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GOLDBUFFALO

04/26/12 12:19 PM

#2681 RE: 65Vette #2680

Here was one of the emails I got from Pat concerning CEYY. Everyone that gives input will at least give us a shot at putting some heat on these crooked MM's. BE SURE TO SEND TO PAT CLEM, EMAIL IS BELOW


This is to acknowledge that the Market Regulation Department of the Financial Industry Regulatory Authority (FINRA) received the E-mails you sent on 2/20/12 and 2/21/12 regarding trading activity in Fresh Start Private Management Inc. (CEYY). Please advise if you have any direct first-hand knowledge of the activity described in your correspondence or any other additional information to support your allegations. In any event, we will use the information you provided regarding CEYY in the scope of our regulatory programs designed to review for member firm and registered representative compliance with federal securities laws and FINRA rules. While the reviews conducted by the Market Regulation Department are confidential and non-public, the staff may contact you if deemed appropriate as it carries out its responsibilities with regard to your complaint.

Thank you for bringing this matter to our attention.


Sincerely,


Patricia A. Clem

Assistant Director

Market Regulation

FINRA

9509 Key West Avenue

Rockville, MD 20850

(240) 386-5105

Pat.clem@finra.org

www.finra.org


Confidentiality Notice: This email, including attachments, may include non-public, proprietary, confidential or legally privileged information. If you are not an intended recipient or an authorized agent of an intended recipient, you are hereby notified that any dissemination, distribution or copying of the information contained in or transmitted with this e-mail is unauthorized and strictly prohibited. If you have received this email in error, please notify the sender by replying to this message and permanently delete this e-mail, its attachments, and any copies of it immediately. You should not retain, copy or use this e-mail or any attachment for any purpose, nor disclose all or any part of the contents to any other person. Thank you