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wEaReLeGiOn

10/14/11 2:02 PM

#54546 RE: WHITTENHALLJR #54541

"We are in an unfortunate situation but if we are a ship navigating dangerous waters, then i want george captin..."

Based on what, his self-scribed Linkeden profile? Or would it be his personal life insurance website? I like how he lists being involved with SFIO in the former myself, lol. I also find it comical that he was the Chief Financial Officer for SFIO, but isn't on record for raising any concerns over TS's financial misdeeds.

http://www.linkedin.com/in/georgeroth

http://investorsadvocate.net/

George Roth

Public microcap funding access

Orange County, California Area
Capital Markets

Current

principal at Securities Compliance Control LLC

Past

CFO at Smokefree Innotec
CFO at Smokefree Innotec
President at Xion Corporation

Education

Carnegie Mellon University - Tepper School of Business

Recommendations

1 person has recommended George
Connections

70 connections
Websites

Personal Website

George Roth's Summary

George T. Roth’s primary area of business consulting practice for over 40 years has been structuring small business enterprises to access growth capital while remaining compliant with regulators and securities laws;
-graduated from Carnegie Mellon University with graduate degrees in Management and Science in 195.;
- has established a large number of publicly traded entities that have since been acquired or transformed into companies that continue to trade today.
-past contacts with funding sources produced results for a number of mortgage companies including
-has a long standing relationship with and is well known and respected for integrity among a number of national brokerage firms.
- With the advent of the Sarbanes Oxley Act, his role has become critical in recommending cost effective and affordable compliant structuring and policy formulation for its small and medium business clients.
- draws on his extensive experience and international contacts in business development for hundreds of clients in both private and public sectors.
-he has been sought out to work hand in hand with leading securities counsel and CPA’s, with their referring clients to him for assistance.
Specialties

taking private companies public, funding startups, creating and maintaining compliance with securities regulations, mergers and acquisitions, creating access to capital and introduction to funding
George Roth's Experience
principal
Securities Compliance Control LLC

Privately Held; 1-10 employees; Capital Markets industry

January 1999 – Present (12 years 10 months)

directing the activities of the staff in serving clients, taking them public, creating and maintaining compliance with securities regulations, designing and implementing mergers and acquisitions, creating business and capital formation plans and locating and introducing clients to sources of funding
CFO
Smokefree Innotec

Public Company; 1-10 employees; Health, Wellness and Fitness industry

2010 – 2011 (1 year)
CFO
Smokefree Innotec

Public Company; 1-10 employees; Health, Wellness and Fitness industry

2010 – 2011 (1 year)
President
Xion Corporation

Capital Markets industry

1960 – 2010 (50 years)
George Roth's Education
Carnegie Mellon University - Tepper School of Business
Master of Science, Engineering and Management

1954 – 1959