Smoky, if we were on the BB before, and you have not changed auditors, we can file a piggyback and be back on the bb in a couple days. If we have not done any of the things listed below, we are golden!!!!
The Globenet Exemption. Under this exemption, a market maker can initiate a quotation on the OTC Link system for an OTCBB-only quoted security without submitting a Form 211 to FINRA, subject to the following conditions:
1. Each broker or dealer relying upon this exemption must have in its records information specified in paragraphs (a)(5)(i), (a)(5)(viii), (a)(5)(xiv), (a)(5)(xv), and (a)(5)(xvi) of Rule 15c2-11;
2. Two-way bid and ask priced quotations that do not reflect customer indications of interest must have been published during the previous 30 calendar days, with no more than four business days in succession without such quotations, in an interdealer quotation system that displays unsolicited customer indications of interest;
3. The issuer of the security has not been delinquent in any of its reporting obligations under the Exchange Act or rules thereunder for more than 30 days, if subject to Section 10(a) or 15(d) of the Exchange Act;
4. Since the issuer of the security filed its most recent annual report, the issuer has not filed a report with respect to any event included in Item 1.03 (Bankruptcy or Receivership), Item 2.01 (Acquisition or Disposition of Assets), Item 4.01 (Changes in Registrant's Certifying Accountant), Item 5.01 (Changes in Control of Registrant), and Item 5.02 (Departure of Directors or Certain Officers) of Form 8-K under the Exchange Act; [Updated in 2004 per Modification of 15c2-11 Exemptive Letters]
5. The issuer of the security is not exempt from the registration requirements under Section 12(g) of the Exchange Act pursuant to Rule 12g3-2(b); and
6. The issuer of the security is not the subject of bankruptcy proceedings.
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