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DTCSUX

01/26/12 9:46 PM

#58612 RE: Brud #58611

Thank you for contacting Charles Schwab & Company. I can certainly assist you.

Per the DTC, a global lock is added to positions with large fluctuations. This is what has occurred with the shares of Smokefree Innotec (SFIO). Schwab has halted trading on this security as we are unable to settle trades.

I hope the above information has been helpful. If you have additional questions, please feel free to reply to this email.

This reply was helpful, in that, we all know sfio was not suspect to the lock. So why then would increased trading warrant such a lockdown unless other factors are involved. The dtc handle a gazillion shares monthly and most likely could count the small amout traded in sfio those two days, but yet no answers and still locked. Just something to think about and provide another road to walk down. Can't wait till they can't wait anymore. ;)
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Brud

01/26/12 9:49 PM

#58613 RE: Brud #58611

My apologies for the previous post I was just caught up in moment. Mr. Roth we need some transparency.