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zomniac

07/21/12 10:09 AM

#12999 RE: zomniac #12998

John Thomas Financial, Inc.
AWSR
http://sec.gov/Archives/edgar/data/867687/000101376208002250/form13g.htm

(d) Title of Class of Securities: JTF holds warrants to purchase 15,000,000 shares of Common Stock, exercisable through October 31, 2013 at a purchase price of $0.01 per share. The Warrants were issued to JTF by the Issuer. In addition, ATB Holding Company, LLC, a Delaware limited liability company (“ATB”), holds options to purchase 5,000,000 shares of Common Stock, exercisable through June 30, 2013 at a purchase price of $0.15 per share. The Options were issued to ATB by a former director of the Issuer, who owned of record the shares underlying the Options. The Options were amended as of October 27, 2008 to establish (i) a $0.15 per share exercise price and (ii) June 30, 2013 as the expiration date of the Options. Thomas Belesis, the President and sole shareholder of JTF, is the managing member of ATB.
(d) Title of Class of Securities: JTF holds warrants to purchase 15,000,000 shares of Common Stock, exercisable through October 31, 2013 at a purchase price of $0.01 per share. The Warrants were issued to JTF by the Issuer. In addition, ATB Holding Company, LLC, a Delaware limited liability company (“ATB”), holds options to purchase 5,000,000 shares of Common Stock, exercisable through June 30, 2013 at a purchase price of $0.15 per share. The Options were issued to ATB by a former director of the Issuer, who owned of record the shares underlying the Options. The Options were amended as of October 27, 2008 to establish (i) a $0.15 per share exercise price and (ii) June 30, 2013 as the expiration date of the Options. Thomas Belesis, the President and sole shareholder of JTF, is the managing member of ATB.

AWSR Form 3 John Thomas Financial
http://sec.gov/Archives/edgar/data/867687/000101376208002252/xslF345X02/oct282008form3johnthomasf_ex.xml