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pitts77h

04/02/12 8:04 PM

#6291 RE: Sonny #6287

Absolutely wrong.

Note this very clear language in the "General Instructions" section of form 211:

By completing this form, your firm is representing that it has satisfied all applicable requirements of Securities and Exchange Commission (SEC) Rule 15c2-11 and the filing and information requirements of NASD Rule 6640.



EMXC has not, and does not, satisfy those requirements.

EMXC hasn't filed any financials with the SEC since 1996. They have to correct that before they can even think of filing an S-1 (which would be the correct form, not form 211.) They need to file audited annual reports going back to 1996.

Janice Shell explains it all in this thread:

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=73962201

They'd have to make up all those missing financials from 1996 till now. Which would probably be impossible....The 10-Ks would have to be audited; the 10-Qs not...

pitts77h

04/02/12 8:36 PM

#6297 RE: Sonny #6287

Again, you are incorrect.

this is the form emxc must fill out and comply with



EMXC does not fill out that form. That form is used by a firm looking to make a market in the stock, not by the company itself. It is submitted by the prospective market maker to FINRA, who must approve it.

No MM in the world is going to fill out a 211 for a SEC suspended stock.