UPDATED 9/16/2011...Complete list of "CUSIP's to be exited from CNS and future trades designated trade for trade"
i believe this list goes back to 2008.........it is the cusip and name of the company........listed alphabetically......
again............to all..............if you are using PENSON.......you NEED to save this list somewhere!!!!!! this is a compilation of the NON-dtc lists........
IF you are being told by your broker that a certain stock is 'chilled' and its not on this list.........OR if you are being charged ADDITIONAL fees and the stock is not on this list........you 'may' have some recourse IF you holler loud enough......i know a few people that have had some fees actually REVERSED!