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loanranger

10/21/11 2:08 PM

#138934 RE: Johnik #138859

"I would be shocked if there was not a rule dictating the time within which a complaint must be filed."

I understand your shock. But the filing of a complaint would be as the result of facts determined in an SEC investigation. And that is a process which, as far as I can tell (see link), has no time limits whatsoever. They have been known to go on for years (5 years in the case of Dell).

http://www.sec.gov/divisions/enforce/enforcementmanual.pdf

I don't know what Statute of Limitations laws might apply, if any, but I don't believe that there is a specific SEC rule that dictates the time within which a complaint must be filed.