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lancero

06/30/11 9:46 AM

#98069 RE: TenKay #98067

Did re-read the post and I think we are saying the same thing. Am not trying to pay semantics, it was just how I initially read your post regarding the LLEG suspension.

To take a democratic approach, it boils down to what each of our definitions of the word "action" is based on the first para of the origin post of this thread.

The SEC does its own investigating. They are not going to take action on the basis of a complaint or two or 10.



I just see action as taking the process of reviewing the complaint(s) from the portal/meeting with agent, doing fact finding to see if a formal complaint is merited, obtain permission from higher to initiate formal investigation, etc.