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BradSmith319

05/13/11 2:22 PM

#62616 RE: kbender1 #62612

No not a word. I spoke to a woman named Paige, customer service, she took all my information and sent my questions to a compliance officer last Friday. She then called me back that afternoon saying that a compliance officer is reviewing my case and will call me with details of why the SEC has MMTE on the non DTC eligible list. So far I have not heard anything back.

Brad