is what she was told.
So, it is SEC investigation and action, not DTCC, and this is why DTCC is handling it in such a strange discord with its own rules and regulations: like a failure to serve its proper,
formal notice on SGCP with detailed charges, which is mightily good for us. This is a great relief.
I guess it is this that especial knowledge of those brokers who continue to trade SGCP in spite of the lock.
Thank you again.
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