Here was one of the emails I got from Pat concerning CEYY. Everyone that gives input will at least give us a shot at putting some heat on these crooked MM's. BE SURE TO SEND TO PAT CLEM, EMAIL IS BELOW
This is to acknowledge that the Market Regulation Department of the Financial Industry Regulatory Authority (FINRA) received the E-mails you sent on 2/20/12 and 2/21/12 regarding trading activity in Fresh Start Private Management Inc. (CEYY). Please advise if you have any direct first-hand knowledge of the activity described in your correspondence or any other additional information to support your allegations. In any event, we will use the information you provided regarding CEYY in the scope of our regulatory programs designed to review for member firm and registered representative compliance with federal securities laws and FINRA rules. While the reviews conducted by the Market Regulation Department are confidential and non-public, the staff may contact you if deemed appropriate as it carries out its responsibilities with regard to your complaint.
Thank you for bringing this matter to our attention.
Sincerely,
Patricia A. Clem
Assistant Director
Market Regulation
FINRA
9509 Key West Avenue
Rockville, MD 20850
(240) 386-5105
Pat.clem@finra.org
www.finra.org
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