InvestorsHub Logo

gold1943

11/16/11 11:46 AM

#131623 RE: davesyntax #131622

You'll probably get better answer from Malou at TA.

Tavycal

11/16/11 5:25 PM

#131632 RE: davesyntax #131622

2 Adequate Current Information. There must be adequate current information about the issuer of the securities before the sale can be made. This generally means that the issuer has complied with the periodic reporting requirements of the Exchange Act.

http://www.sec.gov/investor/pubs/rule144.htm