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janice shell

06/04/12 6:15 PM

#71914 RE: DevilDolphin #71912

It was an FBI sting. And there obviously ARE criminal charges.
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nhass1

06/04/12 6:18 PM

#71916 RE: DevilDolphin #71912

4. Unbeknownst to the Defendants, the purported corrupt broker was a
creation of the FBI, did not in fact exist, and the middleman was a witness cooperating
with the FBI.
5. As a result of the conduct described in this Complaint, the Defendants
violated Section 17(a)(1) of the Securities Act of 1933 ("Securities Act"), 15 U.S.C. §
77q(a)(1); and Section 10(b) and Rule 10b-5(a) and (c) of the Securities Exchange Act of
1934 ("Exchange Act"), 15 U.S.C. § 78j(b) and 17 C.F.R. § 240.10b-5(a) and (c). Unless
restrained and enjoined, they are reasonably likely to continue to violate the federal
securities laws.